DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
D••••••••• T••••••••• A••••••• L••
Latest filing Aug 17, 2026
First filing on the tape Jan 9, 2013 · 27 filings
SEC status approved since Jul 9, 2019
RAUM
$7.7B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$7.7B
derived; firm RAUM over IAPD count
Employees
16
3 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
28
reported on Schedule D
History
27 filings and snapshots on the tape
RAUM$7.7B as of Aug 17, 2026
Mar 30, 2020$449M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Aug 17, 2026
Mar 30, 20200 then
Employees (5.A)16 as of Aug 17, 2026
Mar 30, 202019 then
Private funds28 as of Aug 17, 2026
Mar 30, 202020 then
RAUM +805% over the last fiscal year+94% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Aug 17, 2026; every figure names its basis
Archetypes, each a printed rule
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $7.7BderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $274MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 16.0derivedItem 5.A over advisors
- Advisors per office
- 0.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +267%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed fees, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $3.1B, 28 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$7.7B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 28reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $3.1B for 28 clientsreported
- Compensation
- % of AUM, fixed, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=2.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| M•••••• T••• W••••• | Germantown, Tn | Aug 9, 2023 | 30 y | 1 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- M•••••• T••• W••••• from G•••••• C••••••• L••Aug 9, 2023 · Other
Private funds
47 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| D••••••••• T••••••••• S•••••••• X•••••• L•• | Other Private Fund | $221M | 271 | Mar 31, 2022 |
| D••••••••• T••••••••• S•••••••• X••• L•• | Other Private Fund | $69.4M | 13 | Mar 30, 2020 |
| D••••••••• T••••••••• S•••••••• X•••••• L•• | Other Private Fund | $61.3M | 68 | Mar 31, 2021 |
| D••••••••• T••••••••• S•••••••• X•••• L•• | Other Private Fund | $55.1M | 65 | Mar 28, 2024 |
| D••••••••• T••••••••• S•••••••• X•••• L•• | Other Private Fund | $48.5M | 103 | Apr 13, 2023 |
| D••••••••• T••••••••• A••••••••• L••no longer reported | Other Private Fund | $48.0M | 1 | Jan 9, 2013 |
| D••••••••• T••••••••• S•••••••• X•••• L•• | Other Private Fund | $34.2M | 32 | Mar 30, 2020 |
| D••••••••• T••••••••• S•••••••• X•••••• L•• | Other Private Fund | $28.5M | 196 | Mar 31, 2022 |
| D••••••••• D•••••• T••••••••• F•••• L•• | Other Private Fund | $24.2M | 38 | Mar 28, 2024 |
| D••••••••• T••••••••• S•••••••• X•••• L•• | Other Private Fund | $20.5M | 72 | Mar 28, 2024 |
| D••••••••• T••••••••• S•••••••• X••• L•• | Other Private Fund | $20.4M | 29 | Mar 30, 2020 |
| D••••••••• T••••••••• S•••••••• X•••• L•• | Other Private Fund | $17.0M | 33 | Mar 31, 2021 |
| D•••••• T••••••••• S•• 2•••• L•• | Other Private Fund | $15.8M | 49 | Mar 31, 2023 |
