DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Aua Capital Management
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Raymond Charles Micaletti | Aua Capital Management other | Columbus Macro, LLC no RAUM | Other | Jul 27, 2017 | Aug 8, 2017 |
| Karen Schwartzman | Aua Capital Management other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Jan 30, 2017 | Mar 31, 2017 (60 d) |
| Geoffrey Joseph Deasey | Aua Capital Management other | Ironview Capital Management, LLC other | Other | Jun 1, 2016 | Mar 17, 2016 |
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3 moves match.