DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Eagle Point Credit Management LLC
Latest filing Jul 14, 2026
First filing on the tape Mar 1, 2013 · 42 filings
SEC status approved since Mar 28, 2013
RAUM
$13B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
120
34 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
21
reported on Schedule D
History
42 filings and snapshots on the tape
RAUM$13B as of Jul 14, 2026
Mar 28, 2014$366M then
HNW client RAUM$152,500 as of Mar 28, 2019
Feb 28, 2018$987,000 then
State-registered IARs (5.B.3)0 as of Jul 14, 2026
Mar 28, 20140 then
Employees (5.A)120 as of Jul 14, 2026
Mar 28, 20144 then
Private funds21 as of Jul 14, 2026
Mar 28, 20141 then
RAUM +18% over the last fiscal year+20% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Jul 14, 2026; every figure names its basis
Archetypes, each a printed rule
- PE backed · a Schedule A entity owner at 25 percent or more whose exact legal name is a PE fund vehicle or a classified PE sponsor on the DFX private equity graph
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $137MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 45%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +18%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehicles, portfolio management for investment companiesreportedItem 5.G
- Custody
- $4.7B, 25 clientsreportedItem 9.A
- Ownership
- a PE fund or sponsor is a 25 percent or greater owner on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
- controlled by a public reporting company (10.A)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Insurance companies$5.9B45%
- Pooled investment vehicles$4.9B38%
- Investment companies$1.9B14%
- Corporations and businesses$224M1.7%
- Pension and profit-sharing plans$108M0.8%
- Charitable organizations$6.3M0.0%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 97reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $4.7B for 25 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.52 institutional_share=0.45 related_bd=true related_bank=true bd_reps=8.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
23 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Eagle Point Credit Partners LP | Hedge Fund | $1.5B | 191 | Mar 1, 2013 |
| Eagle Point Defensive Income Fund US LP | Hedge Fund | $347M | 54 | Oct 21, 2020 |
| Eagle Point Defensive Income Fund II US LP | Hedge Fund | $243M | 46 | Nov 28, 2022 |
| Eagle Point Defensive Income Fund Nj LP | Hedge Fund | $208M | 3 | Feb 23, 2022 |
| Eagle Point Core Income Fund LP | Hedge Fund | $187M | 210 | Nov 22, 2021 |
| Eagle Point Defensive Income M LP | Private Equity Fund | $126M | 3 | Feb 23, 2022 |
| Eagle Point Defensive Income Fund Non-US LP | Hedge Fund | $117M | 11 | Oct 21, 2020 |
| Eagle Point Defensive Income Partners LP | Other Private Fund | $111M | 5 | Apr 28, 2023 |
| Eagle Point Enhanced Income Fund LP | Hedge Fund | $65.4M | 8 | Aug 29, 2023 |
| Steamboat Super Hornet Ltd. | Securitized Asset Fund | $62.3M | 3 | Feb 23, 2022 |
| Ep Clo Opportunities Fund I LP | Hedge Fund | $57.9M | 3 | Mar 30, 2016 |
| Eagle Point Clo Equity Fund I LLC | Private Equity Fund | $57.9M | 2 | Feb 28, 2018 |
| Eagle Point Srt Co-Invest I LP | Private Equity Fund | $40.0M | 5 | Feb 29, 2024 |
| Eagle Point Defensive Income Fund II Non-US LP | Hedge Fund | $22.6M | 4 | Feb 14, 2023 |
| Steamboat Lightning Ltd. | Securitized Asset Fund | $8.0M | 3 | Feb 14, 2023 |
| Steamboat Gryphon Ltd. | Securitized Asset Fund | $7.0M | 2 | Feb 14, 2023 |
| Eagle Point Defensive Income Fund III US LP | Hedge Fund | $0 | 0 | Nov 15, 2024 |
| Fvep, LLC | Other Private Fund | $0 | 0 | Nov 15, 2024 |
| Steamboat Thunder Ltd. | Securitized Asset Fund | $0 | 0 | Feb 14, 2023 |
| Prism I US LLC | Other Private Fund | $0 | 0 | Nov 15, 2024 |
| Ep Clo Opportunities Fund II LPno longer reported | Private Equity Fund | $0 | 0 | Oct 21, 2020 |
| Eagle Point Defensive Income Fund III Non-US LP | Hedge Fund | $0 | 0 | Nov 15, 2024 |
| Anatolian Ltd | Securitized Asset Fund | $0 | 0 | Nov 15, 2024 |
Owners and control persons
Schedule A and B, latest filing
- Barrett Courtney Fandrick · Principal And Chief Compliance Officercontrolsince 03/2020 · owns less than 5%
- W Daniel Ko · Senior Principalcontrolsince 02/2013 · owns less than 5%
- Philip Thomas Majewski · Managing Partnercontrolsince 12/2012 · owns less than 5%
- S Nauman Malik · Senior Principal And General Counselcontrolsince 09/2015 · owns less than 5%
- W Kyle Mcgrady · Senior Principalcontrolsince 04/2015 · owns less than 5%
- Paul Kenneth Onorio · Senior Principal, Chief Financial Officer And Chief Operating Officercontrolsince 07/2014 · owns less than 5%
- Michael Daniel Spinner · Senior Principalcontrolsince 02/2013 · owns less than 5%
Entity owners
- Eagle Point Parent LLC · Sole Memberdirect · owns 75% or more
- Eagle Point Holdings Gp LLC · General Partnerindirect · owns F of Eagle Point Holdings LP
- Eagle Point Holdings Intermediate LLC · Sole Memberindirect · owns 75% or more of Eagle Point Parent LLC
- Eagle Point Holdings LP · Sole Memberindirect · owns 75% or more of Eagle Point Holdings Topco LLC
- Eagle Point Holdings Topco LLC · Sole Memberindirect · owns 75% or more of Eagle Point Holdings Intermediate LLC
- Trident Capital Ix, L.P. · General Partnerindirect · owns F of Trident Ep Blocker Aiv, L.P.
