DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Stone Point Credit Adviser LLC
Latest filing Jul 20, 2026
First filing on the tape Aug 24, 2020 · 19 filings
SEC status approved since Sep 23, 2020
RAUM
$11B
reported, Item 5.F
Discretionary
99%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
80
64 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
23
reported on Schedule D
History
19 filings and snapshots on the tape
RAUM$11B as of Jul 20, 2026
Mar 31, 2021$2.4B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Jul 20, 2026
Mar 31, 20210 then
Employees (5.A)80 as of Jul 20, 2026
Mar 31, 202125 then
Private funds23 as of Jul 20, 2026
Mar 31, 202114 then
RAUM +38% over the last fiscal year+37% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Jul 20, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $359MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 99%derivedof RAUM
- Institutional
- 17%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- +38%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehicles, portfolio management for investment companiesreportedItem 5.G
- Custody
- $5.3B, 24 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$6.0B75%
- Insurance companies$1.9B25%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 31reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $5.3B for 24 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.83 institutional_share=0.17 related_bd=true related_bank=false bd_reps=11.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
20 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Spc Wilson Point, L.P. | Private Equity Fund | $670M | 2 | Mar 30, 2020 |
| Spc Almond Point, L.P. | Private Equity Fund | $398M | 2 | Mar 31, 2023 |
| Spc Opportunities Fund, L.P. | Private Equity Fund | $362M | 8 | Mar 29, 2019 |
| Overland Point, L.P. | Private Equity Fund | $323M | 2 | Mar 30, 2020 |
| Spc Pacific Point, L.P. | Private Equity Fund | $269M | 3 | Dec 26, 2020 |
| Spc Liquid Credit Fund, L.P. | Private Equity Fund | $264M | 12 | Mar 29, 2024 |
| Spc Opportunities Parallel Fund II, L.P. | Private Equity Fund | $148M | 6 | Mar 29, 2024 |
| Spc Opportunities Feeder Fund, L.P. | Private Equity Fund | $140M | 154 | Mar 29, 2019 |
| Spc Liquid Credit Feeder Fund, L.P. | Private Equity Fund | $138M | 4 | Mar 29, 2024 |
| Spc Opportunities Fund II, L.P. | Private Equity Fund | $118M | 12 | Mar 29, 2024 |
| Spc Oyster Point, L.P. | Private Equity Fund | $112M | 2 | Dec 26, 2020 |
| Spc Opportunities Parallel Fund, L.P. | Private Equity Fund | $111M | 6 | Mar 29, 2019 |
| Spc Opps Professionals Fund, L.P. | Private Equity Fund | $66.4M | 50 | Mar 29, 2019 |
| Spc Opps Overland Point, L.P.no longer reported | Private Equity Fund | $55.1M | 2 | Dec 26, 2020 |
| Spc Brook Point, L.P. | Private Equity Fund | $54.8M | 1 | Mar 29, 2024 |
| Spc Opportunities Parallel Feeder Fund, L.P. | Private Equity Fund | $26.3M | 58 | Mar 29, 2019 |
| Spc Opps Wilson Point, L.P.no longer reported | Private Equity Fund | $23.2M | 2 | Dec 26, 2020 |
| Spc Pacific Point-A, L.P.no longer reported | Private Equity Fund | $10.3M | 2 | Dec 26, 2020 |
| Spc Pacific Point II-A, L.P.no longer reported | Private Equity Fund | $622,952 | 2 | Dec 26, 2020 |
| Spc Pacific Point II, L.P.no longer reported | Private Equity Fund | $113,029 | 2 | Dec 26, 2020 |
Owners and control persons
Schedule A and B, latest filing
- Nmn Gene Basov · Chief Financial Officercontrolsince 07/2020 · owns less than 5%
- Jonathan Scott Bronner · Head Of Credit, And Managing Directorcontrolsince 03/2022 · owns less than 5%
- Dawson James Carey · Managing Directorcontrolsince 07/2020 · owns less than 5%
