DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Former SEC-registered adviser

S••••••• C•••••• • S••••••• I••••••••• A•••••••

Former SEC-registered adviserLondon, CRD 164566SEC 801-78142IAPD
Legal name S••••••• C••••••• L••
Latest filing Apr 30, 2018
First filing on the tape May 24, 2013 · 13 filings
RAUM
$0
reported, Item 5.F
Discretionary
n/a
of RAUM
Private clients
n/a
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
3
$1.1M gross assets
History
13 filings and snapshots on the tape
RAUM$0 as of Apr 30, 2018
Mar 20, 2014$250,000 then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Apr 30, 2018
Mar 20, 20140 then
Employees (5.A)2 as of Apr 30, 2018
Mar 20, 20142 then
Private funds3 as of Apr 30, 2018
Mar 20, 20143 then
RAUM -100% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Apr 30, 2018; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
unknownderivedRAUM over accounts (5.F.2.f)
Discretionary
unknownderivedof RAUM
Institutional
unknownderivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived3 offices incl. principal (1.F.5)
RAUM growth, one year
-100%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individualsreportedItem 5.G
Ownership
controlled by a public reporting companyderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • controlled by a public reporting company (10.A)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
0reported
HNW clients
0reported
Pension plan clients
0reported
Charitable clients
0reported
Accounts
0reported
Financial planning clients
1-10reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixedreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • S••••••••• M••••••• A••• · Managing Directorcontrol
        since 05/2012 · owns 75% or more
      Related persons
      Schedule D 7.A
      Advisers that list S••••••• C•••••• • S••••••• I••••••••• A••••••• as a related person
      Offices
      Schedule D 1.F, the 25 largest
      • London, United Kingdom1 employees
      • Praha 3, Czech Republic1 employees
      What changed
      consecutive filings, newest first
      • Accounts · 20 to 0
        Apr 30, 2017 to Apr 30, 2018
      • Charity clients · unset to 0.0
        Apr 30, 2017 to Apr 30, 2018
      • Corporate clients · unset to 0.0
        Apr 30, 2017 to Apr 30, 2018
      • HNW clients · unset to 0.0
        Apr 30, 2017 to Apr 30, 2018
      • Individual clients · unset to 0.0
        Apr 30, 2017 to Apr 30, 2018
      • Pension plan clients · unset to 0.0
        Apr 30, 2017 to Apr 30, 2018
      • Pooled vehicle clients · unset to 2.0
        Apr 30, 2017 to Apr 30, 2018
      • Other offices · unset to 2.0
        Apr 30, 2017 to Apr 30, 2018
      • Discretionary RAUM · $1.0M to $0
        Apr 30, 2017 to Apr 30, 2018
      • Non-discretionary RAUM · $500,000 to $0
        Apr 30, 2017 to Apr 30, 2018
      • Pooled vehicle RAUM · unset to 0.0
        Apr 30, 2017 to Apr 30, 2018
      • RAUM · $1.5M to $0
        Apr 30, 2017 to Apr 30, 2018
      • Accounts · 5 to 20
        Apr 27, 2016 to Apr 30, 2017
      • Non-discretionary RAUM · $0 to $500,000
        Apr 27, 2016 to Apr 30, 2017
      • RAUM · $1.0M to $1.5M
        Apr 27, 2016 to Apr 30, 2017
      • Accounts · 1 to 5
        Jul 14, 2015 to Apr 27, 2016
      • Discretionary RAUM · $300,000 to $1.0M
        Jul 14, 2015 to Apr 27, 2016
      • RAUM · $300,000 to $1.0M
        Jul 14, 2015 to Apr 27, 2016
      • Accounts · 3 to 1
        Mar 20, 2014 to Mar 2, 2015
      • Discretionary RAUM · $250,000 to $300,000
        Mar 20, 2014 to Mar 2, 2015
      • RAUM · $250,000 to $300,000
        Mar 20, 2014 to Mar 2, 2015
      • Accounts · 2 to 3
        Jan 6, 2014 to Mar 20, 2014
      • Discretionary RAUM · $5.0M to $250,000
        Jan 6, 2014 to Mar 20, 2014
      • RAUM · $5.0M to $250,000
        Jan 6, 2014 to Mar 20, 2014
      • HQ city · PRAHA 1 to LONDON
        Jul 22, 2013 to Jan 6, 2014
      • Private funds · 2 to 3
        Jun 3, 2013 to Jul 22, 2013
      • HQ city · PRAHA 10 to PRAHA 1
        May 24, 2013 to May 29, 2013
      • Business name · S••••••• C•••••• to S••••••• C•••••• • S••••••• I••••••••• A•••••••
        May 29, 2013 to May 29, 2013
      • Private funds · 1 to 2
        May 29, 2013 to May 29, 2013
      Signals
      1 dated events
      • S••••••• C•••••• filed its initial SEC registration (Form ADV)
        May 24, 2013 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026