- Trident Capital Ix, L.P. · General Partnerindirect · owns F of Trident Ix, L.P.
- Trident Capital Ix, L.P. · General Partnerindirect · owns F of Trident Ix, Parallel Fund, L.P.
- Trident Ep Blocker Aiv, L.P. · Memberindirect · owns 75% or more of Trident Ep-I Holdings LLC
- Trident Ep-I Holdings LLC · Memberindirect · owns 25% to 50% of Trident Ep-II Holdings LLC
- Trident Ep-II Holdings LLC · Shareholderindirect · owns 50% to 75% of Eagle Point Holdings LP
- Trident Ix, L.P. · Limited Partnerindirect · owns 50% to 75% of Trident Ep Blocker Aiv, L.P.
- Trident Ix, L.P. · Memberindirect · owns 25% to 50% of Trident Ep-II Holdings LLC
- Trident Ix, Parallel Fund, L.P. · Limited Partnerindirect · owns 25% to 50% of Trident Ep Blocker Aiv, L.P.
Related persons
Schedule D 7.A
- Eagle Point Cif Gp I LLCbankpooled vehicle sponsorn
- Eagle Point Credit Gp I LPbankpooled vehicle sponsorn
- Eagle Point Defensive Income Management LLCinvestment advisernRAUM $184M
- Eagle Point Dif Gp I LLCbankpooled vehicle sponsorn
- Eagle Point Dif Gp II LLCbankpooled vehicle sponsorn
- Eagle Point Dif Gp Nj LLCbankpooled vehicle sponsorn
- Eagle Point Dip General Partner LLCbankpooled vehicle sponsorn
- Eagle Point Eif General Partner LLCbankpooled vehicle sponsorn
- Eagle Point Enhanced Income Management LLCinvestment adviserbanknRAUM $124M
- Eagle Point Income Management LLCinvestment adviserbanknRAUM $458M
- Eagle Point Securities LLCbroker-dealern
- Ep Clo Gp I LLCbankpooled vehicle sponsorn
- Ep Srt Co-Invest Gp I LLCpooled vehicle sponsorn
- Spc Capital Markets LLCbroker-dealern
- Stone Point Capital LLCinvestment adviserpooled vehicle sponsoryRAUM $68B
- Stone Point Credit Adviser LLCinvestment adviserpooled vehicle sponsornRAUM $11B
Advisers that list Eagle Point Credit Management LLC as a related person
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 94 to 97Feb 24, 2026 to Mar 30, 2026
- Advisory employees · 29 to 34Feb 24, 2026 to Mar 30, 2026
- BD registered reps · 6 to 8Feb 24, 2026 to Mar 30, 2026
- Pooled vehicle clients · 33 to 32Feb 24, 2026 to Mar 30, 2026
- Assets in custody · $3.7B to $4.7BFeb 24, 2026 to Mar 30, 2026
- Employees · 89 to 120Feb 24, 2026 to Mar 30, 2026
- Private funds · 26 to 21Feb 24, 2026 to Mar 30, 2026
- Discretionary RAUM · $11B to $13BFeb 24, 2026 to Mar 30, 2026
- Pension RAUM · $148M to $108MFeb 24, 2026 to Mar 30, 2026
- Pooled vehicle RAUM · $3.9B to $4.9BFeb 24, 2026 to Mar 30, 2026
- RAUM · $11B to $13BFeb 24, 2026 to Mar 30, 2026
- Private funds · 23 to 26Nov 14, 2025 to Feb 24, 2026
- Private funds · 22 to 23May 22, 2025 to Nov 14, 2025
- Financial planning clients · unset to Mar 31, 2025 to May 22, 2025
- Accounts · 88 to 94Feb 26, 2025 to Mar 31, 2025
- Advisory employees · 21 to 29Feb 26, 2025 to Mar 31, 2025
- BD registered reps · 7 to 6Feb 26, 2025 to Mar 31, 2025
- Pooled vehicle clients · 28 to 33Feb 26, 2025 to Mar 31, 2025
- Assets in custody · $3.0B to $3.7BFeb 26, 2025 to Mar 31, 2025
- Employees · 62 to 89Feb 26, 2025 to Mar 31, 2025
- Discretionary RAUM · $9.3B to $11BFeb 26, 2025 to Mar 31, 2025
- Pension RAUM · $157M to $148MFeb 26, 2025 to Mar 31, 2025
- Pooled vehicle RAUM · $3.4B to $3.9BFeb 26, 2025 to Mar 31, 2025
- RAUM · $9.3B to $11BFeb 26, 2025 to Mar 31, 2025
- Private funds · 17 to 22Apr 30, 2024 to Nov 15, 2024
- Accounts · 77 to 88Feb 29, 2024 to Mar 28, 2024
- Advisory employees · 19 to 21Feb 29, 2024 to Mar 28, 2024
- BD registered reps · 11 to 7Feb 29, 2024 to Mar 28, 2024