| D••••••••• T••••••••• S•••••••• X•••• L••no longer reported | Other Private Fund | $14.9M | 1 | Jun 7, 2019 |
| D••••••••• T••••••••• S•••••••• X•••• L•• | Other Private Fund | $14.6M | 196 | Mar 31, 2022 |
| D••••••••• T••••••••• S•••••••• X••• L•• | Other Private Fund | $13.1M | 8 | Mar 30, 2020 |
| D••••••••• T••••••••• S•••••••• X••••••• L•• | Other Private Fund | $10.0M | 55 | Mar 31, 2022 |
| D••••••••• T••••••••• S•••••••• X••••• L•• | Other Private Fund | $9.4M | 29 | Apr 13, 2023 |
| D••••••••• T••••••••• S•••••••• X••••• L•• | Other Private Fund | $6.1M | 6 | Mar 31, 2022 |
| D••••••••• T••••••••• S•••••••• X••••• L•• | Other Private Fund | $5.4M | 2 | Mar 31, 2022 |
| D••••••••• T••••••••• S•••••••• X•• L•• | Other Private Fund | $5.0M | 2 | Mar 31, 2022 |
| D•• L•••••••• F••• I• L• | Other Private Fund | $4.9M | 8 | Jun 7, 2019 |
| D••••••••• T••••••••• S•••••••• X••••• L•• | Other Private Fund | $3.3M | 31 | Mar 31, 2021 |
| D••••••••• T••••••••• S•••••••• X••••• L•• | Other Private Fund | $1.5M | 21 | Mar 31, 2022 |
| D••••••••• T••••••••• S•••••••• X••• L•• | Other Private Fund | $503,290 | 7 | Mar 30, 2020 |
| D••••••••• T••••••••• S•••••••• X•• L•• | Other Private Fund | $331,680 | 6 | Mar 30, 2020 |
| D••••••••• T••••••••• S•••••••• X• L•• | Other Private Fund | $210,059 | 36 | Jun 7, 2019 |
| D••••••••• T••••••••• S•••••••• X•• L•• | Other Private Fund | $0 | 71 | Jun 7, 2019 |
| D••••••••• T••••••••• S•••••••• X••• L••no longer reported | Other Private Fund | $0 | 29 | Mar 31, 2021 |
| D••••••••• T••••••••• S•••••••• X•• L••no longer reported | Other Private Fund | $0 | 0 | Jun 7, 2019 |
| D••••••••• T••••••••• S•••••••• I••• L••no longer reported | Other Private Fund | $0 | 51 | Jun 7, 2019 |
| D••••••••• T••••••••• S•••••••• X••••• L••no longer reported | Other Private Fund | $0 | 23 | Mar 31, 2021 |
| D••••••••• T••••••••• S•••••••• V•••• L•• | Other Private Fund | $0 | 8 | Jun 7, 2019 |
| D••••••••• T••••••••• S•••••••• X•••• L••no longer reported | Other Private Fund | $0 | 35 | Mar 31, 2021 |
| D••••••••• T••••••••• S•••••••• X•••• L••no longer reported | Other Private Fund | $0 | 1 | Mar 31, 2021 |
| D••••••••• T••••••••• S•••••••• B••••••••• L•• | Other Private Fund | $0 | 11 | Jun 7, 2019 |
| D••••••••• T••••••••• S•••••••• X•• L••no longer reported | Other Private Fund | $0 | 21 | Jun 7, 2019 |
| D••••••••• T••••••••• S•••••••• X••••• L••no longer reported | Other Private Fund | $0 | 257 | Mar 31, 2022 |
| D••••••••• T••••••••• S•••••••• 1•• L••no longer reported | Other Private Fund | $0 | 0 | Jun 7, 2019 |
| D••••••••• T••••••••• S•••••••• B••••••••• I•• L•• | Other Private Fund | $0 | 9 | Jun 7, 2019 |
Owners and control persons
Schedule A and B, latest filing
- C•••••• P••••••• C•••••• · Chief Financial Officercontrolsince 04/2020 · owns less than 5%
- D••••• A••••••••• J•••••• · Chief Executive Officercontrolsince 06/2012 · owns less than 5%
- E••••••• M••••• J••••• · Chief Compliance Officercontrolsince 03/2024 · owns less than 5%
