DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
S••••••••• F•••••••• G••••
Legal name G••••• F•••••••• G•••• A••••••• L••
Latest filing Mar 26, 2026
First filing on the tape May 5, 2017 · 22 filings
SEC status approved since May 30, 2017
RAUM
$739M
reported, Item 5.F
Discretionary
24%
of RAUM
Private clients
15%
$109M individuals and HNW
Advisors
5
registered through the firm on IAPD
RAUM per advisor
$148M
derived; firm RAUM over IAPD count
Employees
5
5 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
22 filings and snapshots on the tape
RAUM$739M as of Mar 26, 2026
Mar 22, 2018$233M then
HNW client RAUM$70.8M as of Mar 26, 2026
Mar 22, 2018$5.5M then
State-registered IARs (5.B.3)5 as of Mar 26, 2026
Mar 22, 20183 then
Employees (5.A)5 as of Mar 26, 2026
Mar 22, 20183 then
Private funds: no history
RAUM +13% over the last fiscal year+32% a year over threeIARs 4 to 5
Practice profile
derived from the filing of Mar 26, 2026; every figure names its basis
Archetypes, each a printed rule
- Institutional asset manager · institutional share (pensions, government, insurance, corporations, charities, banks, other advisers) at least 60 percent and private-client share under 20 percent
- Retirement plan adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients
- RAUM per advisor
- $148MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 139derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.7MderivedHNW RAUM over HNW clients
- Average account
- $944,311derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 24%derivedof RAUM
- Institutional
- 85%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 2.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +13%derivedbetween the last two annual amendments
- Advisor growth, one year
- +25%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +2.2%derived
- Compensation
- percentage of assets, hourly, fixed fees, commissionsreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consultingreportedItem 5.G
- Custody
- $78.3M, 197 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pension and profit-sharing plans$631M85%
- High-net-worth individuals$70.8M9.6%
- Individuals$38.1M5.2%
- Individual clients
- 670reported
- HNW clients
- 26reported
- Pension plan clients
- 87reported
- Charitable clients
- n/areported
- Accounts
- 783reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $78.3M for 197 clientsreported
- Compensation
- % of AUM, fixed, hourly, commissionsreported
- Class basis
- private_client_share=0.15 fund_share=0.0 institutional_share=0.85 related_bd=false related_bank=false bd_reps=5.0derived
Advisors registered through the firm
5 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| B••••••• J•••• P•••••Chartered Financial Consultant | Grand Rapids, Mi | Jan 1, 2013 | 22 y | 4 |
| K••• H••••• C••••••••• | Grand Rapids, Mi | Jan 31, 2013 | 14 y | 1 |
| R••••• A••••• H••••••• | Grand Rapids, Mi | Jun 12, 2017 | 19 y | 0 |
| M•••••• P•••••• M••••••• | Grand Rapids, Mi | Jul 12, 2022 | 23 y | 2 |
| B•••• E•••••• C••••• | Grand Rapids, Mi | Jan 26, 2026 | 10 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- M•••••• P•••••• M••••••• from L•• F•••••••• L••Jul 12, 2022 · Other
- K••• H••••• C••••••••• from A••••••• A••••• L••Jan 31, 2013 · Other
- B••••••• J•••• P••••• from A••••••• A••••• L••Jan 1, 2013 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- P•••••• B•••••••• J•••• · Managing Member/Chief Compliance Officercontrolsince 11/2012 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Grand Rapids, Mi · principal | 5 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Chicago, IL1 employees
What changed
consecutive filings, newest first
- Accounts · 766 to 783Oct 23, 2025 to Mar 26, 2026
- Advisory employees · 4 to 5Oct 23, 2025 to Mar 26, 2026
- BD registered reps · 4 to 5Oct 23, 2025 to Mar 26, 2026
- HNW clients · 8 to 26Oct 23, 2025 to Mar 26, 2026
- Individual clients · 673 to 670Oct 23, 2025 to Mar 26, 2026
- Pension plan clients · 85 to 87Oct 23, 2025 to Mar 26, 2026
- Assets in custody · $51.3M to $78.3MOct 23, 2025 to Mar 26, 2026
- State-registered IARs · 4 to 5Oct 23, 2025 to Mar 26, 2026
- Discretionary RAUM · $149M to $175MOct 23, 2025 to Mar 26, 2026
- HNW RAUM · $16.3M to $70.8MOct 23, 2025 to Mar 26, 2026
- Individual RAUM · $72.5M to $38.1MOct 23, 2025 to Mar 26, 2026
- Non-discretionary RAUM · $504M to $564MOct 23, 2025 to Mar 26, 2026
- Pension RAUM · $563M to $631MOct 23, 2025 to Mar 26, 2026
- RAUM · $652M to $739MOct 23, 2025 to Mar 26, 2026
- Financial planning clients · 0 to 0Mar 28, 2025 to Oct 23, 2025
- Accounts · 669 to 766Sep 5, 2024 to Mar 28, 2025
- HNW clients · 18 to 8Sep 5, 2024 to Mar 28, 2025
- Individual clients · 567 to 673Sep 5, 2024 to Mar 28, 2025
- Pension plan clients · 84 to 85Sep 5, 2024 to Mar 28, 2025
- Assets in custody · $47.3M to $51.3MSep 5, 2024 to Mar 28, 2025
- Discretionary RAUM · $46.6M to $149MSep 5, 2024 to Mar 28, 2025
- HNW RAUM · $31.4M to $16.3MSep 5, 2024 to Mar 28, 2025
- Individual RAUM · $42.5M to $72.5MSep 5, 2024 to Mar 28, 2025
- Non-discretionary RAUM · $530M to $504MSep 5, 2024 to Mar 28, 2025
- Pension RAUM · $502M to $563MSep 5, 2024 to Mar 28, 2025
- RAUM · $576M to $652MSep 5, 2024 to Mar 28, 2025
- Accounts · 348 to 669Oct 5, 2023 to Mar 6, 2024
- HNW clients · 14 to 18Oct 5, 2023 to Mar 6, 2024
- Individual clients · 162 to 567Oct 5, 2023 to Mar 6, 2024
- Pension plan clients · 73 to 84Oct 5, 2023 to Mar 6, 2024
- Commission compensation · false to trueOct 5, 2023 to Mar 6, 2024
- Assets in custody · $38.0M to $47.3MOct 5, 2023 to Mar 6, 2024
- Employees · 4 to 5Oct 5, 2023 to Mar 6, 2024
- Discretionary RAUM · $62.4M to $46.6MOct 5, 2023 to Mar 6, 2024
- HNW RAUM · $22.8M to $31.4MOct 5, 2023 to Mar 6, 2024
- Individual RAUM · $31.7M to $42.5MOct 5, 2023 to Mar 6, 2024
- Non-discretionary RAUM · $261M to $530MOct 5, 2023 to Mar 6, 2024
- Pension RAUM · $269M to $502MOct 5, 2023 to Mar 6, 2024
- RAUM · $323M to $576MOct 5, 2023 to Mar 6, 2024
- Accounts · 257 to 348Mar 29, 2022 to Mar 28, 2023
Signals
2 dated events
- S••••••••• F•••••••• G•••• reported RAUM $576.1M, up 78% from $323.0M (2023-10-05 to 2024-03-06)Mar 6, 2024 · RAUM change · derived
- G••••• F•••••••• G•••• A••••••• L•• D•••• S••••••••• F•••••••• filed its initial SEC registration (Form ADV)May 5, 2017 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- S•••••••••FINANCIALGROUP.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 855-530-0500reportedpublic record, Form ADV, Mar 26, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Other adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $148Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026