- James Brian Rooder · Chief Compliance Officercontrolsince 06/2024 · owns less than 5%
- Louis Eric Rosenzweig · Managing Directorcontrolsince 03/2022 · owns less than 5%
- Jay David Wermuth · Managing Director And General Counselcontrolsince 07/2020 · owns less than 5%
- David Nicolas Zerbib · Managing Directorcontrolsince 07/2020 · owns less than 5%
- Arthur Charles Davis · Membercontrolsince 12/2013 · owns 25% to 50% of Spc Field Partners LLC
Entity owners
- Stone Point Credit Management LLC · Memberdirect · owns 75% or more
- Spc Field Credit Holdings LLC · Memberindirect · owns 75% or more of Stone Point Credit Holdings LLC
- Spc Field Partners LLC · Memberindirect · owns 50% to 75% of Spc Field Credit Holdings LLC
- Stone Point Credit Holdings LLC · Memberindirect · owns 75% or more of Stone Point Credit LLC
- Stone Point Credit LLC · Memberindirect · owns 75% or more of Stone Point Credit Management LLC
Related persons
Schedule D 7.A
- Overland Point Gp, LLCinvestment adviserpooled vehicle sponsorn
- Sound Point Capital Management, LPinvestment advisernRAUM $37B
- Spc Almond Point Gp, LLCinvestment adviserpooled vehicle sponsorn
- Spc Capital Markets LLCbroker-dealern
- Spc Liquid Credit Fund Gp, LLCinvestment adviserpooled vehicle sponsorn
- Spc Opps Fund Gp, L.P.investment adviserpooled vehicle sponsorn
- Spc Opps Fund II Gp, L.P.investment adviserpooled vehicle sponsorn
- Stone Point Capital LLCinvestment advisernRAUM $68B
- Stone Point Gp Ltd.investment adviserpooled vehicle sponsorn
- Trident Capital IV, L.P.investment adviserpooled vehicle sponsorn
- Trident Capital Ix, L.P.investment adviserpooled vehicle sponsorn
- Trident Capital V-Pf, L.P.investment adviserpooled vehicle sponsorn
- Trident Capital V, L.P.investment adviserpooled vehicle sponsorn
- Trident Capital Vi, L.P.investment adviserpooled vehicle sponsorn
- Trident Capital Vii, L.P.investment adviserpooled vehicle sponsorn
- Trident Capital Viii, L.P.investment adviserpooled vehicle sponsorn
Advisers that list Stone Point Credit Adviser LLC as a related person
Offices
Schedule D 1.F, the 25 largest
- West Palm Beach, FL1 employees
- New York, NY
What changed
consecutive filings, newest first
- Accounts · 23 to 31May 13, 2025 to Mar 31, 2026
- Advisory employees · 55 to 64May 13, 2025 to Mar 31, 2026
- Pooled vehicle clients · 17 to 23May 13, 2025 to Mar 31, 2026
- Assets in custody · $3.6B to $5.3BMay 13, 2025 to Mar 31, 2026
- Employees · 63 to 80May 13, 2025 to Mar 31, 2026
- Private funds · 17 to 23May 13, 2025 to Mar 31, 2026
- Discretionary RAUM · $7.9B to $11BMay 13, 2025 to Mar 31, 2026
- Non-discretionary RAUM · $129M to $127MMay 13, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $3.7B to $6.0BMay 13, 2025 to Mar 31, 2026
- RAUM · $8.1B to $11BMay 13, 2025 to Mar 31, 2026
- Financial planning clients · unset to Mar 31, 2025 to May 13, 2025
- Accounts · 20 to 23Jul 15, 2024 to Mar 31, 2025
- Advisory employees · 40 to 55Jul 15, 2024 to Mar 31, 2025
- BD registered reps · 4 to 11Jul 15, 2024 to Mar 31, 2025
- Pooled vehicle clients · 15 to 17Jul 15, 2024 to Mar 31, 2025
- Assets in custody · $2.4B to $3.6BJul 15, 2024 to Mar 31, 2025
- Employees · 45 to 63Jul 15, 2024 to Mar 31, 2025
- Private funds · 15 to 17Jul 15, 2024 to Mar 31, 2025
- Discretionary RAUM · $6.0B to $7.9BJul 15, 2024 to Mar 31, 2025
- Non-discretionary RAUM · $134M to $129MJul 15, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $2.9B to $3.7BJul 15, 2024 to Mar 31, 2025
- RAUM · $6.1B to $8.1BJul 15, 2024 to Mar 31, 2025
- Advisory employees · 37 to 40May 20, 2024 to Jul 15, 2024
- Employees · 44 to 45May 20, 2024 to Jul 15, 2024
