DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
P••••• A•••• M••••••••• ••••••••• P•• L••
Latest filing Jun 25, 2026
First filing on the tape Feb 27, 2013 · 29 filings
SEC status approved since Apr 5, 2013
RAUM
$3.9B
reported, Item 5.F
Discretionary
90%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
28
11 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
29 filings and snapshots on the tape
RAUM$3.9B as of Jun 25, 2026
Mar 28, 2014$7.2B then
HNW client RAUM$0 as of Jun 25, 2026
Mar 30, 2026$0 then
State-registered IARs (5.B.3)0 as of Jun 25, 2026
Mar 28, 20140 then
Employees (5.A)28 as of Jun 25, 2026
Mar 28, 201415 then
Private funds: no history
RAUM +11% over the last fiscal year-15% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Jun 25, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $135MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 90%derivedof RAUM
- Institutional
- 11%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +11%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$3.5B89%
- Pension and profit-sharing plans$324M8.2%
- State and municipal entities$91.0M2.3%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- n/areported
- Charitable clients
- 0reported
- Accounts
- 29reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.89 institutional_share=0.11 related_bd=true related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- F•••••••• V••••••• G•••••• · Directorcontrolsince 10/2019 · owns less than 5%
- S•••••• J•••• A•••••••• · Director And Chief Risk Officercontrolsince 09/2018 · owns less than 5%
- T••• M••••••• Y•• N•• · Director, Chief Compliance Officer And Deputy Chief Executive Officercontrolsince 10/2024 · owns less than 5%
- V•••••••• C•••••• J••• · Directorcontrolsince 03/2017 · owns less than 5%
- W••••••• J••••• · Directorcontrolsince 10/2019 · owns less than 5%
- W•••• A•••••• L• P••• · Director And Chief Executive Officercontrolsince 10/2024 · owns less than 5%
Entity owners
- P••••• A•••• M••••••••• H•••••• S• · Direct Shareholderdirect · owns 75% or more
- P••••• • C•• G•••• S•• · Shareholderindirect · owns 75% or more of P••••• A•••• M••••••••• H•••••• S•
- P••••• • P••••••• · Shareholderindirect · owns 75% or more of P••••• • C•• G•••• S••
Related persons
Schedule D 7.A
- B••••• P••••• • C•• S•broker-dealerinvestment advisertrust companypooled vehicle sponsorn
- P••••• A••••••••• A••••••• ••• L••investment advisern
- P••••• A••••••••• A••••••• S•investment advisern
- P••••• A•••• M••••••••• ••••••• S•investment adviserpooled vehicle sponsorn
- P••••• A•••• M••••••••• •••• K•••• L••••••investment adviserpooled vehicle sponsorn
- P••••• A•••• M••••••••• •••••• L••••••investment adviserpooled vehicle sponsorn
- P••••• A•••• M••••••••• •••• C•••investment adviserbanknRAUM $382M
- P••••• A•••• M••••••••• L••••••investment adviserbanknRAUM $24B
- P••••• A•••• M••••••••• S•investment adviserbankpooled vehicle sponsornRAUM $331B
- P••••• P•••••• F••• M••••••••• ••••••••• L••investment advisern
- P••••• S••• ••••••• L••investment advisern
Advisers that list P••••• A•••• M••••••••• ••••••••• P•• L•• as a related person
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Charity clients · unset to 0.0Mar 31, 2025 to Mar 30, 2026
- Corporate clients · unset to 0.0Mar 31, 2025 to Mar 30, 2026
- HNW clients · unset to 0.0Mar 31, 2025 to Mar 30, 2026
- Individual clients · unset to 0.0Mar 31, 2025 to Mar 30, 2026
- Pooled vehicle clients · 25 to 24Mar 31, 2025 to Mar 30, 2026
- Employees · 27 to 28Mar 31, 2025 to Mar 30, 2026
- Discretionary RAUM · $2.8B to $3.5BMar 31, 2025 to Mar 30, 2026
- HNW RAUM · unset to 0.0Mar 31, 2025 to Mar 30, 2026
- Individual RAUM · unset to 0.0Mar 31, 2025 to Mar 30, 2026
- Non-discretionary RAUM · $692M to $380MMar 31, 2025 to Mar 30, 2026
- Pension RAUM · $334M to $324MMar 31, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $3.1B to $3.5BMar 31, 2025 to Mar 30, 2026
- RAUM · $3.5B to $3.9BMar 31, 2025 to Mar 30, 2026
- Accounts · 27 to 29Oct 21, 2024 to Mar 31, 2025
- Advisory employees · 13 to 11Oct 21, 2024 to Mar 31, 2025
- Pooled vehicle clients · 23 to 25Oct 21, 2024 to Mar 31, 2025
- Employees · 28 to 27Oct 21, 2024 to Mar 31, 2025