- D••••• A••••••••• J•••••• · Managercontrolsince 04/2015 · owns 75% or more of D•• M•••••• L••
Entity owners
- D•• M•••••• L•• · Managing Memberdirect · owns 75% or more
Related persons
Schedule D 7.A
- D••••••••• A••••••••• S•••••• I• L••n
- D••••••••• S••••••••• L••broker-dealern
- D•• S• A••• P•• L••investment advisern
Offices
Schedule D 1.F, the 25 largest
- New York, NY2 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- RAUM up 50 %Change between filings · filing Apr 30, 2026RAUM (Item 5.F) moved from $849,283,243 to $3,120,379,750 (+267.0%) between the annual amendments of 2025-04-15 and 2026-04-30; the peer median change was +13.0% (631 comparable advisers, 100.0th percentile of changes)peers: asset managers, $5B to $20B (631) · 100% percentile
What changed
consecutive filings, newest first
- Other offices · 2 to 1Apr 30, 2026 to Aug 17, 2026
- Discretionary RAUM · $3.1B to $7.7BApr 30, 2026 to Aug 17, 2026
- Pooled vehicle RAUM · $3.1B to $7.7BApr 30, 2026 to Aug 17, 2026
- RAUM · $3.1B to $7.7BApr 30, 2026 to Aug 17, 2026
- Assets in custody · $3.2B to $3.1BMar 30, 2026 to Apr 30, 2026
- Discretionary RAUM · $3.2B to $3.1BMar 30, 2026 to Apr 30, 2026
- Pooled vehicle RAUM · $3.2B to $3.1BMar 30, 2026 to Apr 30, 2026
- RAUM · $3.2B to $3.1BMar 30, 2026 to Apr 30, 2026
- Assets in custody · $891M to $3.2BJan 6, 2026 to Mar 30, 2026
- Discretionary RAUM · $891M to $3.2BJan 6, 2026 to Mar 30, 2026
- Pooled vehicle RAUM · $891M to $3.2BJan 6, 2026 to Mar 30, 2026
- RAUM · $891M to $3.2BJan 6, 2026 to Mar 30, 2026
- HQ city · AUSTIN to DALLASJun 9, 2025 to Jan 6, 2026
- Other offices · 1 to 2Jun 9, 2025 to Jan 6, 2026
- Assets in custody · $849M to $891MApr 15, 2025 to Jun 9, 2025
- Financial planning clients · unset to Apr 15, 2025 to Jun 9, 2025
- Discretionary RAUM · $849M to $891MApr 15, 2025 to Jun 9, 2025
- Pooled vehicle RAUM · $849M to $891MApr 15, 2025 to Jun 9, 2025
- RAUM · $849M to $891MApr 15, 2025 to Jun 9, 2025
- Accounts · 26 to 28Aug 16, 2024 to Apr 15, 2025
- Advisory employees · 10 to 3Aug 16, 2024 to Apr 15, 2025
- BD registered reps · 8 to 2Aug 16, 2024 to Apr 15, 2025
- Pooled vehicle clients · 26 to 28Aug 16, 2024 to Apr 15, 2025
- Assets in custody · $690M to $849MAug 16, 2024 to Apr 15, 2025
- Employees · 19 to 16Aug 16, 2024 to Apr 15, 2025
- Private funds · 26 to 28Aug 16, 2024 to Apr 15, 2025
- Discretionary RAUM · $690M to $849MAug 16, 2024 to Apr 15, 2025
- Pooled vehicle RAUM · $690M to $849MAug 16, 2024 to Apr 15, 2025
- RAUM · $690M to $849MAug 16, 2024 to Apr 15, 2025
- Advisory employees · 12 to 10Mar 28, 2024 to Apr 29, 2024
- BD registered reps · 7 to 8Mar 28, 2024 to Apr 29, 2024
- Assets in custody · $959M to $690MMar 28, 2024 to Apr 29, 2024
- Employees · 31 to 19Mar 28, 2024 to Apr 29, 2024
- Discretionary RAUM · $959M to $690MMar 28, 2024 to Apr 29, 2024
- Pooled vehicle RAUM · $959M to $690MMar 28, 2024 to Apr 29, 2024
- RAUM · $959M to $690MMar 28, 2024 to Apr 29, 2024
- Accounts · 29 to 26Mar 15, 2024 to Mar 28, 2024
- Advisory employees · 16 to 12Mar 15, 2024 to Mar 28, 2024
- BD registered reps · 10 to 7Mar 15, 2024 to Mar 28, 2024
