DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Adkins Seale Capital Management LLC
Latest filing Feb 22, 2026
First filing on the tape Mar 18, 2013 · 29 filings
SEC status approved since Apr 5, 2013
RAUM
$448M
reported, Item 5.F
Discretionary
87%
of RAUM
Private clients
87%
$389M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$224M
derived; firm RAUM over IAPD count
Employees
3
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
29 filings and snapshots on the tape
RAUM$448M as of Feb 22, 2026
Mar 14, 2014$252M then
HNW client RAUM$369M as of Feb 22, 2026
Feb 26, 2018$190M then
State-registered IARs (5.B.3)2 as of Feb 22, 2026
Mar 14, 20142 then
Employees (5.A)3 as of Feb 22, 2026
Mar 14, 20142 then
Private funds: no history
RAUM +9.1% over the last fiscal year+9.1% a year over threeIARs 2 to 2
Practice profile
derived from the filing of Feb 22, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
- RAUM per advisor
- $224MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 70derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $4.2MderivedHNW RAUM over HNW clients
- Average account
- $933,707derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 87%derivedof RAUM
- Institutional
- 13%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.5derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +9.1%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -7.9%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consultingreportedItem 5.G
- Wrap fee program
- $391MreportedItem 5.I
- Custody
- $409,824, 1 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$369M82%
- Charitable organizations$56.9M13%
- Individuals$20.5M4.6%
- Pension and profit-sharing plans$1.9M0.4%
- Individual clients
- 52reported
- HNW clients
- 88reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 480reported
- Financial planning clients
- 0reported
- Wrap fee programs
- $0 sponsored, $0 managedreported
- Custody of client assets
- $409,824 for 1 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.87 fund_share=0.0 institutional_share=0.13 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Philip Michael AdkinsChartered Financial Analyst | Shreveport, La | Apr 19, 2013 | 32 y | 2 |
| Jay Kyle BinderimChartered Financial Analyst | Shreveport, La | Sep 1, 2017 | 14 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- Philip Michael Adkins from Morgan StanleyApr 19, 2013 · Wirehouse to a newly registered adviser (no RAUM reported yet)
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Michael Philip Adkins · Chief Compliance Officer / Co-Managing Membercontrolsince 04/2013 · owns 50% to 75%
- Kyle Jay Binderim · Co-Managing Membercontrolsince 09/2024 · owns 25% to 50%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Shreveport, La · principal | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 427 to 480Mar 11, 2025 to Feb 22, 2026
- HNW clients · 82 to 88Mar 11, 2025 to Feb 22, 2026
- Individual clients · 70 to 52Mar 11, 2025 to Feb 22, 2026
- Assets in custody · $6.2M to $409,824Mar 11, 2025 to Feb 22, 2026
- Employees · 4 to 3Mar 11, 2025 to Feb 22, 2026
- Discretionary RAUM · $356M to $391MMar 11, 2025 to Feb 22, 2026
- HNW RAUM · $325M to $369MMar 11, 2025 to Feb 22, 2026
- Individual RAUM · $26.6M to $20.5MMar 11, 2025 to Feb 22, 2026
- Non-discretionary RAUM · $54.9M to $57.2MMar 11, 2025 to Feb 22, 2026
- Pension RAUM · $1.3M to $1.9MMar 11, 2025 to Feb 22, 2026
- RAUM · $411M to $448MMar 11, 2025 to Feb 22, 2026
- Accounts · 416 to 427Nov 1, 2024 to Mar 11, 2025
- Advisory employees · 3 to 2Nov 1, 2024 to Mar 11, 2025
- Corporate clients · 6.0 to unsetNov 1, 2024 to Mar 11, 2025
- HNW clients · 86 to 82Nov 1, 2024 to Mar 11, 2025
- Individual clients · 63 to 70Nov 1, 2024 to Mar 11, 2025
- Assets in custody · unset to 6154162.0Nov 1, 2024 to Mar 11, 2025
- Custody of client assets · false to trueNov 1, 2024 to Mar 11, 2025
- Financial planning clients · 0 to 0Nov 1, 2024 to Mar 11, 2025
- State-registered IARs · 3 to 2Nov 1, 2024 to Mar 11, 2025
- Discretionary RAUM · $333M to $356MNov 1, 2024 to Mar 11, 2025
- HNW RAUM · $333M to $325MNov 1, 2024 to Mar 11, 2025
- Individual RAUM · $23.1M to $26.6MNov 1, 2024 to Mar 11, 2025
- Non-discretionary RAUM · $50.5M to $54.9MNov 1, 2024 to Mar 11, 2025
- Pension RAUM · $1.1M to $1.3MNov 1, 2024 to Mar 11, 2025
- RAUM · $384M to $411MNov 1, 2024 to Mar 11, 2025
- Accounts · 419 to 416Jul 26, 2023 to Mar 13, 2024
- Corporate clients · unset to 6.0Jul 26, 2023 to Mar 13, 2024
- HNW clients · 63 to 86Jul 26, 2023 to Mar 13, 2024
- Individual clients · 86 to 63Jul 26, 2023 to Mar 13, 2024
- Discretionary RAUM · $276M to $333MJul 26, 2023 to Mar 13, 2024
- HNW RAUM · $281M to $333MJul 26, 2023 to Mar 13, 2024
- Individual RAUM · $49.0M to $23.1MJul 26, 2023 to Mar 13, 2024
- Non-discretionary RAUM · $68.8M to $50.5MJul 26, 2023 to Mar 13, 2024
- Pension RAUM · $2.2M to $1.1MJul 26, 2023 to Mar 13, 2024
- RAUM · $345M to $384MJul 26, 2023 to Mar 13, 2024
- Accounts · 381 to 419Oct 21, 2022 to Mar 7, 2023
- HNW clients · 73 to 63Oct 21, 2022 to Mar 7, 2023
- Individual clients · 59 to 86Oct 21, 2022 to Mar 7, 2023
- Discretionary RAUM · $309M to $276MOct 21, 2022 to Mar 7, 2023
Signals
2 dated events
- Richard John Seale (Co-Managing Member) no longer on Schedule A of Adkins Seale Capital Management Llc (listed 2024-03-14, absent 2024-11-01)Nov 1, 2024 · Control person left · inference
- Golden Gate, Llc filed its initial SEC registration (Form ADV)Mar 18, 2013 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@ascm-llc.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- lisajohnson@ascm-llc.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 318-703-3641reportedpublished by the firm, firm site, Sep 15, 2026
- Website
- ASCM-LLC.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 318-703-3641reportedpublic record, Form ADV, Feb 22, 2026
- Team page
- ASCM-LLC.COM/teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $224Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026