- Financial planning clients · unset to Oct 21, 2024 to Mar 31, 2025
- HQ state · unset to Oct 21, 2024 to Mar 31, 2025
- Discretionary RAUM · $3.3B to $2.8BOct 21, 2024 to Mar 31, 2025
- Non-discretionary RAUM · $1.9B to $692MOct 21, 2024 to Mar 31, 2025
- Pension RAUM · $407M to $334MOct 21, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $4.7B to $3.1BOct 21, 2024 to Mar 31, 2025
- RAUM · $5.2B to $3.5BOct 21, 2024 to Mar 31, 2025
- Accounts · 25 to 27May 24, 2023 to Mar 22, 2024
- Advisory employees · 11 to 13May 24, 2023 to Mar 22, 2024
- Pooled vehicle clients · 22 to 23May 24, 2023 to Mar 22, 2024
- Discretionary RAUM · $4.1B to $3.3BMay 24, 2023 to Mar 22, 2024
- Non-discretionary RAUM · $2.4B to $1.9BMay 24, 2023 to Mar 22, 2024
- Pension RAUM · $313M to $407MMay 24, 2023 to Mar 22, 2024
- Pooled vehicle RAUM · $6.1B to $4.7BMay 24, 2023 to Mar 22, 2024
- RAUM · $6.5B to $5.2BMay 24, 2023 to Mar 22, 2024
- Accounts · 24 to 25Mar 29, 2022 to Mar 23, 2023
- Advisory employees · 12 to 11Mar 29, 2022 to Mar 23, 2023
- Pooled vehicle clients · 21 to 22Mar 29, 2022 to Mar 23, 2023
- Employees · 30 to 28Mar 29, 2022 to Mar 23, 2023
- Discretionary RAUM · $3.9B to $4.1BMar 29, 2022 to Mar 23, 2023
- Non-discretionary RAUM · $3.4B to $2.4BMar 29, 2022 to Mar 23, 2023
- Pension RAUM · $329M to $313MMar 29, 2022 to Mar 23, 2023
- Pooled vehicle RAUM · $6.9B to $6.1BMar 29, 2022 to Mar 23, 2023
Signals
15 dated events
- P••••• A•••• M••••••••• ••••••••• P•• L•• reported RAUM $3.5B, down 32% from $5.2B (2024-10-21 to 2025-03-31)Mar 31, 2025 · RAUM change · derived
- Stefan Haab (Director) no longer on Schedule A of P••••• A•••• M••••••••• ••••••••• P•• L•• (listed 2024-03-22, absent 2024-10-21)Oct 21, 2024 · Control person left · inference
- Li Ping Audrey Wong (Director And Chief Executive Officer) appeared on Schedule A of P••••• A•••• M••••••••• ••••••••• P•• L••Oct 21, 2024 · Control person joined · fact
- Stefan Haab (Director) appeared on Schedule A of P••••• A•••• M••••••••• ••••••••• P•• L••Mar 23, 2023 · Control person joined · fact
- Louis Phillipe Petit (Director) no longer on Schedule A of P••••• A•••• M••••••••• ••••••••• P•• L•• (listed 2022-03-29, absent 2023-03-23)Mar 23, 2023 · Control person left · inference
- Christian Nicolas Tschopp (Chief Legal Officer) no longer on Schedule A of P••••• A•••• M••••••••• ••••••••• P•• L•• (listed 2022-03-29, absent 2023-03-23)Mar 23, 2023 · Control person left · inference
- Yin Shin Lee (Director And Chief Executive Officer) no longer on Schedule A of P••••• A•••• M••••••••• ••••••••• P•• L•• (listed 2022-03-29, absent 2023-03-23)Mar 23, 2023 · Control person left · inference
- P••••• A•••• M••••••••• ••••••••• P•• L•• reported RAUM $7.3B, up 26% from $5.8B (2021-10-28 to 2022-03-29)Mar 29, 2022 · RAUM change · derived
- Junjie Watkins (Director) appeared on Schedule A of P••••• A•••• M••••••••• ••••••••• P•• L••Oct 25, 2019 · Control person joined · fact
- Gabriel Vincent Ferraton (Director) appeared on Schedule A of P••••• A•••• M••••••••• ••••••••• P•• L••Oct 25, 2019 · Control person joined · fact
- P••••• A•••• M••••••••• ••••••••• P•• L•• reported RAUM $7.2B, down 26% from $9.7B (2018-03-29 to 2019-03-26)Mar 26, 2019 · RAUM change · derived
- Alexander John Sample (Director And Chief Risk Officer) appeared on Schedule A of P••••• A•••• M••••••••• ••••••••• P•• L••Mar 26, 2019 · Control person joined · fact
- Wee-Ming Ting (Director) no longer on Schedule A of P••••• A•••• M••••••••• ••••••••• P•• L•• (listed 2018-03-29, absent 2019-03-26)Mar 26, 2019 · Control person left · inference
- P••••• A•••• M••••••••• ••••••••• P•• L•• reported RAUM $9.7B, up 39% from $7.0B (2017-03-30 to 2018-03-29)Mar 29, 2018 · RAUM change · derived
- P••••• A•••• M••••••••• ••••••••• P•• L•••••• filed its initial SEC registration (Form ADV)Feb 27, 2013 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/pictet-asset-managementreportedpublic record, Form ADV, Sep 18, 2026
- Website
- am.pictet.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- +65 6 536 18 05reportedpublic record, Form ADV, Jun 25, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026