DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
F••• P••••• C•••••• L••
Latest filing Mar 30, 2026
First filing on the tape Feb 14, 2012 · 24 filings
SEC status approved since Mar 20, 2012
RAUM
$1.4B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
26
15 advisory (5.B.1)
Offices
3
beyond the principal office
Private funds
14
reported on Schedule D
History
24 filings and snapshots on the tape
RAUM$1.4B as of Mar 30, 2026
Mar 28, 2013$470M then
HNW client RAUM$0 as of Mar 30, 2026
Mar 30, 2018$0 then
State-registered IARs (5.B.3)0 as of Mar 30, 2026
Mar 28, 20130 then
Employees (5.A)26 as of Mar 30, 2026
Mar 28, 201317 then
Private funds14 as of Mar 30, 2026
Mar 28, 20135 then
RAUM +18% over the last fiscal year+3.1% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $103MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived4 offices incl. principal (1.F.5)
- RAUM growth, one year
- +18%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed fees, otherreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- yesreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$1.4B100%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 14reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $0 for 0 clientsreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
13 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| F••• P••••• C••••• S••• I•• L• | Other Private Fund | $361M | 107 | Mar 30, 2022 |
| F••• P••••• M•••••••• F••• I••• L• | Other Private Fund | $292M | 67 | Mar 29, 2016 |
| F••• P••••• C•••••• P••••••• I•• L••• | Other Private Fund | $236M | 2 | Mar 28, 2019 |
| F••• P••••• S•••• B••••• S••••••••• I•• L• | Private Equity Fund | $101M | 97 | Mar 28, 2019 |
| F••• P••••• S•••• B••••• S••••••••• I••• L• | Private Equity Fund | $78.7M | 90 | Mar 31, 2017 |
| F••• P••••• S•••• B••••• S••••••••• I• L•• | Private Equity Fund | $78.0M | 16 | Feb 14, 2012 |
| F••• P••••• S•••• B••••• S••••••••• I•• L•• | Private Equity Fund | $43.4M | 22 | Aug 1, 2013 |
| B••• C•••••• P•••••••• L••••• | Private Equity Fund | $18.4M | 2 | Feb 14, 2012 |
| R••••••• C••••••• S•• L•• | Private Equity Fund | $10.0M | 1 | Mar 27, 2024 |
| B••• C•••••• P•••••••• W•••••• M•••••••• F•••• L••no longer reported | Other Private Fund | $9.3M | 29 | Feb 14, 2012 |
| B••• C•••••• P••••••• M•••••••• F••• I•• L• | Private Equity Fund | $2.1M | 29 | Feb 14, 2012 |
| B••• C•••••• P••••••• I•• L••••• | Private Equity Fund | $1.7M | 2 | Feb 14, 2012 |
| F••• P••••• S•• C••••••••• A• L• | Private Equity Fund | $126,662 | 1 | Mar 31, 2017 |
Owners and control persons
Schedule A and B, latest filing
- B•••••• J•••••••• B•••••• · Elected M••••••controlsince 04/2020 · owns less than 5%
- E••••••• S••••••• W•••••••• · Elected M••••••controlsince 04/2020 · owns less than 5%
- S••••••••• L•••• A••••••• · Elected M••••••controlsince 03/2024 · owns less than 5%
- S•••• S••••• L••••••• · Elected M••••••controlsince 04/2020 · owns less than 5%
- W••••• M•••••••• C••••••• · Elected M••••••controlsince 04/2020 · owns less than 5%
- C••••• B•••• T••••• · Cfo/Ccosince 02/2012 · owns less than 5%
Entity owners
- P•• I••••••••• H••••••• L•• · Ownerdirect · owns 75% or more
- P•• H••••••• I••• · Owner Of P•• I••••••••• H••••••• L••indirect · owns 75% or more of P•• I••••••••• H••••••• L••
- P••• I••• · Owner Of P•• H••••••• I•••indirect · owns 75% or more of P•• H••••••• I••• · public reporting company
Related persons
Schedule D 7.A
- A•• H••• C•••••• I• G•• L••pooled vehicle sponsorn
