DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
P•••••• C•••••• R••••• A•••••••• L••
Latest filing Mar 31, 2026
First filing on the tape Feb 16, 2012 · 23 filings
SEC status approved since Mar 30, 2012
RAUM
$156M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$77.9M
derived; firm RAUM over IAPD count
Employees
19
16 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
23 filings and snapshots on the tape
RAUM$156M as of Mar 31, 2026
Mar 28, 2013$377M then
HNW client RAUM: no history
State-registered IARs (5.B.3)2 as of Mar 31, 2026
Mar 28, 20130 then
Employees (5.A)19 as of Mar 31, 2026
Mar 28, 201313 then
Private funds6 as of Mar 12, 2021
Mar 28, 20135 then
RAUM -7.5% over the last fiscal year-17% a year over threeIARs 2 to 2
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
- RAUM per advisor
- $77.9MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $156MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 9.5derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -7.5%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$156M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 1reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| S•••••• J•••• M••••• | Addison, Tx | May 15, 2018 | 31 y | 1 |
| A••••• F••••• S•••• | Addison, Tx | May 15, 2018 | 25 y | 1 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- S••••• C•••••• P•••• to M•••• C••••••• A••••••• S••••••May 17, 2021 · Other
- M•••••• R••••• O••• to L••••• K••••• M••• L••Mar 30, 2020 · Other
Joined, latest
- M•••••• R••••• O••• from C••• H••••••• C••••••May 10, 2018 · Other
Private funds
49 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| P•••••• R••• E••••• F••• V•••• L•••no longer reported | Real Estate Fund | $619M | 255 | Mar 31, 2017 |
| P•••••• R••• E••••• F••• I•• L•••no longer reported | Real Estate Fund | $312M | 262 | Mar 29, 2019 |
| P•••••• R••• E••••• F••• V•• L•••no longer reported | Real Estate Fund | $179M | 150 | Mar 25, 2015 |
| P•••••• C•••••• R••••• F••• V• L•no longer reported | Real Estate Fund | $66.4M | 100 | Mar 28, 2013 |
| P••• I• C••• H•••no longer reported | Real Estate Fund | $49.7M | 73 | Mar 31, 2017 |
| P•••••• R••• E••••• F••• V••• L•••no longer reported | Real Estate Fund | $38.7M | 194 | Mar 31, 2017 |
| P•••••• 2••• P•••••••• L•••no longer reported | Real Estate Fund | $25.2M | 60 | Feb 16, 2012 |
| P••• P••••••••no longer reported | Real Estate Fund | $17.8M | 64 | Mar 31, 2017 |
| P•• • W••••••••• L•••no longer reported | Real Estate Fund | $17.5M | 37 | Mar 31, 2017 |
| C••••••• 2••• P••••••• L•no longer reported | Real Estate Fund | $15.5M | 53 | Feb 16, 2012 |
| P•••••• 2••• P•••••••• L•••no longer reported | Real Estate Fund | $14.0M | 44 | Feb 16, 2012 |
| P••• R•••••••• S•••••no longer reported | Real Estate Fund | $10.8M | 31 | Mar 31, 2017 |
| P••• H••••••••no longer reported | Real Estate Fund | $9.1M | 89 | Mar 31, 2017 |
| P•• • A•••• P•••••• L•••no longer reported | Real Estate Fund | $8.4M | 22 | Mar 31, 2017 |
| P••• S••••••••no longer reported | Real Estate Fund | $7.2M | 43 | Mar 31, 2017 |
| P••• G•••••• P••••••••• S•••••no longer reported | Real Estate Fund | $7.1M | 27 | Mar 31, 2017 |
| P••• F••••••• S••• S••••••no longer reported | Real Estate Fund | $6.6M | 53 | Mar 31, 2017 |
| P••• P••••••• R•••• S•••••no longer reported | Real Estate Fund | $6.6M | 45 | Mar 31, 2017 |
| P••• C••• H•••• S•••••no longer reported | Real Estate Fund | $6.3M | 27 | Mar 31, 2017 |
| P•• • S••••••••• L•••no longer reported | Real Estate Fund | $6.3M | 6 | Mar 31, 2017 |
