DFX Intelligence
RIA Intelligence
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SEC-registered adviser
S••••••• C•••••• • S••••••• I••••••••• A•••••••
Legal name S••••••• C••••••• L••
Latest filing Sep 27, 2025
First filing on the tape Jul 6, 2012 · 19 filings
SEC status approved since Mar 24, 2014
RAUM
$0
reported, Item 5.F
Discretionary
n/a
of RAUM
Private clients
n/a
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
1
1 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
19 filings and snapshots on the tape
RAUM$0 as of Sep 27, 2025
Mar 20, 2014$250,000 then
HNW client RAUM$500,000 as of Mar 7, 2024
Aug 29, 2021$350,000 then
State-registered IARs (5.B.3)0 as of Sep 27, 2025
Mar 12, 20130 then
Employees (5.A)1 as of Sep 27, 2025
Mar 12, 20131 then
Private funds: no history
RAUM -100% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Sep 27, 2025; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- unknownderivedRAUM over accounts (5.F.2.f)
- Discretionary
- unknownderivedof RAUM
- Institutional
- unknownderivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- -26%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 0reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- S••••••••• M••••••• A••• · Chief Compliance Officer / Chief Executive Officer / Membercontrolsince 05/2012 · owns 75% or more
Related persons
Schedule D 7.A
- M•••••••••investment advisern
- P••••• I••••••••• A•••••• L••investment advisernRAUM $1.3M
- S••••••• C•••••• • S••••••• I••••••••• A•••••••investment advisern
Advisers that list S••••••• C•••••• • S••••••• I••••••••• A••••••• as a related person
Offices
Schedule D 1.F, the 25 largest
- Praha 10, Czech Republic1 employees
What changed
consecutive filings, newest first
- Accounts · 12 to 0Mar 7, 2024 to Sep 27, 2025
- HNW clients · 2.0 to unsetMar 7, 2024 to Sep 27, 2025
- Pooled vehicle clients · 10.0 to unsetMar 7, 2024 to Sep 27, 2025
- Financial planning clients · 1-10 to 0Mar 7, 2024 to Sep 27, 2025
- HQ state · unset to Mar 7, 2024 to Sep 27, 2025
- Discretionary RAUM · $500,000 to $0Mar 7, 2024 to Sep 27, 2025
- HNW RAUM · 500000.0 to unsetMar 7, 2024 to Sep 27, 2025
- Non-discretionary RAUM · $500,000 to $0Mar 7, 2024 to Sep 27, 2025
- Pooled vehicle RAUM · 500000.0 to unsetMar 7, 2024 to Sep 27, 2025
- RAUM · $1.0M to $0Mar 7, 2024 to Sep 27, 2025
- Accounts · 3 to 12Aug 20, 2023 to Mar 7, 2024
- Pooled vehicle clients · 2 to 10Aug 20, 2023 to Mar 7, 2024
- Discretionary RAUM · $1.0M to $500,000Aug 20, 2023 to Mar 7, 2024
- HNW RAUM · $350,000 to $500,000Aug 20, 2023 to Mar 7, 2024
- Non-discretionary RAUM · $350,000 to $500,000Aug 20, 2023 to Mar 7, 2024
- Pooled vehicle RAUM · $1.0M to $500,000Aug 20, 2023 to Mar 7, 2024
- RAUM · $1.4M to $1.0MAug 20, 2023 to Mar 7, 2024
- Accounts · 4 to 3Dec 2, 2022 to Aug 20, 2023
- Discretionary RAUM · $1.4M to $1.0MDec 2, 2022 to Aug 20, 2023
- Non-discretionary RAUM · $0 to $350,000Dec 2, 2022 to Aug 20, 2023
- Accounts · 6 to 4Aug 29, 2021 to Dec 2, 2022
- Discretionary RAUM · $1.0M to $1.4MAug 29, 2021 to Dec 2, 2022
- Non-discretionary RAUM · $350,000 to $0Aug 29, 2021 to Dec 2, 2022
- Accounts · unset to 6.0Jan 4, 2020 to Aug 29, 2021
- HNW clients · unset to 2.0Jan 4, 2020 to Aug 29, 2021
- Pooled vehicle clients · unset to 2.0Jan 4, 2020 to Aug 29, 2021
- Discretionary RAUM · unset to 1000000.0Jan 4, 2020 to Aug 29, 2021
- HNW RAUM · unset to 350000.0Jan 4, 2020 to Aug 29, 2021
- Non-discretionary RAUM · unset to 350000.0Jan 4, 2020 to Aug 29, 2021
- Pooled vehicle RAUM · unset to 1000000.0Jan 4, 2020 to Aug 29, 2021
- RAUM · unset to 1350000.0Jan 4, 2020 to Aug 29, 2021
- Financial planning clients · 0 to 1-10Aug 22, 2017 to May 6, 2018
- Other offices · unset to 1.0Aug 22, 2017 to May 6, 2018
- Accounts · 20.0 to unsetMay 1, 2017 to Aug 22, 2017
- Advisory activities · 4 to 3May 1, 2017 to Aug 22, 2017
- Financial planning clients · 1-10 to 0May 1, 2017 to Aug 22, 2017
- Discretionary RAUM · 1000000.0 to unsetMay 1, 2017 to Aug 22, 2017
- Non-discretionary RAUM · 500000.0 to unsetMay 1, 2017 to Aug 22, 2017
- RAUM · 1500000.0 to unsetMay 1, 2017 to Aug 22, 2017
- Accounts · 6 to 20Apr 29, 2016 to May 1, 2017
Signals
1 dated events
- S••••••• C•••••• filed its initial SEC registration (Form ADV)Jul 6, 2012 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- S•••••••CAPITAL.COMreportedpublic record, Form ADV, Sep 21, 2026
- Principal office phone
- +447887998248reportedpublic record, Form ADV, Sep 27, 2025
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- No RAUM reportedderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026