DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
T•••• R••••••••• A••••••• L••
Latest filing Mar 24, 2026
First filing on the tape Apr 15, 2020 · 11 filings
SEC status approved since May 15, 2020
RAUM
$531M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
49%
$260M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$531M
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
11 filings and snapshots on the tape
RAUM$531M as of Mar 24, 2026
Mar 26, 2021$180M then
HNW client RAUM$110M as of Mar 24, 2026
Mar 26, 2021$25.0M then
State-registered IARs (5.B.3)2 as of Mar 24, 2026
Mar 26, 20212 then
Employees (5.A)2 as of Mar 24, 2026
Mar 26, 20212 then
Private funds: no history
RAUM +26% over the last fiscal year+25% a year over threeIARs 2 to 2
Practice profile
derived from the filing of Mar 24, 2026; every figure names its basis
Archetypes, each a printed rule
- Dual wealth and asset manager · private-client share 20 to 60 percent and fund or institutional share at least 30 percent
- Retirement plan adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $531MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 208derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.2MderivedHNW RAUM over HNW clients
- Average account
- $1.2MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 42%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +26%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +27%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, publications, educational seminarsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pension and profit-sharing plans$190M36%
- Individuals$150M28%
- High-net-worth individuals$110M21%
- Corporations and businesses$40.0M7.5%
- Charitable organizations$25.0M4.7%
- State and municipal entities$10.0M1.9%
- Other investment advisers$6.0M1.1%
- Individual clients
- 158reported
- HNW clients
- 50reported
- Pension plan clients
- 139reported
- Charitable clients
- 4reported
- Accounts
- 425reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.49 fund_share=0.01 institutional_share=0.42 related_bd=false related_bank=false bd_reps=1.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| J••••• J••• C••••••• | Fulshear, Tx | Jun 5, 2013 | 26 y | 1 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- A•••••• J••••• L•••• to C•••••••• I••••••••• R••••••• A•••••••• I•••Feb 18, 2020 · RIA to affiliated broker-dealer or bank
- C••••••••• S•••• H••••• to C••••• • A••••••••• I•••Oct 9, 2019 · Other
Joined, latest
- A•••••• J••••• L•••• from L•• F•••••••• L••Aug 5, 2016 · Other
- J••••• J••• C••••••• from C••••••• C•••••• M••••••••• L••Jun 5, 2013 · Other
- C••••••••• S•••• H••••• from F•••••••• T••••••• I•••May 23, 2013 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- C•••••••• J•••••• J••• · Founder/Chief Executive Officer/Chief Compliance Officercontrolsince 10/2019 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 360 to 425Mar 27, 2025 to Mar 24, 2026
- Charity clients · 3 to 4Mar 27, 2025 to Mar 24, 2026
- Corporate clients · 26 to 28Mar 27, 2025 to Mar 24, 2026
- HNW clients · 40 to 50Mar 27, 2025 to Mar 24, 2026
- Individual clients · 124 to 158Mar 27, 2025 to Mar 24, 2026
- Pension plan clients · 121 to 139Mar 27, 2025 to Mar 24, 2026
- Discretionary RAUM · $420M to $531MMar 27, 2025 to Mar 24, 2026
- HNW RAUM · $80.0M to $110MMar 27, 2025 to Mar 24, 2026
- Individual RAUM · $100M to $150MMar 27, 2025 to Mar 24, 2026
- Pension RAUM · $165M to $190MMar 27, 2025 to Mar 24, 2026
- RAUM · $420M to $531MMar 27, 2025 to Mar 24, 2026
- Accounts · 306 to 360Mar 26, 2024 to Mar 27, 2025
- Corporate clients · 22 to 26Mar 26, 2024 to Mar 27, 2025
- HNW clients · 34 to 40Mar 26, 2024 to Mar 27, 2025
- Individual clients · 94 to 124Mar 26, 2024 to Mar 27, 2025
- Pension plan clients · 141 to 121Mar 26, 2024 to Mar 27, 2025
- Financial planning clients · unset to Mar 26, 2024 to Mar 27, 2025
- Discretionary RAUM · $360M to $420MMar 26, 2024 to Mar 27, 2025
- HNW RAUM · $75.0M to $80.0MMar 26, 2024 to Mar 27, 2025
- Individual RAUM · $40.0M to $100MMar 26, 2024 to Mar 27, 2025
- Pension RAUM · $185M to $165MMar 26, 2024 to Mar 27, 2025
- RAUM · $360M to $420MMar 26, 2024 to Mar 27, 2025
- Accounts · 244 to 306Apr 27, 2023 to Mar 26, 2024
- Charity clients · 2 to 3Apr 27, 2023 to Mar 26, 2024
- Corporate clients · 20 to 22Apr 27, 2023 to Mar 26, 2024
- HNW clients · 20 to 34Apr 27, 2023 to Mar 26, 2024
- Individual clients · 90 to 94Apr 27, 2023 to Mar 26, 2024
- Pension plan clients · 110 to 141Apr 27, 2023 to Mar 26, 2024
- Discretionary RAUM · $275M to $360MApr 27, 2023 to Mar 26, 2024
- HNW RAUM · $50.0M to $75.0MApr 27, 2023 to Mar 26, 2024
- Individual RAUM · $30.0M to $40.0MApr 27, 2023 to Mar 26, 2024
- Pension RAUM · $140M to $185MApr 27, 2023 to Mar 26, 2024
- RAUM · $275M to $360MApr 27, 2023 to Mar 26, 2024
- Accounts · 130 to 244Mar 28, 2022 to Mar 27, 2023
- Corporate clients · 0 to 20Mar 28, 2022 to Mar 27, 2023
- Individual clients · 110 to 90Mar 28, 2022 to Mar 27, 2023
- Pension plan clients · 3 to 110Mar 28, 2022 to Mar 27, 2023
- Discretionary RAUM · $30.0M to $275MMar 28, 2022 to Mar 27, 2023
- HNW RAUM · $25.0M to $50.0MMar 28, 2022 to Mar 27, 2023
- Individual RAUM · $130M to $30.0MMar 28, 2022 to Mar 27, 2023
Signals
2 dated events
- T•••• R••••••••• A••••••• L•• reported RAUM $531.0M, up 26% from $420.0M (2025-03-27 to 2026-03-24)Mar 24, 2026 · RAUM change · derived
- T•••• R••••••••• A••••••• L•• filed its initial SEC registration (Form ADV)Apr 15, 2020 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- t•••@i•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 713-583-9313reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 713-239-2866reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- i•••••••••.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 713-239-2866reportedpublic record, Form ADV, Mar 24, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Wealth manager with institutional or fund businessderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $531Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026