DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Madrid Wealth Management
Legal name Madrid Wealth Management, LLC
Latest filing Jul 13, 2026
First filing on the tape Jan 10, 2025 · 5 filings
SEC status approved since Feb 7, 2025
RAUM
$212M
reported, Item 5.F
Discretionary
98%
of RAUM
Private clients
100%
$212M individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$53.0M
derived; firm RAUM over IAPD count
Employees
4
4 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
5 filings and snapshots on the tape
RAUM$212M as of Jul 13, 2026
Jan 10, 2025$127M then
HNW client RAUM$184M as of Jul 13, 2026
Jan 10, 2025$122M then
State-registered IARs (5.B.3)4 as of Jul 13, 2026
Jan 10, 20252 then
Employees (5.A)4 as of Jul 13, 2026
Jan 10, 20252 then
Private funds: no history
RAUM +67% over the last fiscal yearIARs 2 to 4offices 0 to 1
Practice profile
derived from the filing of Jul 13, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- RAUM per advisor
- $53.0MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 32derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.3MderivedHNW RAUM over HNW clients
- Average account
- $495,446derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 98%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 2.0derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +67%derivedbetween the last two annual amendments
- Advisor growth, one year
- +100%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +113%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, educational seminarsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$184M87%
- Individuals$28.4M13%
- Individual clients
- 73reported
- HNW clients
- 55reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 428reported
- Financial planning clients
- 11-25reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
4 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Paul Luis MadridCertified Financial Planner, Chartered Financial Analyst | Albuquerque, Nm | Oct 21, 2024 | 18 y | 2 |
| Bernadine Marie Sanchez | Albuquerque, Nm | Jan 10, 2025 | 10 y | 2 |
| Ross NettlesCertified Financial Planner, Personal Financial Specialist | Albuquerque, Nm | Aug 5, 2025 | 10 y | 2 |
| Reese Edward HintonCertified Financial Planner | Scottsdale, Az | Aug 11, 2025 | 10 y | 5 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- Reese Edward Hinton from Integrated Wealth LLCAug 11, 2025 · Other
- Ross Nettles from Redw Wealth LLCAug 5, 2025 · RIA to RIA
- Bernadine Marie Sanchez from Compound Planning, Inc.Jan 10, 2025 · RIA to RIA
- Paul Luis Madrid from Redw Stanley Wealth Advisors, LLCOct 21, 2024 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Edward Reese Hinton · Cio & Wealth Advisorcontrolsince 01/2026 · owns 10% to 25%
- Marie Jessica Madrid · Trustee Of Paul & Jessica Madrid Trustcontrolsince 06/2026 · owns 25% to 50%
- Luis Paul Madrid · Ceo, Cco, Trustee Of Paul & Jessica Madrid Trustcontrolsince 06/2026 · owns 25% to 50%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Albuquerque, Nm · principal | 3 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- account count surgeChange between filings · filing Jan 18, 2026accounts (Item 5.F.2.f) moved from 243.0 to 428.0 (+76.0%) between the annual amendments of 2025-01-10 and 2026-01-18; the peer median change was +5.0% (3688 comparable advisers, 97.0th percentile of changes)peers: independent wealth managers, $100M to $500M (3,688) · 97% percentile
- RAUM up 50 %Change between filings · filing Jan 18, 2026RAUM (Item 5.F) moved from $127,342,065 to $212,050,883 (+67.0%) between the annual amendments of 2025-01-10 and 2026-01-18; the peer median change was +15.0% (4551 comparable advisers, 98.0th percentile of changes)peers: independent wealth managers, $100M to $500M (4,551) · 98% percentile
What changed
consecutive filings, newest first
- Accounts · 243 to 428Aug 1, 2025 to Jan 18, 2026
- HNW clients · 44 to 55Aug 1, 2025 to Jan 18, 2026
- Individual clients · 16 to 73Aug 1, 2025 to Jan 18, 2026
- Insurance-licensed employees · 1 to 0Aug 1, 2025 to Jan 18, 2026
- Financial planning clients · 1-10 to 11-25Aug 1, 2025 to Jan 18, 2026
- Discretionary RAUM · $124M to $207MAug 1, 2025 to Jan 18, 2026
- HNW RAUM · $122M to $184MAug 1, 2025 to Jan 18, 2026
- Individual RAUM · $5.8M to $28.4MAug 1, 2025 to Jan 18, 2026
- Non-discretionary RAUM · $3.4M to $4.9MAug 1, 2025 to Jan 18, 2026
- RAUM · $127M to $212MAug 1, 2025 to Jan 18, 2026
- Related insurance company · false to trueAug 1, 2025 to Jan 18, 2026
- Advisory employees · 2 to 4Jan 10, 2025 to Aug 1, 2025
- Employees · 2 to 4Jan 10, 2025 to Aug 1, 2025
- Insurance-licensed employees · 0 to 1Jan 10, 2025 to Aug 1, 2025
- State-registered IARs · 2 to 4Jan 10, 2025 to Aug 1, 2025
- Other offices · 0 to 1Jan 10, 2025 to Aug 1, 2025
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 505-370-9129reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 505-396-2993reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 505-633-5332reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/company/madrid-wealth-management-llcreportedpublic record, Form ADV, Sep 17, 2026
- Website
- madridwm.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 505-633-5332reportedpublic record, Form ADV, Jul 13, 2026
- Contact form
- madridwm.com/contactreportedpublished by the firm, firm site, Sep 16, 2026
- Team page
- madridwm.com/meet-the-teamreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $53.0Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026