DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
P•••••••• P•••••• W•••••
Legal name P•••••••• F••••••••• I•••
Latest filing Mar 23, 2026
First filing on the tape Dec 3, 2024 · 5 filings
SEC status approved since Jan 6, 2025
RAUM
$176M
reported, Item 5.F
Discretionary
99%
of RAUM
Private clients
100%
$176M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$58.6M
derived; firm RAUM over IAPD count
Employees
3
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
reported on Schedule D
History
5 filings and snapshots on the tape
RAUM$176M as of Mar 23, 2026
Jan 10, 2025$125M then
HNW client RAUM$165M as of Mar 23, 2026
Jan 10, 2025$121M then
State-registered IARs (5.B.3)3 as of Mar 23, 2026
Jan 10, 20252 then
Employees (5.A)3 as of Mar 23, 2026
Jan 10, 20252 then
Private funds1 as of Mar 23, 2026
Jan 10, 20251 then
RAUM +41% over the last fiscal yearIARs 2 to 3
Practice profile
derived from the filing of Mar 23, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- ria with p•••••• funds · a wealth manager (private-client share at least 50 percent) that reports at least one private fund on Schedule D 7.B.(1)
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $58.6MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 26derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.4MderivedHNW RAUM over HNW clients
- Average account
- $450,564derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 99%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 3.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +41%derivedbetween the last two annual amendments
- Advisor growth, one year
- +50%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +75%derived
- Compensation
- percentage of assets, fixed fees, performance-basedreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$165M94%
- Individuals$11.0M6.3%
- Individual clients
- 28reported
- HNW clients
- 49reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 390reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, performancereported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| D•••••• E••• F•••• | St. Louis, Mo | Apr 17, 2015 | 16 y | 2 |
| S•••• E•••••••• P•••• S•••••• | St. Louis, Mo | Feb 21, 2019 | 10 y | 0 |
| G•••••• P• D••••• | St. Louis, Mo | Oct 10, 2025 | 19 y | 1 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- G•••••• P• D••••• from E•••• G•••• L••Oct 10, 2025 · Other
- D•••••• E••• F•••• from W•••• F•••• A•••••••Apr 17, 2015 · Wirehouse to independent RIA
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| P•••••••• P•••••• A•••• F•••• L•• | Real Estate Fund | $26.0M | 2 | Dec 3, 2024 |
Owners and control persons
Schedule A and B, latest filing
- F••••• D••••••• E••• · President - Ccocontrolsince 02/2013 · owns 75% or more
Related persons
Schedule D 7.A
- D•••••• E••• F••••pooled vehicle sponsory
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| St Louis, Mo | 3 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- RAUM up 25 %Change between filings · filing Mar 23, 2026RAUM (Item 5.F) moved from $124,930,000 to $175,720,000 (+41.0%) between the annual amendments of 2025-03-07 and 2026-03-23; the peer median change was +15.0% (4550 comparable advisers, 93.0th percentile of changes)peers: independent wealth managers, $100M to $500M (4,550) · 93% percentile
- discretionary share shiftChange between filings · filing Mar 23, 2026discretionary share of RAUM moved from 80.0% to 99.0% between the annual amendments of 2025-03-07 and 2026-03-23peers: independent wealth managers, $100M to $500M (5,676)
What changed
consecutive filings, newest first
- Accounts · 263 to 390Oct 15, 2025 to Mar 23, 2026
- Business name · P•••••••• F•••••••• to P•••••••• P•••••• W•••••Oct 15, 2025 to Mar 23, 2026
- HNW clients · 36 to 49Oct 15, 2025 to Mar 23, 2026
- Individual clients · 8 to 28Oct 15, 2025 to Mar 23, 2026
- Discretionary RAUM · $100M to $173MOct 15, 2025 to Mar 23, 2026
- HNW RAUM · $121M to $165MOct 15, 2025 to Mar 23, 2026
- Individual RAUM · $3.9M to $11.0MOct 15, 2025 to Mar 23, 2026
- Non-discretionary RAUM · $24.8M to $2.3MOct 15, 2025 to Mar 23, 2026
- RAUM · $125M to $176MOct 15, 2025 to Mar 23, 2026
- Advisory employees · 2 to 3Mar 7, 2025 to Oct 15, 2025
- Employees · 2 to 3Mar 7, 2025 to Oct 15, 2025
- State-registered IARs · 2 to 3Mar 7, 2025 to Oct 15, 2025
- Financial planning clients · 0 to 1-10Jan 10, 2025 to Mar 7, 2025
Signals
1 dated events
- P•••••••• F•••••••• filed its initial SEC registration (Form ADV)Dec 3, 2024 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/profusion-private-wealthreportedpublic record, Form ADV, Sep 18, 2026
- Website
- ppwadvisors.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- (314) 441-6107reportedpublic record, Form ADV, Mar 23, 2026
- Team page
- ppwadvisors.com/teamreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $58.6Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
P•••••••• P•••••• W••••• is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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