- Pooled vehicle clients · 29 to 26Mar 15, 2024 to Mar 28, 2024
Signals
16 dated events
- D••••••••• T••••••••• A••••••• L•• reported RAUM $7.7B, up 146% from $3.1B (2026-04-30 to 2026-08-17)Aug 17, 2026 · RAUM change · derived
- D••••••••• T••••••••• A••••••• L•• reported RAUM $3.2B, up 260% from $890.7M (2026-01-06 to 2026-03-30)Mar 30, 2026 · RAUM change · derived
- D••••••••• T••••••••• A••••••• L•• reported RAUM $690.2M, down 28% from $959.2M (2024-03-28 to 2024-04-29)Apr 29, 2024 · RAUM change · derived
- Joshua Miles Edwards (Chief Compliance Officer) appeared on Schedule A of D••••••••• T••••••••• A••••••• L••Mar 15, 2024 · Control person joined · fact
- I C••••••••• M•••• (Chief Legal Officer & Chief Compliance Officer) no longer on Schedule A of D••••••••• T••••••••• A••••••• L•• (listed 2023-09-27, absent 2024-01-19)Jan 19, 2024 · Control person left · inference
- D••••••••• T••••••••• A••••••• L•• reported RAUM $790.9M, down 25% from $1.1B (2023-04-13 to 2023-05-18)May 18, 2023 · RAUM change · derived
- D••••••••• T••••••••• A••••••• L•• reported RAUM $1.0B, down 49% from $2.0B (2021-11-23 to 2022-03-31)Mar 31, 2022 · RAUM change · derived
- D••••••••• T••••••••• A••••••• L•• reported RAUM $2.0B, up 349% from $449.4M (2020-05-15 to 2021-03-31)Mar 31, 2021 · RAUM change · derived
- Bruce Friedman (Chief Financial Officer) no longer on Schedule A of D••••••••• T••••••••• A••••••• L•• (listed 2020-03-30, absent 2020-05-15)May 15, 2020 · Control person left · inference
- C•••••• P•••••• C••••• (Chief Financial Officer) appeared on Schedule A of D••••••••• T••••••••• A••••••• L••May 15, 2020 · Control person joined · fact
- I C••••••••• M•••• (Chief Legal Officer & Chief Compliance Officer) appeared on Schedule A of D••••••••• T••••••••• A••••••• L••Mar 30, 2020 · Control person joined · fact
- D••••••••• T••••••••• A••••••• L•• reported RAUM $449.2M, up 39% from $323.1M (2019-06-07 to 2020-03-30)Mar 30, 2020 · RAUM change · derived
- C•••••• P•••••• C••••• (Chief Compliance Officer) appeared on Schedule A of D••••••••• T••••••••• A••••••• L••Jun 7, 2019 · Control person joined · fact
- David Kenneth Rickel (Coo) no longer on Schedule A of D••••••••• T••••••••• A••••••• L•• (listed 2013-01-09, absent 2019-06-07)Jun 7, 2019 · Control person left · inference
- Buckley Daniel Beaney (Managing Director And Cco) no longer on Schedule A of D••••••••• T••••••••• A••••••• L•• (listed 2013-01-09, absent 2019-06-07)Jun 7, 2019 · Control person left · inference
- D••••••••• T••••••••• A••••••• L•• filed its initial SEC registration (Form ADV)Jan 9, 2013 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- D••••••••• T••••••••• A••••••• L•• · Independent Sponsorsshared crd · capital_provider
How to reach
public business contact points only, each with its source
- Website
- D•••••••••.TECHreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- (214) 668-1536reportedpublic record, Form ADV, Aug 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- $7.7Bderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026