- Assets in custody · $2.4B to $2.4BMar 29, 2024 to May 20, 2024
- Discretionary RAUM · $6.0B to $6.0BMar 29, 2024 to May 20, 2024
- Pooled vehicle RAUM · $2.9B to $2.9BMar 29, 2024 to May 20, 2024
- RAUM · $6.1B to $6.1BMar 29, 2024 to May 20, 2024
- Accounts · 14 to 20May 5, 2023 to Mar 29, 2024
- Advisory employees · 35 to 37May 5, 2023 to Mar 29, 2024
- BD registered reps · 9 to 4May 5, 2023 to Mar 29, 2024
- Pooled vehicle clients · 11 to 15May 5, 2023 to Mar 29, 2024
- Assets in custody · $1.2B to $2.4BMay 5, 2023 to Mar 29, 2024
- Employees · 38 to 44May 5, 2023 to Mar 29, 2024
- Private funds · 11 to 15May 5, 2023 to Mar 29, 2024
- Discretionary RAUM · $4.2B to $6.0BMay 5, 2023 to Mar 29, 2024
- Non-discretionary RAUM · $125M to $134MMay 5, 2023 to Mar 29, 2024
- Pooled vehicle RAUM · $2.1B to $2.9BMay 5, 2023 to Mar 29, 2024
- RAUM · $4.3B to $6.1BMay 5, 2023 to Mar 29, 2024
- Accounts · 13 to 14May 13, 2022 to Mar 31, 2023
Signals
14 dated events
- Stone Point Credit Adviser Llc reported RAUM $11.1B, up 38% from $8.1B (2025-05-13 to 2026-03-31)Mar 31, 2026 · RAUM change · derived
- Stone Point Credit Adviser Llc reported RAUM $8.1B, up 31% from $6.1B (2024-07-15 to 2025-03-31)Mar 31, 2025 · RAUM change · derived
- James Brian Rooder (Chief Compliance Officer) appeared on Schedule A of Stone Point Credit Adviser LlcJul 15, 2024 · Control person joined · fact
- Jonathan Scott Bronner (Head Of Credit, And Managing Director) appeared on Schedule A of Stone Point Credit Adviser LlcJul 15, 2024 · Control person joined · fact
- Louis Eric Rosenzweig (Managing Director) appeared on Schedule A of Stone Point Credit Adviser LlcJul 15, 2024 · Control person joined · fact
- Nmn Stephen Friedman (Chairman And Member Of Spc Field Partners Llc) no longer on Schedule A of Stone Point Credit Adviser Llc (listed 2024-05-20, absent 2024-07-15)Jul 15, 2024 · Control person left · inference
- Michelle Jacqueline Giammarco (Chief Compliance Officer) no longer on Schedule A of Stone Point Credit Adviser Llc (listed 2024-05-20, absent 2024-07-15)Jul 15, 2024 · Control person left · inference
- Stone Point Credit Adviser Llc reported RAUM $6.1B, up 43% from $4.3B (2023-05-05 to 2024-03-29)Mar 29, 2024 · RAUM change · derived
- Matrick Sandra Forman (Chief Compliance Officer And Secretary) no longer on Schedule A of Stone Point Credit Adviser Llc (listed 2022-03-31, absent 2022-05-13)May 13, 2022 · Control person left · inference
- Michelle Jacqueline Giammarco (Chief Compliance Officer) appeared on Schedule A of Stone Point Credit Adviser LlcMay 13, 2022 · Control person joined · fact
- Stone Point Credit Adviser Llc reported RAUM $3.5B, up 48% from $2.4B (2022-01-20 to 2022-03-31)Mar 31, 2022 · RAUM change · derived
- Matrick Sandra Forman (Chief Compliance Officer And Secretary) appeared on Schedule A of Stone Point Credit Adviser LlcMar 31, 2022 · Control person joined · fact
- Michelle Jacqueline Giammarco (Chief Compliance Officer) no longer on Schedule A of Stone Point Credit Adviser Llc (listed 2022-01-20, absent 2022-03-31)Mar 31, 2022 · Control person left · inference
- Stone Point Credit Adviser Llc filed its initial SEC registration (Form ADV)Aug 24, 2020 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- Stone Point Credit Adviser LLC · Independent Sponsorsshared crd · capital_provider
- Stone Point Credit Adviser LLC · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- LINKEDIN.COM/COMPANY/STONE-POINT-CAPITALreportedpublic record, Form ADV, Sep 17, 2026
- Website
- spcif.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 203-862-2900reportedpublic record, Form ADV, Jul 20, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026