- Pooled vehicle clients · 23 to 28Feb 29, 2024 to Mar 28, 2024
- Assets in custody · $2.4B to $3.0BFeb 29, 2024 to Mar 28, 2024
- Employees · 58 to 62Feb 29, 2024 to Mar 28, 2024
- Discretionary RAUM · $7.6B to $9.3BFeb 29, 2024 to Mar 28, 2024
- Pension RAUM · $152M to $157MFeb 29, 2024 to Mar 28, 2024
- Pooled vehicle RAUM · $2.8B to $3.4BFeb 29, 2024 to Mar 28, 2024
- RAUM · $7.6B to $9.3BFeb 29, 2024 to Mar 28, 2024
- Private funds · 16 to 17Oct 12, 2023 to Feb 29, 2024
- Private funds · 15 to 16Apr 28, 2023 to Aug 29, 2023
- Private funds · 14 to 15Mar 30, 2023 to Apr 28, 2023
- Accounts · 62 to 77Feb 14, 2023 to Mar 30, 2023
- Advisory employees · 16 to 19Feb 14, 2023 to Mar 30, 2023
Signals
14 dated events
- Dawson James Carey (Board Of Managers (Elected Manager)) no longer on Schedule A of Eagle Point Credit Management Llc (listed 2024-02-29, absent 2024-03-28)Mar 28, 2024 · Control person left · inference
- Jonathan Scott Bronner (Board Of Managers (Elected Manager)) no longer on Schedule A of Eagle Point Credit Management Llc (listed 2024-02-29, absent 2024-03-28)Mar 28, 2024 · Control person left · inference
- Robert James Matthews (Board Of Managers (Elected Manager)) no longer on Schedule A of Eagle Point Credit Management Llc (listed 2024-02-29, absent 2024-03-28)Mar 28, 2024 · Control person left · inference
- David Nicolas Zerbib (Managing Member) no longer on Schedule A of Eagle Point Credit Management Llc (listed 2023-03-30, absent 2023-04-28)Apr 28, 2023 · Control person left · inference
- Jay David Wermuth (Managing Member) no longer on Schedule A of Eagle Point Credit Management Llc (listed 2023-03-30, absent 2023-04-28)Apr 28, 2023 · Control person left · inference
- Arthur Charles Davis (Managing Member) no longer on Schedule A of Eagle Point Credit Management Llc (listed 2023-03-30, absent 2023-04-28)Apr 28, 2023 · Control person left · inference
- Eagle Point Credit Management Llc reported RAUM $7.6B, up 26% from $6.1B (2023-02-14 to 2023-03-30)Mar 30, 2023 · RAUM change · derived
- Eagle Point Credit Management Llc reported RAUM $6.1B, up 54% from $3.9B (2022-02-23 to 2022-03-31)Mar 31, 2022 · RAUM change · derived
- Eagle Point Credit Management Llc reported RAUM $3.9B, up 38% from $2.8B (2020-10-21 to 2021-03-31)Mar 31, 2021 · RAUM change · derived
- Campbell Graham Goldsmith (Board Of Managers (Elected Manager)) no longer on Schedule A of Eagle Point Credit Management Llc (listed 2020-03-30, absent 2020-10-21)Oct 21, 2020 · Control person left · inference
- Jonathan Scott Bronner (Board Of Managers (Elected Manager)) appeared on Schedule A of Eagle Point Credit Management LlcOct 21, 2020 · Control person joined · fact
- Barrett Courtney Fandrick (Chief Compliance Officer) appeared on Schedule A of Eagle Point Credit Management LlcMar 30, 2020 · Control person joined · fact
- Eagle Point Credit Management Llc reported RAUM $2.2B, up 37% from $1.6B (2017-06-28 to 2018-02-28)Feb 28, 2018 · RAUM change · derived
- Eagle Point Credit Management Llc filed its initial SEC registration (Form ADV)Mar 1, 2013 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- Eagle Point Credit Management LLC · Independent Sponsorsshared crd · capital_provider
- Eagle Point Credit Management LLC · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- EAGLEPOINTCREDIT.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 203-340-8500reportedpublic record, Form ADV, Jul 14, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Other adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026