| P•• • M••••••• C•• L•••no longer reported | Real Estate Fund | $6.3M | 23 | Mar 31, 2017 |
| P•• • T•••• F••••••••• L•••no longer reported | Real Estate Fund | $6.1M | 26 | Mar 31, 2017 |
| P••• B••••••••• H•••••• S•••••no longer reported | Real Estate Fund | $5.7M | 33 | Mar 31, 2017 |
| P••• I• O•• T•••no longer reported | Real Estate Fund | $5.6M | 79 | Mar 31, 2017 |
| P••• H•••••• P•••••••no longer reported | Real Estate Fund | $5.4M | 39 | Mar 31, 2017 |
| P••• C••••••• H••••••no longer reported | Real Estate Fund | $5.0M | 77 | Mar 31, 2017 |
| B••••••••• F••••••• V••• S•••••no longer reported | Real Estate Fund | $4.8M | 25 | Mar 31, 2017 |
| P••• S•••••no longer reported | Real Estate Fund | $4.6M | 75 | Mar 31, 2017 |
| P••• B••••••••• P•••••••••no longer reported | Real Estate Fund | $4.4M | 70 | Mar 31, 2017 |
| P••• C••••••• S•••••no longer reported | Real Estate Fund | $4.3M | 15 | Mar 31, 2017 |
| P••• 4•• J•••••••• S•••••no longer reported | Real Estate Fund | $3.9M | 38 | Mar 31, 2017 |
| P••• C••••••• C•••••••no longer reported | Real Estate Fund | $3.8M | 76 | Mar 31, 2017 |
| P•• • T•• R••••• L•••no longer reported | Real Estate Fund | $3.8M | 13 | Mar 31, 2017 |
| P••• B•••••••• S•••••no longer reported | Real Estate Fund | $3.7M | 11 | Mar 31, 2017 |
| P••• W••• O•••no longer reported | Real Estate Fund | $3.6M | 36 | Mar 31, 2017 |
| P••• I• D••• P•••no longer reported | Real Estate Fund | $2.9M | 71 | Mar 31, 2017 |
| P••• F••••••••no longer reported | Real Estate Fund | $2.6M | 77 | Mar 31, 2017 |
| P••• I• L••••••• G•••no longer reported | Real Estate Fund | $2.3M | 69 | Mar 31, 2017 |
| P••• V••••••• C••••••no longer reported | Real Estate Fund | $1.8M | 67 | Mar 31, 2017 |
| P•• • S••••••••• L•••no longer reported | Real Estate Fund | $1.4M | 7 | Mar 31, 2017 |
Owners and control persons
Schedule A and B, latest filing
- L•••• R••••••• D•••• · Chief Financial Officer And Chief Compliance Officercontrolsince 04/2021 · owns less than 5%
- M•••••• S••••••• J•••• · Managing Partnercontrolsince 01/2012 · owns less than 5%
- S••••• A•••••• F••••• · Managing Director Of Acquisitionscontrolsince 01/2012 · owns less than 5%
- M•••••• S••••••• J•••• · Managing Membercontrolsince 07/2011 · owns 75% or more of S•• P•••• C•••••• M••••••••• L••
- W•••••••• B••••• W• · Managing Membercontrolsince 01/2012 · owns 75% or more of B• A•••••••• L••
Entity owners
- B• A•••••••• L•• · Memberdirect · owns 50% to 75%
- S•• P•••• C•••••• M••••••••• L•• · Memberdirect · owns 50% to 75%
Related persons
Schedule D 7.A
- P••• R••••• A•••••••• L••investment adviserpooled vehicle sponsornRAUM $1.2B
- P•••••• C•••••• H••••••• I•• L••pooled vehicle sponsorn
- P•••••• C•••••• H••••••• V•••• L••pooled vehicle sponsorn
- P•••••• C•••••• H••••••• X• L••pooled vehicle sponsorn
- P•••••• C•••••• M••••••••• L••pooled vehicle sponsorn
- P•••••• C•••••• P•••••••• L••pooled vehicle sponsorn
- P•••••• F••• I• G•••••• L•••pooled vehicle sponsorn
- P•••••• F••• V••• G•••••• L•••pooled vehicle sponsorn
- P•••••• F••• X• G•••••• L•••pooled vehicle sponsorn
Advisers that list P•••••• C•••••• R••••• A•••••••• L•• as a related person
- 313281 n
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Addison, Tx · principal | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 2 to 1Mar 31, 2025 to Mar 31, 2026
- Advisory employees · 14 to 16Mar 31, 2025 to Mar 31, 2026
- Pooled vehicle clients · 2 to 1Mar 31, 2025 to Mar 31, 2026
- Employees · 17 to 19Mar 31, 2025 to Mar 31, 2026
