DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Former SEC-registered adviser
Premise Capital, LLC
Latest filing Mar 31, 2023
First filing on the tape Mar 22, 2012 · 40 filings
RAUM
n/a
reported, Item 5.F
Discretionary
n/a
of RAUM
Private clients
n/a
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
1
1 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
40 filings and snapshots on the tape
RAUM$76.1M as of Mar 30, 2022
Mar 28, 2013$91.4M then
HNW client RAUM$0 as of Mar 31, 2023
Jun 18, 2019$199M then
State-registered IARs (5.B.3)0 as of Mar 31, 2023
Mar 28, 20131 then
Employees (5.A)1 as of Mar 31, 2023
Mar 28, 20131 then
Private funds: no history
RAUM n/a over the last fiscal yearIARs 2 to 0
Practice profile
derived from the filing of Mar 31, 2023; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- unknownderivedRAUM over accounts (5.F.2.f)
- Discretionary
- unknownderivedof RAUM
- Institutional
- unknownderivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- -100%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, hourlyreportedItem 5.E
- Advisory activities
- portfolio management for individualsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- n/areported
- Financial planning clients
- n/areported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, hourlyreported
- Class basis
- absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
- Gery Joseph Sadzewicz to U.S. Financial AdvisorsMay 31, 2023 · Other
- Britton Hill Reynolds to Rothschild Wealth LLCMay 31, 2023 · Other
Joined, latest
- Britton Hill Reynolds from Rothschild Wealth LLCJun 4, 2012 · Other
- Gery Joseph Sadzewicz from Bridgeportfolio, Inc.Apr 24, 2012 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Hill Britton Reynolds · Membercontrolsince 01/2014 · owns 10% to 25%
- Britton Scott Reynolds · Co-Managing Membercontrolsince 06/2012 · owns less than 5%
- Anthony Jason Rolence · Managing Membercontrolsince 06/2012 · owns 50% to 75%
- David Tyler Qualio · Membercontrolsince 06/2005 · owns 25% to 50% of Reynolds Financial Group, LLC
- Britton Scott Reynolds · Managing Membercontrolsince 01/1983 · owns 50% to 75% of Reynolds Financial Group, LLC
- Joseph Gery Sadzewicz · Ccosince 02/2012 · owns less than 5%
Entity owners
- Reynolds Financial Group, LLC · Memberdirect · owns 25% to 50%
Related persons
Schedule D 7.A
- Halo Securities, LLCbroker-dealery
- Sentinus LLCinvestment advisery
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
What changed
consecutive filings, newest first
- Accounts · 157.0 to unsetJan 27, 2023 to Mar 31, 2023
- Advisory employees · 2 to 1Jan 27, 2023 to Mar 31, 2023
- Advisory activities · 6 to 1Jan 27, 2023 to Mar 31, 2023
- Charity clients · unset to 0.0Jan 27, 2023 to Mar 31, 2023
- Corporate clients · unset to 0.0Jan 27, 2023 to Mar 31, 2023
- HNW clients · 43 to 0Jan 27, 2023 to Mar 31, 2023
- Individual clients · unset to 0.0Jan 27, 2023 to Mar 31, 2023
- Pension plan clients · 13 to 0Jan 27, 2023 to Mar 31, 2023
- Pooled vehicle clients · unset to 0.0Jan 27, 2023 to Mar 31, 2023
- Employees · 2 to 1Jan 27, 2023 to Mar 31, 2023
- Insurance-licensed employees · 1 to 0Jan 27, 2023 to Mar 31, 2023
- State-registered IARs · 2 to 0Jan 27, 2023 to Mar 31, 2023
- Discretionary RAUM · 76147928.0 to unsetJan 27, 2023 to Mar 31, 2023
- HNW RAUM · $24.2M to $0Jan 27, 2023 to Mar 31, 2023
- Individual RAUM · unset to 0.0Jan 27, 2023 to Mar 31, 2023
- Non-discretionary RAUM · 0.0 to unsetJan 27, 2023 to Mar 31, 2023
- Pension RAUM · $10.8M to $0Jan 27, 2023 to Mar 31, 2023
- Pooled vehicle RAUM · unset to 0.0Jan 27, 2023 to Mar 31, 2023
- RAUM · 76147928.0 to unsetJan 27, 2023 to Mar 31, 2023
- Accounts · 240 to 157Aug 10, 2021 to Mar 30, 2022
- Advisory employees · 4 to 2Aug 10, 2021 to Mar 30, 2022
- BD registered reps · 4 to 0Aug 10, 2021 to Mar 30, 2022
- Charity clients · 3.0 to unsetAug 10, 2021 to Mar 30, 2022
- HNW clients · 30 to 43Aug 10, 2021 to Mar 30, 2022
- Pension plan clients · 19 to 13Aug 10, 2021 to Mar 30, 2022
- Employees · 4 to 2Aug 10, 2021 to Mar 30, 2022
- Insurance-licensed employees · 3 to 1Aug 10, 2021 to Mar 30, 2022
- State-registered IARs · 4 to 2Aug 10, 2021 to Mar 30, 2022
- Discretionary RAUM · $105M to $76.1MAug 10, 2021 to Mar 30, 2022
- HNW RAUM · $34.0M to $24.2MAug 10, 2021 to Mar 30, 2022
- Pension RAUM · $17.0M to $10.8MAug 10, 2021 to Mar 30, 2022
- RAUM · $105M to $76.1MAug 10, 2021 to Mar 30, 2022
- HQ city · NAPERVILLE to AURORAMar 29, 2021 to Aug 10, 2021
- Accounts · 589 to 240Jun 29, 2020 to Mar 29, 2021
- Charity clients · 2 to 3Jun 29, 2020 to Mar 29, 2021
- Corporate clients · 4.0 to unsetJun 29, 2020 to Mar 29, 2021
- HNW clients · 346 to 30Jun 29, 2020 to Mar 29, 2021
- Pension plan clients · unset to 19.0Jun 29, 2020 to Mar 29, 2021
- Discretionary RAUM · $236M to $105MJun 29, 2020 to Mar 29, 2021
- HNW RAUM · $161M to $34.0MJun 29, 2020 to Mar 29, 2021
Signals
3 dated events
- Gery Joseph Sadzewicz left Premise Capital, Llc for U.S. Financial Advisors (registered 2013-01-25)May 31, 2023 · Advisor changed firm · fact
- Britton Hill Reynolds left Premise Capital, Llc for Rothschild Wealth Llc (registered 2026-01-02)May 31, 2023 · Advisor changed firm · fact
- Premise Capital, Llc reported RAUM $105.0M, down 59% from $253.4M (2020-06-29 to 2021-03-29)Mar 29, 2021 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026