DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
E•••••• A•••••••• L••
Latest filing Sep 15, 2026
First filing on the tape Dec 19, 2011 · 26 filings
SEC status approved since Feb 1, 2006
RAUM
$29.3M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
8
1 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
26 filings and snapshots on the tape
RAUM$29.3M as of Mar 30, 2026
Dec 19, 2011$150M then
HNW client RAUM$0 as of Mar 28, 2019
Mar 23, 2018$0 then
State-registered IARs (5.B.3)1 as of Mar 30, 2026
Jan 3, 20131 then
Employees (5.A)8 as of Mar 30, 2026
Jan 3, 20139 then
Private funds: no history
RAUM -33% over the last fiscal year-12% a year over threeIARs 1 to 1
Practice profile
derived from the filing of Sep 15, 2026; every figure names its basis
Archetypes, each a printed rule
- Institutional asset manager · institutional share (pensions, government, insurance, corporations, charities, banks, other advisers) at least 60 percent and private-client share under 20 percent
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $29.3MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $9.8MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 98%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 8.0derivedItem 5.A over advisors
- Advisors per office
- 0.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- -33%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- State and municipal entities$28.8M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 3reported
- Financial planning clients
- n/areported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.0 fund_share=0.0 institutional_share=0.98 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| E•••••• T••• F••• L•no longer reported | Other Private Fund | $572M | 2 | Jan 20, 2012 |
Owners and control persons
Schedule A and B, latest filing
- J••••••• R•••••• · Cfo, Board Of Managerscontrolsince 09/2015 · owns less than 5%
- R•••• S••••• L•••••• · Ceo, Board Of Managerscontrolsince 09/2015 · owns less than 5%
- B••••••• C••••••• A••••• · Member/Managercontrolsince 06/2016 · owns F of 1••• C•••••• G•••• H•••••••• L••
- H•••••• J•••• T••••• · Member/Managercontrolsince 01/2018 · owns 50% to 75% of 1••• C•••••• G•••• H•••••••• L••
- M••••••• C••••••••• · Managercontrolsince 07/2016 · owns F of 1••• C•••••• G•••• H•••••••• L••
- M••••• D•••••• W•••••• · Trusteecontrolsince 09/2012 · owns F of E•••••• A•••• M••••••••• E••••••• S•••• O•••••••• T••••
- R•••• S••••• L•••••• · Trusteecontrolsince 02/2024 · owns F of E•••••• A•••• M••••••••• E••••••• S•••• O•••••••• T••••
- W•••• P•••• W•••••• · Trusteecontrolsince 09/2012 · owns F of E•••••• A•••• M••••••••• E••••••• S•••• O•••••••• T••••
- W•••••• M••••••• A••••• R••• · Managercontrolsince 07/2016 · owns F of 1••• C•••••• G•••• H•••••••• L••
- M•••••• J••••• A••••• · Chief Compliance Officersince 12/2005 · owns less than 5%
Entity owners
- E•••••• A•••••••• L•• · Parent Companydirect · owns 75% or more
- 1••• C•••••• G•••• H•••••••• L•• · Shareholderindirect · owns F of 1••• C•••••• G••••• I•••
- 1••• C•••••• G••••• I••• · Managing Memberindirect · owns 75% or more of 1••• F•••••••• C••••••• L••
- 1••• F•••••••• C••••••• L•• · Memberindirect · owns 75% or more of D••••••••• M••••••• G•••• P••••• L••
- D••••••••• M••••••• G•••• P••••• L•• · Memberindirect · owns 75% or more of F•• M••••••• G••••• L••
- E•••••• A•••• M••••••••• E••••••• S•••• O•••••••• T•••• · Shareholderindirect · owns 75% or more of E•••••• A•••• M••••••••• I•••
- E•••••• A•••• M••••••••• P•• L•• · Memberindirect · owns 75% or more of E•••••• A•••••••• L••
- E•••••• A•••• M••••••••• I••• · Memberindirect · owns 25% to 50% of E•••••• A•••• M••••••••• P•• L••
- F•• M••••••• G••••• L•• · Memberindirect · owns 50% to 75% of E•••••• A•••• M••••••••• P•• L••
Related persons
Schedule D 7.A
- C••••••••• R••••••• P•••••••• L••investment advisernRAUM $822M
- E•••••• A•••••••• L••investment adviseryRAUM $3.3B
- E•••••• F•••••••• S••••••• P•••••• E••••• P••••••• L••pooled vehicle sponsorn
