DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
E••••••• C•••••• M••••••••• L••
Latest filing Jun 11, 2026
First filing on the tape Dec 21, 2012 · 26 filings
SEC status approved since Jan 2, 2013
RAUM
$908M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
15
11 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
5
reported on Schedule D
History
26 filings and snapshots on the tape
RAUM$908M as of Jun 11, 2026
Mar 27, 2014$139M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Jun 11, 2026
Mar 27, 20140 then
Employees (5.A)15 as of Jun 11, 2026
Mar 27, 20145 then
Private funds5 as of Jun 11, 2026
Mar 27, 20141 then
RAUM +48% over the last fiscal year+17% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Jun 11, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $151MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +48%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$908M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 6reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
5 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| E••••••• C•••••• P••••••• F••• I•• L• | Private Equity Fund | $276M | 65 | Sep 18, 2018 |
| E••••••• C•••••• P•••••••• L• | Private Equity Fund | $121M | 48 | Dec 21, 2012 |
| E••••••• C•••••• P••••••• F••• I••• L• | Private Equity Fund | $46.9M | 32 | Mar 29, 2024 |
| E••••••• C•••••• P••••••• F••• I••••• L• | Private Equity Fund | $3.1M | 3 | Mar 29, 2024 |
| E••••••• C•••••• P••••••• F••• I•••• L• | Private Equity Fund | $0 | 0 | Sep 18, 2018 |
Owners and control persons
Schedule A and B, latest filing
- J•••••••• D•••••• C•••••• · Chief Compliance Officer, Chief Operating Officer, General Counsel, Managing Director, Membercontrolsince 01/2018 · owns 10% to 25%
- K•••• D••••• A•••• · Managing Directorcontrolsince 01/2012 · owns less than 5%
- M•••••• M••••••• C•••••• · Managing Directorcontrolsince 01/2012 · owns less than 5%
- M•••••••• T••••••• B••••• · Managing Directorcontrolsince 01/2012 · owns less than 5%
- K•••• D••••• A•••• · Sole Ownercontrolsince 01/2012 · owns 75% or more of Dak Equity
- M•••••• C•••••• L••• · Trusteecontrolsince 12/1992 · owns F of M••••• F••••• T•••• U••••
- M•••••• M••••••• C•••••• · Trusteecontrolsince 12/1992 · owns F of M••••• F••••• T•••• U••••
- M•••••••• M••••••• M•••• · Co-Ownercontrolsince 01/2012 · owns 50% to 75% of O•••••• H•••• L••
- M•••••••• T••••••• B••••• · Co-Ownercontrolsince 01/2012 · owns 50% to 75% of O•••••• H•••• L••
Entity owners
- R••••••••• L•• · Memberdirect · owns 50% to 75%
- M••••• F••••• T•••• U•••• · Ownerindirect · owns 75% or more of R••••••••• L••
- D•• E•••••• L•• · Memberdirect · owns 10% to 25%
- O•••••• H•••• L•• · Memberdirect · owns 10% to 25%
Related persons
Schedule D 7.A
- C• M••••investment advisernRAUM $12B
- E••••••• G• I•• L•••pooled vehicle sponsorn
- E••••••• G• I••• L•••pooled vehicle sponsorn
- E••••••• G•• L••pooled vehicle sponsorn
- G••••• C•••••• M••••••••• L••investment advisernRAUM $5.6B
- N•••• S••••• I••••••••• L••investment advisernRAUM $3.2B
- N•• R••••• A•••••••• L••investment advisernRAUM $703M
- S••••••• I••••••••• L••investment advisernRAUM $185M
- S•••••• A•••••• S••••••• L••broker-dealern
- S•••••• C•••••• A••••••• L••investment advisernRAUM $8.9B
- S•••••• I•••••••• S•••••••• L••real estaten
