DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Legacy Knight Mfo, LLC
Latest filing May 14, 2026
First filing on the tape Jun 1, 2021 · 23 filings
SEC status approved since Jun 30, 2021
RAUM
$2.8B
reported, Item 5.F
Discretionary
33%
of RAUM
Private clients
67%
$1.9B individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$712M
derived; firm RAUM over IAPD count
Employees
21
15 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
33
reported on Schedule D
History
23 filings and snapshots on the tape
RAUM$2.8B as of May 14, 2026
Feb 7, 2022$433M then
HNW client RAUM$1.9B as of May 14, 2026
Feb 7, 2022$147M then
State-registered IARs (5.B.3)3 as of May 14, 2026
Feb 7, 20224 then
Employees (5.A)21 as of May 14, 2026
Feb 7, 20227 then
Private funds33 as of May 14, 2026
Feb 7, 202219 then
RAUM +89% over the last fiscal year+33% a year over threeIARs 3 to 3
Practice profile
derived from the filing of May 14, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Multi-family-office-like · private-client share at least 50 percent, HNW at least 90 percent of private-client RAUM, average HNW client assets at least $25M, fewer than 200 HNW clients, and business name contains 'family office' or private funds are reported
- RIA with heavy alternatives · a wealth manager whose private fund gross assets are at least 25 percent of RAUM, or five or more private funds
- RIA with private funds · a wealth manager (private-client share at least 50 percent) that reports at least one private fund on Schedule D 7.B.(1)
- UHNW private wealth · private-client share at least 50 percent, HNW at least 90 percent of private-client RAUM, and average HNW client assets at least $10M
- RAUM per advisor
- $712MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $95.2MderivedHNW RAUM over HNW clients
- Average account
- $53.7MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 33%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 5.3derivedItem 5.A over advisors
- Advisors per office
- 4.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +89%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed fees, performance-basedreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for pooled vehicles, selection of other advisers, otherreportedItem 5.G
- Custody
- $616M, 27 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$1.9B67%
- Pooled investment vehicles$942M33%
- Individual clients
- n/areported
- HNW clients
- 20reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 53reported
- Financial planning clients
- 11-25reported
- Wrap fee programs
- noreported
- Custody of client assets
- $616M for 27 clientsreported
- Compensation
- % of AUM, fixed, performancereported
- Class basis
- private_client_share=0.67 fund_share=0.33 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
4 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Matthew Robert Ogle | Dallas, Tx | Dec 6, 2019 | 20 y | 4 |
| David Patterson Sawyer | Dallas, Tx | Dec 2, 2020 | 10 y | 1 |
| Cullen O'Brien Crombie | Dallas, Tx | May 6, 2021 | 13 y | 0 |
| Claire Hannah Balentine | Dallas, Tx | Mar 26, 2026 | 10 y | 1 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- Claire Hannah Balentine from J.P. Morgan Securities LLCMar 26, 2026 · Wirehouse to independent RIA
- David Patterson Sawyer from Caz Investments L.P.Dec 2, 2020 · Other
- Matthew Robert Ogle from Phoenix Capital Realty Advisors, LLCDec 6, 2019 · Other
Private funds
35 reported on Schedule D 7.B.(1)
Owners and control persons
Schedule A and B, latest filing
