DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Former SEC-registered adviser

K••• R•••• • A•••••••••

Former SEC-registered adviserHouston, TexasCRD 165376SEC 801-78095IAPD
Legal name K••• V•••••• R••••
Latest filing Sep 17, 2013
First filing on the tape May 15, 2013 · 7 filings
RAUM
$14.8M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$4.9M
derived; firm RAUM over IAPD count
Employees
1
1 advisory (5.B.1)
Offices
n/a
beyond the principal office
Private funds
0
reported on Schedule D
History
7 filings and snapshots on the tape
RAUM$14.8M as of Sep 17, 2013
May 15, 2013$0 then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Sep 17, 2013
May 15, 20130 then
Employees (5.A)1 as of Sep 17, 2013
May 15, 20131 then
Private funds: no history
Practice profile
derived from the filing of Sep 17, 2013; every figure names its basis
RAUM per advisor
$4.9MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$123,194derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
0.3derivedItem 5.A over advisors
Advisors per office
3.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individualsreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
120reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixed, hourlyreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
3 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
K••• V•••••• R••••Winder, Ga Jun 25, 201316 y2
M•••••• G••••• S••••••Winder, GaAug 27, 201513 y0
V•••••• E••••• C••••Winder, Ga Sep 23, 202229 y3
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
    Every departureEvery arrival
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • R••••• K•••• V•••••• · Proprietor And Chief Compliance Officercontrol
      since 08/2012 · owns 75% or more
    Related persons
    Schedule D 7.A
    No related person reported.
    Office movement
    IAPD branch city; joins and departures in 12 months
    OfficeAdvisorsJoinedLeftTeams outForming
    Winder, Ga300
    Offices
    Schedule D 1.F, the 25 largest
    No branch office listed.
    What changed
    consecutive filings, newest first
    • Accounts · 0 to 120
      Jul 31, 2013 to Aug 22, 2013
    • Discretionary RAUM · $0 to $14.8M
      Jul 31, 2013 to Aug 22, 2013
    • RAUM · $0 to $14.8M
      Jul 31, 2013 to Aug 22, 2013
    • Legal name · K••• R•••• • A••••••••• to K••• V•••••• R••••
      Jun 20, 2013 to Jul 31, 2013
    Signals
    1 dated events
    • K••• R•••• • A••••••••• filed its initial SEC registration (Form ADV)
      May 15, 2013 · First SEC registration · fact
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    How to reach
    public business contact points only, each with its source
    Firm profile
    linkedin.com/company/saint-francis-capitalreportedpublic record, Form ADV, Sep 18, 2026
    Website
    SAINTFRANCISCAPITAL.COMreportedpublic record, Form ADV, Sep 18, 2026
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    $4.9Mderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026