Advisers that list E••••••• C•••••• M••••••••• L•• as a related person
Offices
Schedule D 1.F, the 25 largest
- , 3 employees
What changed
consecutive filings, newest first
- Advisory employees · 10 to 11Aug 7, 2025 to Mar 31, 2026
- Discretionary RAUM · $612M to $908MAug 7, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $612M to $908MAug 7, 2025 to Mar 31, 2026
- RAUM · $612M to $908MAug 7, 2025 to Mar 31, 2026
- Accounts · 4 to 6Mar 31, 2025 to Aug 7, 2025
- Pooled vehicle clients · 4 to 6Mar 31, 2025 to Aug 7, 2025
- Private funds · 4 to 5Mar 31, 2025 to Aug 7, 2025
- Advisory employees · 11 to 10May 28, 2024 to Mar 31, 2025
- Employees · 13 to 15May 28, 2024 to Mar 31, 2025
- Financial planning clients · unset to May 28, 2024 to Mar 31, 2025
- Private funds · 5 to 4May 28, 2024 to Mar 31, 2025
- Discretionary RAUM · $611M to $612MMay 28, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $611M to $612MMay 28, 2024 to Mar 31, 2025
- RAUM · $611M to $612MMay 28, 2024 to Mar 31, 2025
- Accounts · 2 to 4Mar 31, 2023 to Mar 29, 2024
- Advisory employees · 8 to 11Mar 31, 2023 to Mar 29, 2024
- Pooled vehicle clients · 2 to 4Mar 31, 2023 to Mar 29, 2024
- Employees · 12 to 13Mar 31, 2023 to Mar 29, 2024
- Private funds · 3 to 5Mar 31, 2023 to Mar 29, 2024
- Discretionary RAUM · $567M to $611MMar 31, 2023 to Mar 29, 2024
- Pooled vehicle RAUM · $567M to $611MMar 31, 2023 to Mar 29, 2024
- RAUM · $567M to $611MMar 31, 2023 to Mar 29, 2024
- Advisory employees · 7 to 8Mar 31, 2022 to Mar 31, 2023
- Employees · 10 to 12Mar 31, 2022 to Mar 31, 2023
- Discretionary RAUM · $516M to $567MMar 31, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $516M to $567MMar 31, 2022 to Mar 31, 2023
- RAUM · $516M to $567MMar 31, 2022 to Mar 31, 2023
- Advisory employees · 6 to 7Mar 30, 2021 to Mar 31, 2022
- Employees · 8 to 10Mar 30, 2021 to Mar 31, 2022
- Discretionary RAUM · $449M to $516MMar 30, 2021 to Mar 31, 2022
- Pooled vehicle RAUM · $449M to $516MMar 30, 2021 to Mar 31, 2022
- RAUM · $449M to $516MMar 30, 2021 to Mar 31, 2022
- Discretionary RAUM · $321M to $449MApr 28, 2020 to Mar 30, 2021
- Pooled vehicle RAUM · $321M to $449MApr 28, 2020 to Mar 30, 2021
- RAUM · $321M to $449MApr 28, 2020 to Mar 30, 2021
- Discretionary RAUM · $320M to $321MMar 30, 2020 to Apr 28, 2020
- Pooled vehicle RAUM · $320M to $321MMar 30, 2020 to Apr 28, 2020
- RAUM · $320M to $321MMar 30, 2020 to Apr 28, 2020
- Other offices · 2 to 1Jul 30, 2019 to Mar 30, 2020
- Discretionary RAUM · $240M to $320MJul 30, 2019 to Mar 30, 2020
Signals
3 dated events
- E••••••• C•••••• M••••••••• L•• reported RAUM $908.0M, up 48% from $611.9M (2025-08-07 to 2026-03-31)Mar 31, 2026 · RAUM change · derived
- E••••••• C•••••• M••••••••• L•• reported RAUM $448.5M, up 40% from $321.0M (2020-04-28 to 2021-03-30)Mar 30, 2021 · RAUM change · derived
- E••••••• C•••••• M••••••••• L•• filed its initial SEC registration (Form ADV)Dec 21, 2012 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- E••••••• C•••••• M••••••••• L•• · Independent Sponsorsshared crd · capital_provider
- E••••••• C•••••• M••••••••• L•• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- E•••••••PARTNERS.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 480-448-5001reportedpublic record, Form ADV, Jun 11, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026