- Darin Brad Martin · Chief Financial Officer, Chief Compliance Officercontrolsince 12/2019 · owns less than 5%
- Robert Matthew Ogle · Chief Executive Office, Founding Partnercontrolsince 09/2019 · owns less than 5%
- Patterson David Sawyer · Managing Partner, Chief Operating Officer, Chief Compliance Officercontrolsince 08/2020 · owns 10% to 25%
- K Abdul Minkara · Managercontrolsince 12/2020 · owns 75% or more of Knight Capital Management LLC
- Robert Matthew Ogle · Membercontrolsince 02/2018 · owns 75% or more of Mro Capital Management, LLC
Entity owners
- Knight Capital Management LLC · Memberdirect · owns less than 5%
- Mro Capital Management, LLC · Managerdirect · owns 25% to 50%
- Lfn Holdings,LLC · Memberdirect · owns 5% to 10%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Dallas, Tx · principal | 4 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Houston, TX1 employees
ADV anomalies
7 against comparable advisers; where to look, not conclusions
- unusually large average accountStatic outlier · filing May 14, 2026RAUM per account of $53,704,844 against a peer median of $812,622 (1332 comparable advisers, 100.0th percentile, 35.7 robust deviations)peers: independent wealth managers, $1B to $5B (1,332) · 100% percentile
- control person changedChange between filings · filing May 14, 2026Sawyer, David, Patterson (MANAGING PARTNER, CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER) left Schedule A between the filings of 2021-06-01 and 2026-05-14peers: independent wealth managers, $1B to $5B (1,360)
- control person changedChange between filings · filing May 14, 2026Minkara, Abdul, K (MANAGER) left Schedule A between the filings of 2021-06-01 and 2026-05-14peers: independent wealth managers, $1B to $5B (1,360)
- client mix shiftChange between filings · filing Mar 30, 2026private-client share of RAUM moved from 46.0% to 67.0% between the annual amendments of 2025-04-30 and 2026-03-30peers: independent wealth managers, $1B to $5B (1,360)
- discretionary share shiftChange between filings · filing Mar 30, 2026discretionary share of RAUM moved from 54.0% to 33.0% between the annual amendments of 2025-04-30 and 2026-03-30peers: independent wealth managers, $1B to $5B (1,360)
- HNW share shiftChange between filings · filing Mar 30, 2026HNW share of RAUM moved from 46.0% to 67.0% between the annual amendments of 2025-04-30 and 2026-03-30peers: independent wealth managers, $1B to $5B (1,360)
- RAUM up 50 %Change between filings · filing Mar 30, 2026RAUM (Item 5.F) moved from $1,503,284,821 to $2,846,356,708 (+89.0%) between the annual amendments of 2025-04-30 and 2026-03-30; the peer median change was +17.0% (1297 comparable advisers, 97.0th percentile of changes)peers: independent wealth managers, $1B to $5B (1,297) · 97% percentile
What changed
consecutive filings, newest first
- Accounts · 55 to 53Aug 5, 2025 to Mar 30, 2026
- HNW clients · 25 to 20Aug 5, 2025 to Mar 30, 2026
- Pooled vehicle clients · 30 to 33Aug 5, 2025 to Mar 30, 2026
- Private funds · 30 to 33Aug 5, 2025 to Mar 30, 2026
- Discretionary RAUM · $836M to $942MAug 5, 2025 to Mar 30, 2026
- HNW RAUM · $1.4B to $1.9BAug 5, 2025 to Mar 30, 2026
- Non-discretionary RAUM · $1.4B to $1.9BAug 5, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $836M to $942MAug 5, 2025 to Mar 30, 2026
- RAUM · $2.2B to $2.8BAug 5, 2025 to Mar 30, 2026
- Accounts · 50 to 55Apr 30, 2025 to Aug 5, 2025
- HNW clients · 23 to 25Apr 30, 2025 to Aug 5, 2025
- Pooled vehicle clients · 27 to 30Apr 30, 2025 to Aug 5, 2025