- E•••••• M••••• F••• A••••••• T••••investment advisernRAUM $2.1B
- E•••••• S••••••• A•••••• M••••••••• L••investment advisernRAUM $21.3M
- F•• I••••••••• L••investment advisernRAUM $18B
- G•• P•••••••• L•••investment advisernRAUM $1.1B
- M•• V•••• I••••••••• P•••••••• L••investment advisernRAUM $1.1B
- Z•••••• C•••••• M••••••••• L••investment advisernRAUM $11B
Advisers that list E•••••• A•••••••• L•• as a related person
Offices
Schedule D 1.F, the 25 largest
- Leola, PA2 employees
What changed
consecutive filings, newest first
- Business name · E•••••• A•••••••• L•• to A•• V••••• A• E•••••• C••••••Mar 30, 2026 to Sep 15, 2026
- Financial planning clients · to unsetMar 30, 2026 to Sep 15, 2026
- Succession · false to unsetMar 30, 2026 to Sep 15, 2026
- Accounts · 5 to 3Mar 28, 2025 to Mar 30, 2026
- Discretionary RAUM · $43.6M to $29.3MMar 28, 2025 to Mar 30, 2026
- RAUM · $43.6M to $29.3MMar 28, 2025 to Mar 30, 2026
- Related broker-dealer · true to falseMar 28, 2025 to Mar 30, 2026
- Financial planning clients · unset to Mar 29, 2024 to Mar 28, 2025
- Discretionary RAUM · $42.0M to $43.6MMar 29, 2024 to Mar 28, 2025
- RAUM · $42.0M to $43.6MMar 29, 2024 to Mar 28, 2025
- Accounts · 7 to 5Dec 20, 2023 to Mar 29, 2024
- Discretionary RAUM · $43.2M to $42.0MDec 20, 2023 to Mar 29, 2024
- RAUM · $43.2M to $42.0MDec 20, 2023 to Mar 29, 2024
- Related broker-dealer · false to trueApr 14, 2023 to Dec 20, 2023
- Accounts · 6 to 7Mar 25, 2022 to Mar 30, 2023
- Other offices · 2 to 1Mar 25, 2022 to Mar 30, 2023
- Discretionary RAUM · $34.2M to $43.2MMar 25, 2022 to Mar 30, 2023
- RAUM · $34.2M to $43.2MMar 25, 2022 to Mar 30, 2023
- Accounts · 7 to 6Oct 29, 2021 to Mar 25, 2022
- BD registered reps · 1 to 0Oct 29, 2021 to Mar 25, 2022
- Discretionary RAUM · $48.5M to $34.2MOct 29, 2021 to Mar 25, 2022
- RAUM · $48.5M to $34.2MOct 29, 2021 to Mar 25, 2022
- Accounts · 8 to 7Mar 30, 2021 to Oct 29, 2021
- Advisory employees · 8 to 1Mar 30, 2021 to Oct 29, 2021
- Employees · 15 to 8Mar 30, 2021 to Oct 29, 2021
- HQ city · RADNOR to LEOLAMar 30, 2021 to Oct 29, 2021
- Discretionary RAUM · $61.2M to $48.5MMar 30, 2021 to Oct 29, 2021
- RAUM · $61.2M to $48.5MMar 30, 2021 to Oct 29, 2021
- Accounts · 6 to 8Jul 31, 2020 to Mar 30, 2021
- Discretionary RAUM · $60.9M to $61.2MJul 31, 2020 to Mar 30, 2021
- RAUM · $60.9M to $61.2MJul 31, 2020 to Mar 30, 2021
- Accounts · 7 to 6Mar 26, 2020 to Jul 31, 2020
- Advisory activities · 3 to 2Mar 26, 2020 to Jul 31, 2020
- Pooled vehicle clients · 1.0 to unsetMar 26, 2020 to Jul 31, 2020
- Discretionary RAUM · $73.1M to $60.9MMar 26, 2020 to Jul 31, 2020
- Pooled vehicle RAUM · $12.3M to $0Mar 26, 2020 to Jul 31, 2020
- RAUM · $73.1M to $60.9MMar 26, 2020 to Jul 31, 2020
- HNW clients · 0.0 to unsetMar 28, 2019 to Mar 26, 2020
- Individual clients · 0.0 to unsetMar 28, 2019 to Mar 26, 2020
- Discretionary RAUM · $103M to $73.1MMar 28, 2019 to Mar 26, 2020
Signals
4 dated events
- Edward Joseph Besecker (Trustee) no longer on Schedule A of E•••••• A•••••••• L•• (listed 2023-12-20, absent 2024-03-29)Mar 29, 2024 · Control person left · inference
- Leroy Steven Sanders (Ceo, Board Of Managers) no longer on Schedule A of E•••••• A•••••••• L•• (listed 2021-03-30, absent 2021-10-29)Oct 29, 2021 · Control person left · inference
- O Wayne Leevy (Coo, Board Of Managers) no longer on Schedule A of E•••••• A•••••••• L•• (listed 2021-03-30, absent 2021-10-29)Oct 29, 2021 · Control person left · inference
- Perry Bennett Lomax (Board Of Managers) no longer on Schedule A of E•••••• A•••••••• L•• (listed 2021-03-30, absent 2021-10-29)Oct 29, 2021 · Control person left · inference
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- H•••••••••reportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 717-556-8900reportedpublic record, Form ADV, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Institutional managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026