- A•• H••• E••••••• I••••••• H••••••• I•• L••pooled vehicle sponsorn
- B•••••••• C•••••• A•••••••• L••investment advisern
- B•••••••• C•••••• C•••••• I• S•• R•••pooled vehicle sponsorn
- B•••••••• C•••••• C•••••• I•• L••pooled vehicle sponsorn
- B•••••••• C•••••• C••••••• L•••pooled vehicle sponsorn
- C• P•••••• C•••••• G•• L••pooled vehicle sponsorn
- C• P•••••• C•••••• I• G•• L••pooled vehicle sponsorn
- C•• E•••••••• F••• I• C••••••••• G•• L••pooled vehicle sponsorn
- E••••••• C•••••• F••••••• L••pooled vehicle sponsorn
- E••••••• S•••• B••••••• I••••••••• C•••••• G•• L••pooled vehicle sponsorn
- F••• P••••• A••••••• I••• L•pooled vehicle sponsorn
- F••• P••••• A••••••• I•• L•pooled vehicle sponsorn
- F••• P••••• E••••• A••••••• I•• L••pooled vehicle sponsorn
- F••• P••••• M••••••••• I••• L••pooled vehicle sponsorn
- F••• P••••• M••••••••• I•• L••pooled vehicle sponsorn
- F••• P••••• M•••••••• A••••••• I••• L••pooled vehicle sponsorn
- F•••••• E••••• A•••••••• L••pooled vehicle sponsorn
- F• C••••• S••• G• I•• L••pooled vehicle sponsorn
- H••• C•••••• A•••••••• L••investment advisern
- H••• C•••••• I•• G•• L••pooled vehicle sponsorn
- H••• C•••••• I• G•• L••pooled vehicle sponsorn
- P•• A•••••••• L••pooled vehicle sponsorn
- P•• C••••••• I••••• F••• O•••••••• L••pooled vehicle sponsorn
- P•• C••••••• I••••• F••• O••••••• L••pooled vehicle sponsorn
- P•• A••••••• B••••• F••• I• G•• S•• R•••pooled vehicle sponsorn
- P••••••• A•••••••• L••pooled vehicle sponsorn
- P•• S•• I• G•• L••pooled vehicle sponsorn
- R•• A••••••• 2• C••• L••pooled vehicle sponsorn
- R•• A••••••• 2• L••investment advisernRAUM $18B
Advisers that list F••• P••••• C•••••• L•• as a related person
Offices
Schedule D 1.F, the 25 largest
- W••••••-Salem, NC15 employees
- , 1 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- large related person networkStatic outlier · filing Mar 30, 2026related persons on Schedule D 7.A of 167.0 against a peer median of 7.0 (850 comparable advisers, 99.0th percentile, 36.0 robust deviations)peers: ASSET_M••••••, $1B to $5B (850) · 99% percentile
What changed
consecutive filings, newest first
- Discretionary RAUM · $1.2B to $1.4BNov 20, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $1.2B to $1.4BNov 20, 2025 to Mar 30, 2026
- RAUM · $1.2B to $1.4BNov 20, 2025 to Mar 30, 2026
- Employees · 32 to 26Mar 31, 2025 to Nov 20, 2025
- Accounts · 12 to 14Mar 27, 2024 to Mar 31, 2025
- Pooled vehicle clients · 12 to 14Mar 27, 2024 to Mar 31, 2025
- Financial planning clients · unset to Mar 27, 2024 to Mar 31, 2025
- Private funds · 12 to 14Mar 27, 2024 to Mar 31, 2025
- Discretionary RAUM · $1.2B to $1.2BMar 27, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $1.2B to $1.2BMar 27, 2024 to Mar 31, 2025
- RAUM · $1.2B to $1.2BMar 27, 2024 to Mar 31, 2025
- Accounts · 11 to 12Mar 31, 2023 to Mar 27, 2024
- Advisory employees · 20 to 15Mar 31, 2023 to Mar 27, 2024
- Pooled vehicle clients · 11 to 12Mar 31, 2023 to Mar 27, 2024
- Employees · 28 to 32Mar 31, 2023 to Mar 27, 2024
- Other offices · 1 to 3Mar 31, 2023 to Mar 27, 2024
- Private funds · 11 to 12Mar 31, 2023 to Mar 27, 2024
- Discretionary RAUM · $1.3B to $1.2BMar 31, 2023 to Mar 27, 2024
- Pooled vehicle RAUM · $1.3B to $1.2BMar 31, 2023 to Mar 27, 2024
- RAUM · $1.3B to $1.2BMar 31, 2023 to Mar 27, 2024
- Business name · F••• P••••• C••••••• I••• to F••• P••••• C•••••• L••Feb 8, 2023 to Mar 31, 2023
- Legal name · F••• P••••• C••••••• I••• to F••• P••••• C•••••• L••Feb 8, 2023 to Mar 31, 2023
