DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
A••• I••••••••• M••••••••• L••
Latest filing Sep 1, 2026
First filing on the tape Feb 24, 2012 · 25 filings
SEC status approved since Mar 30, 2012
RAUM
$193M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
16
4 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
25 filings and snapshots on the tape
RAUM$193M as of May 24, 2026
Mar 28, 2013$22.5M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of May 24, 2026
Mar 28, 20130 then
Employees (5.A)16 as of May 24, 2026
Mar 28, 20130 then
Private funds9 as of May 24, 2026
Mar 28, 20132 then
RAUM +13% over the last fiscal year-1.1% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Sep 1, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $21.4MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +15%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$193M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 9reported
- Financial planning clients
- n/areported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
12 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| A••• C••••••• A••••••••• S••••• | Private Equity Fund | $97.2M | 9 | Mar 30, 2020 |
| A••• G••••••• A••••••••• S••••• | Private Equity Fund | $54.1M | 4 | Mar 30, 2020 |
| A••• A•• I• C••••••• L••••• | Private Equity Fund | $36.4M | 19 | Mar 31, 2017 |
| D•• I••••••••• S•••no longer reported | Private Equity Fund | $32.2M | 4 | Mar 31, 2021 |
| A••• F••• P•••••••• S••• | Private Equity Fund | $31.4M | 7 | Mar 29, 2024 |
| A••• C••••••• I••••••••• L••• | Private Equity Fund | $23.7M | 7 | Mar 30, 2020 |
| A••• A•••• P•••••••• S••• | Private Equity Fund | $17.7M | 5 | Mar 31, 2021 |
| A••• E••••• P•••••••• S••• | Private Equity Fund | $15.2M | 11 | Mar 31, 2022 |
| A••• A•• I•• C•••••• L•• | Private Equity Fund | $14.4M | 19 | Mar 28, 2013 |
| A••• G••••••• P•••••••• L••• | Private Equity Fund | $13.0M | 4 | Mar 30, 2020 |
| A••• V•••••• L••••• | Private Equity Fund | $5.0M | 6 | Mar 29, 2024 |
| A••• A•• I• C•••••• L•••••no longer reported | Private Equity Fund | $335,911 | 7 | Feb 24, 2012 |
Owners and control persons
Schedule A and B, latest filing
- A••••••• B•••••• · Managing Membercontrolsince 10/2008 · owns 25% to 50%
- B••••••••• T•••••• Y•••• · Coo, Gc, Ccocontrolsince 07/2013 · owns less than 5%
- B••••••• K••••••• R••• · Managing Membercontrolsince 10/2008 · owns 25% to 50%
- G••••• J••••••• · Managing Membercontrolsince 10/2008 · owns 25% to 50%
- W••••• M••••• · Chief Financial Officercontrolsince 08/2019 · owns less than 5%
Related persons
Schedule D 7.A
- A••• A•••• G•••••• L•••pooled vehicle sponsorn
- A••• A•••• I• G•••••• L•••pooled vehicle sponsorn
- A••• A•••• G•• S•••pooled vehicle sponsorn
- A••• B••••• M••••••• L•••••pooled vehicle sponsorn
- A••• B••• G•••••• L•••••pooled vehicle sponsorn
- A••• B••••• I•••• H••••••• G•• L•••••pooled vehicle sponsorn
- A••• B••••• N•••• H••••••• G•• L•••••pooled vehicle sponsorn
- A••• C•••••••• ••••• G•• L•••••pooled vehicle sponsorn
- A••• C••••••• G• S•••••••pooled vehicle sponsorn
- A••• E••••• G•• S•••pooled vehicle sponsorn
- A••• E••••• G•••••• L•••••pooled vehicle sponsorn
- A••• E••••• I• G•••••• L•••••pooled vehicle sponsorn
- Acon Equity Management L.L.C.investment adviserpooled vehicle sponsornRAUM $4.2B
- A••• E••••• G•• L•••••pooled vehicle sponsorn
- A••• F••• G•• S•••pooled vehicle sponsorn
- A••• F•••• M••••••• L•••••pooled vehicle sponsorn
- A••• F•••• M••••••• L••pooled vehicle sponsorn
- A••• G••••••• G•• L•••••pooled vehicle sponsorn
- A••• G•••••••• S•••••••pooled vehicle sponsorn
- A••• I•••• M••••••• L••pooled vehicle sponsorn
- A••• I•• M••••••• L•••••pooled vehicle sponsorn
- Acon Latam Management, L.L.C.investment adviserpooled vehicle sponsornRAUM $1.2B
- A••• M••••• R••••• H••••••• G•••••• L•••••pooled vehicle sponsorn
- A••• S••••••• M••••••• L••pooled vehicle sponsorn
- A••• T• M••••••• L•••••pooled vehicle sponsorn
- A•• I• L• C••••••••• G•••••• L•••••pooled vehicle sponsorn