- Employees · 19 to 21Apr 30, 2025 to Aug 5, 2025
- Private funds · 27 to 30Apr 30, 2025 to Aug 5, 2025
- Discretionary RAUM · $816M to $836MApr 30, 2025 to Aug 5, 2025
- HNW RAUM · $687M to $1.4BApr 30, 2025 to Aug 5, 2025
- Non-discretionary RAUM · $687M to $1.4BApr 30, 2025 to Aug 5, 2025
- Pooled vehicle RAUM · $816M to $836MApr 30, 2025 to Aug 5, 2025
- RAUM · $1.5B to $2.2BApr 30, 2025 to Aug 5, 2025
- Accounts · 47 to 50Jan 3, 2025 to Apr 30, 2025
- Advisory employees · 13 to 15Jan 3, 2025 to Apr 30, 2025
- HNW clients · 20 to 23Jan 3, 2025 to Apr 30, 2025
- Assets in custody · $557M to $616MJan 3, 2025 to Apr 30, 2025
- Employees · 16 to 19Jan 3, 2025 to Apr 30, 2025
- Financial planning clients · 11-25 to 11-25Jan 3, 2025 to Apr 30, 2025
- Other offices · 1 to 0Jan 3, 2025 to Apr 30, 2025
- Discretionary RAUM · $780M to $816MJan 3, 2025 to Apr 30, 2025
- HNW RAUM · $482M to $687MJan 3, 2025 to Apr 30, 2025
- Non-discretionary RAUM · $482M to $687MJan 3, 2025 to Apr 30, 2025
- Pooled vehicle RAUM · $780M to $816MJan 3, 2025 to Apr 30, 2025
- RAUM · $1.3B to $1.5BJan 3, 2025 to Apr 30, 2025
- Assets in custody · $555M to $557MSep 6, 2024 to Sep 17, 2024
- Discretionary RAUM · $778M to $780MSep 6, 2024 to Sep 17, 2024
- Pooled vehicle RAUM · $778M to $780MSep 6, 2024 to Sep 17, 2024
- RAUM · $1.3B to $1.3BSep 6, 2024 to Sep 17, 2024
- Assets in custody · $544M to $555MMay 22, 2024 to Jul 19, 2024
- Discretionary RAUM · $767M to $778MMay 22, 2024 to Jul 19, 2024
- Pooled vehicle RAUM · $767M to $778MMay 22, 2024 to Jul 19, 2024
- RAUM · $1.2B to $1.3BMay 22, 2024 to Jul 19, 2024
- Assets in custody · $525M to $544MApr 4, 2024 to May 22, 2024
Signals
6 dated events
- Legacy Knight Mfo, Llc reported RAUM $2.8B, up 29% from $2.2B (2025-08-05 to 2026-03-30)Mar 30, 2026 · RAUM change · derived
- Legacy Knight Mfo, Llc reported RAUM $2.2B, up 46% from $1.5B (2025-04-30 to 2025-08-05)Aug 5, 2025 · RAUM change · derived
- Legacy Knight Mfo, Llc reported RAUM $1.2B, up 177% from $433.2M (2022-11-18 to 2023-03-31)Mar 31, 2023 · RAUM change · derived
- Legacy Knight Mfo, Llc reported RAUM $433.2M, up 63% from $266.2M (2022-01-03 to 2022-02-07)Feb 7, 2022 · RAUM change · derived
- Legacy Knight Mfo, Llc reported RAUM $266.2M, up 74% from $152.8M (2021-09-09 to 2022-01-03)Jan 3, 2022 · RAUM change · derived
- Legacy Knight Mfo, Llc filed its initial SEC registration (Form ADV)Jun 1, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- Legacy Knight Mfo, LLC · Family Officesshared crd · office
- Legacy Knight Mfo, LLC · Independent Sponsorsshared crd · capital_provider
- Legacy Knight Mfo, LLC · Private Equityshared crd · organization
- Legacy Knight Mfo, LLC · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Business email
- info@legacyknight.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 945-536-5580reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/legacy-knight-multi-family-office/aboutreportedpublic record, Form ADV, Sep 17, 2026
- Website
- legacyknight.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 945-536-5580reportedpublic record, Form ADV, May 14, 2026
- Contact form
- legacyknight.com/contactreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- legacyknight.com/our-difference/our-teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $712Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
Legacy Knight Mfo, LLC is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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