- Discretionary RAUM · $1.5B to $1.3BFeb 8, 2023 to Mar 31, 2023
- Pooled vehicle RAUM · $1.5B to $1.3BFeb 8, 2023 to Mar 31, 2023
- RAUM · $1.5B to $1.3BFeb 8, 2023 to Mar 31, 2023
- Organization form · Corporation to Limited Liability CompanyOct 25, 2022 to Feb 8, 2023
- Other offices · 0 to 1Mar 30, 2022 to Oct 25, 2022
- Accounts · 10 to 11Mar 30, 2021 to Mar 30, 2022
- Pooled vehicle clients · 10 to 11Mar 30, 2021 to Mar 30, 2022
- Employees · 26 to 28Mar 30, 2021 to Mar 30, 2022
- Private funds · 10 to 11Mar 30, 2021 to Mar 30, 2022
- Discretionary RAUM · $1.1B to $1.5BMar 30, 2021 to Mar 30, 2022
- Pooled vehicle RAUM · $1.1B to $1.5BMar 30, 2021 to Mar 30, 2022
- RAUM · $1.1B to $1.5BMar 30, 2021 to Mar 30, 2022
- Advisory employees · 19 to 20Apr 10, 2020 to Mar 30, 2021
- Employees · 25 to 26Apr 10, 2020 to Mar 30, 2021
- Discretionary RAUM · $1.1B to $1.1BApr 10, 2020 to Mar 30, 2021
- Pooled vehicle RAUM · $1.1B to $1.1BApr 10, 2020 to Mar 30, 2021
- RAUM · $1.1B to $1.1BApr 10, 2020 to Mar 30, 2021
- Advisory employees · 18 to 19Apr 9, 2020 to Apr 10, 2020
Signals
12 dated events
- Fritz William Souder (Elected Manager) no longer on Schedule A of F••• P••••• C•••••• L•• (listed 2023-03-31, absent 2024-03-27)Mar 27, 2024 · Control person left · inference
- Aloysius Luke Sarsfield (Elected Manager) appeared on Schedule A of F••• P••••• C•••••• L••Mar 27, 2024 · Control person joined · fact
- F••• P••••• C•••••• L•• reported RAUM $1.5B, up 31% from $1.1B (2021-03-30 to 2022-03-30)Mar 30, 2022 · RAUM change · derived
- Fritz William Souder (Elected Manager) appeared on Schedule A of F••• P••••• C•••••• L••Apr 9, 2020 · Control person joined · fact
- Whitfield Stewart Edwards (Elected Manager) appeared on Schedule A of F••• P••••• C•••••• L••Apr 9, 2020 · Control person joined · fact
- Lawrence Scott Snow (Elected Manager) appeared on Schedule A of F••• P••••• C•••••• L••Apr 9, 2020 · Control person joined · fact
- Comstock Marshall White (Elected Manager) appeared on Schedule A of F••• P••••• C•••••• L••Apr 9, 2020 · Control person joined · fact
- Bennett Jonathan Blanco (Elected Manager) appeared on Schedule A of F••• P••••• C•••••• L••Apr 9, 2020 · Control person joined · fact
- Gray David Townsend (President) no longer on Schedule A of F••• P••••• C•••••• L•• (listed 2020-03-20, absent 2020-04-09)Apr 9, 2020 · Control person left · inference
- Hoadley Thomas Westbrook (Vice President) no longer on Schedule A of F••• P••••• C•••••• L•• (listed 2020-03-20, absent 2020-04-09)Apr 9, 2020 · Control person left · inference
- Paul Martin Gilmore (Secretary/Vice President) no longer on Schedule A of F••• P••••• C•••••• L•• (listed 2020-03-20, absent 2020-04-09)Apr 9, 2020 · Control person left · inference
- Nicholas Christopher Jones (Vice President) no longer on Schedule A of F••• P••••• C•••••• L•• (listed 2020-03-20, absent 2020-04-09)Apr 9, 2020 · Control person left · inference
Across DFX
shared identifiers only, never a name match
- F••• P••••• C••••••• I••• · Independent Sponsorsshared crd · capital_provider
- F••• P••••• C•••••• L•• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- LINKEDIN.COM/COMPANY/F•••P•••••CAPITALreportedpublic record, Form ADV, Sep 18, 2026
- Firm profile
- LINKEDIN.COM/COMPANY/R•••••••-EQUITY-PARTNERSreportedpublic record, Form ADV, Sep 18, 2026
- Website
- R•••••••EQUITY.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 336-733-0350reportedpublic record, Form ADV, Mar 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026