DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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SEC-registered adviser

P••••• I••••••••• A•••••• L••

Independent wealth managerLondon, CRD 164565SEC 801-78150websiteIAPD
Legal name P••••• I••••••••• A••••••• L••
Latest filing Jul 2, 2024
First filing on the tape May 29, 2013 · 17 filings
SEC status approved since Jul 8, 2013
RAUM
$1.3M
reported, Item 5.F
Discretionary
0.0%
of RAUM
Private clients
100%
$1.3M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
1
1 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
17 filings and snapshots on the tape
RAUM$1.3M as of Jul 2, 2024
Mar 20, 2014$50,000 then
HNW client RAUM$1.3M as of Jul 2, 2024
May 7, 2018$250,000 then
State-registered IARs (5.B.3)0 as of Jul 2, 2024
Mar 20, 20141 then
Employees (5.A)1 as of Jul 2, 2024
Mar 20, 20141 then
Private funds: no history
RAUM n/a over the last fiscal year+0.0% a year over three
Practice profile
derived from the filing of Jul 2, 2024; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$250,000derivedRAUM over accounts (5.F.2.f)
Discretionary
0.0%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived2 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assetsreportedItem 5.E
Advisory activities
financial planning, portfolio management for individualsreportedItem 5.G
Ownership
controlled by a public reporting companyderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • controlled by a public reporting company (10.A)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$1.3M100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
5reported
Financial planning clients
1-10reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUMreported
Class basis
private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • S••••••••• M••••••• A••• · Managing Membercontrol
        since 05/2012 · owns 75% or more
      Related persons
      Schedule D 7.A
      Advisers that list P••••• I••••••••• A•••••• L•• as a related person
      Offices
      Schedule D 1.F, the 25 largest
      • Praha 3, Czech Republic1 employees
      What changed
      consecutive filings, newest first
      • Accounts · 10 to 5
        Aug 28, 2021 to Jul 2, 2024
      • HNW clients · 10.0 to unset
        Aug 28, 2021 to Jul 2, 2024
      • Discretionary RAUM · $750,000 to $0
        Aug 28, 2021 to Jul 2, 2024
      • Non-discretionary RAUM · $500,000 to $1.3M
        Aug 28, 2021 to Jul 2, 2024
      • Accounts · 1 to 10
        Jun 26, 2020 to Aug 28, 2021
      • HNW clients · 1 to 10
        Jun 26, 2020 to Aug 28, 2021
      • Discretionary RAUM · $350,000 to $750,000
        Jun 26, 2020 to Aug 28, 2021
      • HNW RAUM · $350,000 to $1.3M
        Jun 26, 2020 to Aug 28, 2021
      • Non-discretionary RAUM · $0 to $500,000
        Jun 26, 2020 to Aug 28, 2021
      • RAUM · $350,000 to $1.3M
        Jun 26, 2020 to Aug 28, 2021
      • Discretionary RAUM · $250,000 to $350,000
        May 7, 2018 to Jun 26, 2020
      • HNW RAUM · $250,000 to $350,000
        May 7, 2018 to Jun 26, 2020
      • RAUM · $250,000 to $350,000
        May 7, 2018 to Jun 26, 2020
      • Accounts · 2 to 1
        Jul 30, 2017 to May 7, 2018
      • HNW clients · unset to 1.0
        Jul 30, 2017 to May 7, 2018
      • Other offices · unset to 1.0
        Jul 30, 2017 to May 7, 2018
      • Discretionary RAUM · $350,000 to $250,000
        Jul 30, 2017 to May 7, 2018
      • HNW RAUM · unset to 250000.0
        Jul 30, 2017 to May 7, 2018
      • Non-discretionary RAUM · $50,000 to $0
        Jul 30, 2017 to May 7, 2018
      • RAUM · $400,000 to $250,000
        Jul 30, 2017 to May 7, 2018
      • Accounts · 5 to 2
        Jul 18, 2017 to Jul 30, 2017
      • Advisory activities · 3 to 2
        Jul 18, 2017 to Jul 30, 2017
      • State-registered IARs · 1 to 0
        Jul 18, 2017 to Jul 30, 2017
      • Accounts · 10 to 5
        May 11, 2017 to Jul 18, 2017
      • Discretionary RAUM · $2.5M to $350,000
        May 11, 2017 to Jul 18, 2017
      • Non-discretionary RAUM · $500,000 to $50,000
        May 11, 2017 to Jul 18, 2017
      • RAUM · $3.0M to $400,000
        May 11, 2017 to Jul 18, 2017
      • Accounts · 6 to 10
        May 4, 2016 to May 11, 2017
      • Discretionary RAUM · $1.0M to $2.5M
        May 4, 2016 to May 11, 2017
      • Non-discretionary RAUM · $0 to $500,000
        May 4, 2016 to May 11, 2017
      • RAUM · $1.0M to $3.0M
        May 4, 2016 to May 11, 2017
      • Accounts · 2 to 6
        Jul 14, 2015 to May 4, 2016
      • Discretionary RAUM · $250,000 to $1.0M
        Jul 14, 2015 to May 4, 2016
      • RAUM · $250,000 to $1.0M
        Jul 14, 2015 to May 4, 2016
      • Accounts · 1 to 2
        Mar 20, 2014 to Apr 1, 2015
      • Discretionary RAUM · $50,000 to $250,000
        Mar 20, 2014 to Apr 1, 2015
      • RAUM · $50,000 to $250,000
        Mar 20, 2014 to Apr 1, 2015
      • Financial planning clients · 0 to 1-10
        Jun 18, 2013 to Mar 20, 2014
      • Discretionary RAUM · $5.0M to $50,000
        Jun 18, 2013 to Mar 20, 2014
      • RAUM · $5.0M to $50,000
        Jun 18, 2013 to Mar 20, 2014
      Signals
      1 dated events
      • P••••• C•••••• filed its initial SEC registration (Form ADV)
        May 29, 2013 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      How to reach
      public business contact points only, each with its source
      Website
      s••••••.comreportedpublic record, Form ADV, Sep 19, 2026
      Principal office phone
      447887998248reportedpublic record, Form ADV, Jul 2, 2024
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Independent wealth managerderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026