DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Quantum Leap Capital, LLC
Latest filing Apr 29, 2026
First filing on the tape May 31, 2024 · 5 filings
SEC status approved since Jul 31, 2024
RAUM
$121M
reported, Item 5.F
Discretionary
85%
of RAUM
Private clients
100%
$121M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$40.2M
derived; firm RAUM over IAPD count
Employees
5
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
reported on Schedule D
History
5 filings and snapshots on the tape
RAUM$121M as of Apr 29, 2026
Apr 24, 2025$114M then
HNW client RAUM$58.2M as of Apr 29, 2026
Apr 24, 2025$44.5M then
State-registered IARs (5.B.3)3 as of Apr 29, 2026
Apr 24, 20253 then
Employees (5.A)5 as of Apr 29, 2026
Apr 24, 20255 then
Private funds1 as of Apr 29, 2026
Jul 30, 20251 then
RAUM +6.2% over the last fiscal yearIARs 3 to 3
Practice profile
derived from the filing of Apr 29, 2026; every figure names its basis
Archetypes, each a printed rule
- RIA with private funds · a wealth manager (private-client share at least 50 percent) that reports at least one private fund on Schedule D 7.B.(1)
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
- RAUM per advisor
- $40.2MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 111derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.5MderivedHNW RAUM over HNW clients
- Average account
- $209,638derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 85%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.7derivedItem 5.A over advisors
- Advisors per office
- 3.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +6.2%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +136%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Wrap fee program
- $103MreportedItem 5.I
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$62.3M52%
- High-net-worth individuals$58.2M48%
- Individual clients
- 295reported
- HNW clients
- 38reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 575reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- $0 sponsored, $0 managedreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| William Brendan WalshCertified Financial Planner | South Burlington, Vt | Jan 7, 2013 | 28 y | 1 |
| Deirdre Mchugh Keenan | South Burlington, Vt | May 31, 2023 | 12 y | 0 |
| Alison Jean Davis | South Burlington, Vt | Dec 18, 2024 | 20 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- Corey William Thacker to MML Investors Services, LLCJan 11, 2022 · RIA to affiliated broker-dealer or bank
Joined, latest
- William Brendan Walsh from Ameriprise Financial Services, LLCJan 7, 2013 · Affiliated broker-dealer or bank to independent RIA
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Brendan William Walsh · Managing Member And Chief Compliance Officercontrolsince 12/2014 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| South Burlington, Vt · principal | 3 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
3 against comparable advisers; where to look, not conclusions
- client count surgeChange between filings · filing Apr 29, 2026individual and HNW clients (Item 5.D) moved from 141.0 to 333.0 (+136.0%) between the annual amendments of 2025-04-24 and 2026-04-29; the peer median change was +3.0% (3310 comparable advisers, 99.0th percentile of changes)peers: independent wealth managers, $100M to $500M (3,310) · 99% percentile
- custody status changedChange between filings · filing Apr 29, 2026custody of client assets (Item 9.A): yes on the filing of 2025-07-30, no on the filing of 2026-04-29peers: independent wealth managers, $100M to $500M (5,676)
- discretionary share shiftChange between filings · filing Apr 29, 2026discretionary share of RAUM moved from 0.0% to 85.0% between the annual amendments of 2025-04-24 and 2026-04-29peers: independent wealth managers, $100M to $500M (5,676)
What changed
consecutive filings, newest first
- Accounts · 609 to 575Jul 30, 2025 to Apr 29, 2026
- Advisory employees · 3 to 4Jul 30, 2025 to Apr 29, 2026
- HNW clients · 22 to 38Jul 30, 2025 to Apr 29, 2026
- Individual clients · 119 to 295Jul 30, 2025 to Apr 29, 2026
- Assets in custody · 4362005.0 to unsetJul 30, 2025 to Apr 29, 2026
- Custody of client assets · true to falseJul 30, 2025 to Apr 29, 2026
- Discretionary RAUM · $0 to $103MJul 30, 2025 to Apr 29, 2026
- HNW RAUM · $44.5M to $58.2MJul 30, 2025 to Apr 29, 2026
- Individual RAUM · $69.0M to $62.3MJul 30, 2025 to Apr 29, 2026
- Non-discretionary RAUM · $114M to $18.0MJul 30, 2025 to Apr 29, 2026
- RAUM · $114M to $121MJul 30, 2025 to Apr 29, 2026
- Financial planning clients · 101-250 to 101-250Apr 24, 2025 to Jul 30, 2025
- Private funds · unset to 1Apr 24, 2025 to Jul 30, 2025
- Wrap assets (manager) · unset to 0.0Apr 24, 2025 to Jul 30, 2025
- Wrap assets (sponsor) · unset to 0.0Apr 24, 2025 to Jul 30, 2025
- Accounts · 638 to 609Jul 30, 2024 to Apr 24, 2025
- Charity clients · 0.0 to unsetJul 30, 2024 to Apr 24, 2025
- Corporate clients · 0.0 to unsetJul 30, 2024 to Apr 24, 2025
- HNW clients · 21 to 22Jul 30, 2024 to Apr 24, 2025
- Individual clients · 135 to 119Jul 30, 2024 to Apr 24, 2025
- Pension plan clients · 0.0 to unsetJul 30, 2024 to Apr 24, 2025
- Pooled vehicle clients · 0.0 to unsetJul 30, 2024 to Apr 24, 2025
- Assets in custody · $28.7M to $4.4MJul 30, 2024 to Apr 24, 2025
- Employees · 7 to 5Jul 30, 2024 to Apr 24, 2025
- HNW RAUM · $42.6M to $44.5MJul 30, 2024 to Apr 24, 2025
- Individual RAUM · $62.4M to $69.0MJul 30, 2024 to Apr 24, 2025
- Non-discretionary RAUM · $105M to $114MJul 30, 2024 to Apr 24, 2025
- Pension RAUM · 0.0 to unsetJul 30, 2024 to Apr 24, 2025
- Pooled vehicle RAUM · 0.0 to unsetJul 30, 2024 to Apr 24, 2025
- RAUM · $105M to $114MJul 30, 2024 to Apr 24, 2025
- Related insurance company · false to trueJul 30, 2024 to Apr 24, 2025
Signals
2 dated events
- Quantum Leap Capital, Llc filed its initial SEC registration (Form ADV)May 31, 2024 · First SEC registration · fact
- Corey William Thacker left Quantum Leap Capital, Llc for Mml Investors Services, Llc (registered 2023-09-20)Jan 11, 2022 · Advisor changed firm · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- amber@quantumleapcapital.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business email
- brendan@quantumleapcapital.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business email
- chelsea@quantumleapcapital.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business email
- kristin@quantumleapcapital.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 802-419-8888reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 802-448-2882reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- LINKEDIN.COM/COMPANY/5032962reportedpublic record, Form ADV, Sep 17, 2026
- Website
- QUANTUMLEAPCAPITAL.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- (802) 448-2882reportedpublic record, Form ADV, Apr 29, 2026
- Contact form
- quantumleapcapital.com/contactreportedpublished by the firm, firm site, Sep 16, 2026
- Team page
- quantumleapcapital.com/our-teamreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $40.2Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026