- Discretionary RAUM · $168M to $156MMar 31, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $168M to $156MMar 31, 2025 to Mar 31, 2026
- RAUM · $168M to $156MMar 31, 2025 to Mar 31, 2026
- Accounts · 4 to 2Mar 28, 2024 to Mar 31, 2025
- Pooled vehicle clients · 4 to 2Mar 28, 2024 to Mar 31, 2025
- Financial planning clients · unset to Mar 28, 2024 to Mar 31, 2025
- State-registered IARs · 3 to 2Mar 28, 2024 to Mar 31, 2025
- Discretionary RAUM · $233M to $168MMar 28, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $233M to $168MMar 28, 2024 to Mar 31, 2025
- RAUM · $233M to $168MMar 28, 2024 to Mar 31, 2025
- Advisory employees · 13 to 14Mar 31, 2023 to Mar 28, 2024
- Employees · 16 to 17Mar 31, 2023 to Mar 28, 2024
- Discretionary RAUM · $269M to $233MMar 31, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $269M to $233MMar 31, 2023 to Mar 28, 2024
- RAUM · $269M to $233MMar 31, 2023 to Mar 28, 2024
- Accounts · 11 to 4Mar 30, 2022 to Mar 31, 2023
- Advisory employees · 14 to 13Mar 30, 2022 to Mar 31, 2023
- Pooled vehicle clients · 11 to 4Mar 30, 2022 to Mar 31, 2023
- Employees · 17 to 16Mar 30, 2022 to Mar 31, 2023
- Discretionary RAUM · $404M to $269MMar 30, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $404M to $269MMar 30, 2022 to Mar 31, 2023
- RAUM · $404M to $269MMar 30, 2022 to Mar 31, 2023
- Accounts · 6 to 11Apr 30, 2021 to Mar 30, 2022
- Advisory employees · 18 to 14Apr 30, 2021 to Mar 30, 2022
- Pooled vehicle clients · 6 to 11Apr 30, 2021 to Mar 30, 2022
- Employees · 19 to 17Apr 30, 2021 to Mar 30, 2022
- State-registered IARs · 5 to 3Apr 30, 2021 to Mar 30, 2022
- Private funds · 6 to unsetApr 30, 2021 to Mar 30, 2022
- Discretionary RAUM · $1.2B to $404MApr 30, 2021 to Mar 30, 2022
- Pooled vehicle RAUM · $1.2B to $404MApr 30, 2021 to Mar 30, 2022
- RAUM · $1.2B to $404MApr 30, 2021 to Mar 30, 2022
- Related adviser · false to trueApr 30, 2021 to Mar 30, 2022
- Discretionary RAUM · $1.2B to $1.2BMar 12, 2021 to Apr 30, 2021
- Pooled vehicle RAUM · $1.2B to $1.2BMar 12, 2021 to Apr 30, 2021
- RAUM · $1.2B to $1.2BMar 12, 2021 to Apr 30, 2021
- Discretionary RAUM · $1.0B to $1.2BMay 5, 2020 to Mar 12, 2021
Signals
5 dated events
- P•••••• C•••••• R••••• A•••••••• L•• reported RAUM $269.1M, down 33% from $403.7M (2022-03-30 to 2023-03-31)Mar 31, 2023 · RAUM change · derived
- P•••••• C•••••• R••••• A•••••••• L•• reported RAUM $403.7M, down 67% from $1.2B (2021-04-30 to 2022-03-30)Mar 30, 2022 · RAUM change · derived
- Birdsall Cooper Stuart (Managing Director) no longer on Schedule A of P•••••• C•••••• R••••• A•••••••• L•• (listed 2021-04-30, absent 2022-03-30)Mar 30, 2022 · Control person left · inference
- C•••••• S••••• P•••• (Chief Compliance Officer & Chief Financial Officer) no longer on Schedule A of P•••••• C•••••• R••••• A•••••••• L•• (listed 2021-03-12, absent 2021-04-30)Apr 30, 2021 · Control person left · inference
- David Richard Lyon (Chief Financial Officer And Chief Compliance Officer) appeared on Schedule A of P•••••• C•••••• R••••• A•••••••• L••Apr 30, 2021 · Control person joined · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/phoenix-capital-partners-ltd.reportedpublic record, Form ADV, Sep 18, 2026
- Website
- p••••.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 972-866-7577reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- $77.9Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
P•••••• C•••••• R••••• A•••••••• L•• is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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