- A•• I• O•••• C••••••••• M••••••• L•••••pooled vehicle sponsorn
- A•••• D• B••••• A••••••••• D• V•••••• M••••••••• E• C••••••••• L••••pooled vehicle sponsorn
- A•••• G•••••• L•••••pooled vehicle sponsorn
- A•••• I• G•••••• L•••••pooled vehicle sponsorn
Advisers that list A••• I••••••••• M••••••••• L•• as a related person
Offices
Schedule D 1.F, the 25 largest
- Madrid, Spain4 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- large related person networkStatic outlier · filing Sep 1, 2026related persons on Schedule D 7.A of 35.0 against a peer median of 5.0 (488 comparable advisers, 98.0th percentile, 10.1 robust deviations)peers: asset managers, $100M to $500M (488) · 98% percentile
What changed
consecutive filings, newest first
- Financial planning clients · to unsetMay 24, 2026 to Sep 1, 2026
- Private funds · 9 to unsetMay 24, 2026 to Sep 1, 2026
- Succession · false to unsetMay 24, 2026 to Sep 1, 2026
- Discretionary RAUM · $196M to $193MMar 31, 2026 to May 24, 2026
- Pooled vehicle RAUM · $196M to $193MMar 31, 2026 to May 24, 2026
- RAUM · $196M to $193MMar 31, 2026 to May 24, 2026
- Accounts · 10 to 9May 27, 2025 to Mar 31, 2026
- Pooled vehicle clients · 10 to 9May 27, 2025 to Mar 31, 2026
- Employees · 17 to 16May 27, 2025 to Mar 31, 2026
- Private funds · 10 to 9May 27, 2025 to Mar 31, 2026
- Discretionary RAUM · $171M to $196MMay 27, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $171M to $196MMay 27, 2025 to Mar 31, 2026
- RAUM · $171M to $196MMay 27, 2025 to Mar 31, 2026
- Financial planning clients · unset to Mar 31, 2025 to May 27, 2025
- Advisory employees · 10 to 4May 9, 2024 to Mar 31, 2025
- Employees · 20 to 17May 9, 2024 to Mar 31, 2025
- Discretionary RAUM · $261M to $171MMay 9, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $261M to $171MMay 9, 2024 to Mar 31, 2025
- RAUM · $261M to $171MMay 9, 2024 to Mar 31, 2025
- Business name · ACON INVESTMENTS MANAGEMENT L.L.C. to ACON INVESTMENTS MANAGEMENT, LLCMar 29, 2024 to May 9, 2024
- Legal name · ACON INVESTMENTS MANAGEMENT, L.L.C. to ACON INVESTMENTS MANAGEMENT, LLCMar 29, 2024 to May 9, 2024
- Discretionary RAUM · $266M to $261MMar 29, 2024 to May 9, 2024
- Pooled vehicle RAUM · $266M to $261MMar 29, 2024 to May 9, 2024
- RAUM · $266M to $261MMar 29, 2024 to May 9, 2024
- Accounts · 8 to 10May 15, 2023 to Mar 29, 2024
- Advisory employees · 11 to 10May 15, 2023 to Mar 29, 2024
- Pooled vehicle clients · 8 to 10May 15, 2023 to Mar 29, 2024
- Employees · 22 to 20May 15, 2023 to Mar 29, 2024
- Private funds · 8 to 10May 15, 2023 to Mar 29, 2024
- Discretionary RAUM · $201M to $266MMay 15, 2023 to Mar 29, 2024
- Pooled vehicle RAUM · $201M to $266MMay 15, 2023 to Mar 29, 2024
- RAUM · $201M to $266MMay 15, 2023 to Mar 29, 2024
- Discretionary RAUM · $199M to $201MMar 31, 2023 to May 15, 2023
- Pooled vehicle RAUM · $199M to $201MMar 31, 2023 to May 15, 2023
- RAUM · $199M to $201MMar 31, 2023 to May 15, 2023
- Accounts · 9 to 8Mar 31, 2022 to Mar 31, 2023
- Advisory employees · 18 to 11Mar 31, 2022 to Mar 31, 2023
- Pooled vehicle clients · 9 to 8Mar 31, 2022 to Mar 31, 2023
- Employees · 29 to 22Mar 31, 2022 to Mar 31, 2023
- Private funds · 9 to 8Mar 31, 2022 to Mar 31, 2023
Signals
2 dated events
- Masumi Waida (Chief Financial Officer) appeared on Schedule A of Acon Investments Management, LlcMar 30, 2020 · Control person joined · fact
- Akini Kwame Lewis (Cfo) no longer on Schedule A of Acon Investments Management, Llc (listed 2019-03-30, absent 2020-03-30)Mar 30, 2020 · Control person left · inference
Across DFX
shared identifiers only, never a name match
- Acon Investments Management, LLC · Independent Sponsorsshared crd · capital_provider
- Acon Investments Management, LLC · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- LINKEDIN.COM/COMPANY/ACON-INVESTMENTSreportedpublic record, Form ADV, Sep 18, 2026
- Website
- ACONINVESTMENTS.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 202-454-1100reportedpublic record, Form ADV, Sep 1, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026