DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
S••••• C•••••• L••
Latest filing Apr 1, 2026
First filing on the tape Apr 24, 2013 · 27 filings
SEC status approved since May 1, 2013
RAUM
$1.3B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$1.3B individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
3
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
reported on Schedule D
History
27 filings and snapshots on the tape
RAUM$1.3B as of Apr 1, 2026
Mar 31, 2014$252M then
HNW client RAUM$1.3B as of Apr 1, 2026
Mar 31, 2018$1.0B then
State-registered IARs (5.B.3)0 as of Apr 1, 2026
Mar 31, 20140 then
Employees (5.A)3 as of Apr 1, 2026
Mar 31, 20142 then
Private funds1 as of Apr 1, 2026
Mar 31, 20141 then
RAUM +6.9% over the last fiscal year+11% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Apr 1, 2026; every figure names its basis
Archetypes, each a printed rule
- Multi-family-office-like · private-client share at least 50 percent, HNW at least 90 percent of private-client RAUM, average HNW client assets at least $25M, fewer than 200 HNW clients, and business name contains 'family office' or private funds are reported
- RIA with private funds · a wealth manager (private-client share at least 50 percent) that reports at least one private fund on Schedule D 7.B.(1)
- UHNW private wealth · private-client share at least 50 percent, HNW at least 90 percent of private-client RAUM, and average HNW client assets at least $10M
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $110MderivedHNW RAUM over HNW clients
- Average account
- $65.8MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +6.9%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed fees, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- controlled by a public reporting companyderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- controlled by a public reporting company (10.A)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$1.3B100%
- Individual clients
- n/areported
- HNW clients
- 12reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 20reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, performancereported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
4 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| M•••• T•••••• T•• L•• | Hedge Fund | $119M | 4 | Apr 3, 2012 |
| M•••• T•••••• I••no longer reported | Hedge Fund | $5.3M | 4 | Mar 30, 2016 |
| S••••• C•••••• P•••••• Y•••• F••• L••no longer reported | Hedge Fund | $2.0M | 13 | Mar 31, 2022 |
| S••••• C•••••• P•••••• Y•••• F••• L••no longer reported | Hedge Fund | $0 | 1 | Mar 16, 2021 |
Owners and control persons
Schedule A and B, latest filing
- S•••••• P•••• T•••••• · Chief Investment Officercontrolsince 04/2013 · owns 75% or more
- D•••••• R••••••• S•••• · Chief Compliance Officersince 04/2013 · owns less than 5%
Entity owners
- S••••• C•••••• H••••••• L• · Limited Partnershipdirect · owns 75% or more
- S••••• F••••• W••••• G• L•• · General Partnerindirect · owns F of Savoie Capital Holdings LP
Related persons
Schedule D 7.A
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- discretionary share shiftChange between filings · filing Apr 1, 2026discretionary share of RAUM moved from 78.0% to 100.0% between the annual amendments of 2025-03-31 and 2026-04-01peers: independent wealth managers, $1B to $5B (1,362)
What changed
consecutive filings, newest first
- Accounts · 61 to 20Mar 31, 2025 to Apr 1, 2026
- Advisory employees · 2 to 3Mar 31, 2025 to Apr 1, 2026
- HNW clients · 16 to 12Mar 31, 2025 to Apr 1, 2026
- Employees · 2 to 3Mar 31, 2025 to Apr 1, 2026
- Discretionary RAUM · $958M to $1.3BMar 31, 2025 to Apr 1, 2026
- HNW RAUM · $1.2B to $1.3BMar 31, 2025 to Apr 1, 2026
- Non-discretionary RAUM · $272M to $0Mar 31, 2025 to Apr 1, 2026
- RAUM · $1.2B to $1.3BMar 31, 2025 to Apr 1, 2026
- Accounts · 66 to 61Sep 18, 2024 to Mar 31, 2025
- HNW clients · 18 to 16Sep 18, 2024 to Mar 31, 2025
- Financial planning clients · 0 to 0Sep 18, 2024 to Mar 31, 2025
- Discretionary RAUM · $866M to $958MSep 18, 2024 to Mar 31, 2025
- HNW RAUM · $1.1B to $1.2BSep 18, 2024 to Mar 31, 2025
- Non-discretionary RAUM · $242M to $272MSep 18, 2024 to Mar 31, 2025
- RAUM · $1.1B to $1.2BSep 18, 2024 to Mar 31, 2025
- Accounts · 22 to 66Mar 31, 2023 to Mar 28, 2024
- HNW clients · 11 to 18Mar 31, 2023 to Mar 28, 2024
- Pooled vehicle clients · 1.0 to unsetMar 31, 2023 to Mar 28, 2024
- Assets in custody · 2013505.0 to unsetMar 31, 2023 to Mar 28, 2024
- Custody of client assets · true to falseMar 31, 2023 to Mar 28, 2024
- Private funds · 2 to 1Mar 31, 2023 to Mar 28, 2024
- Discretionary RAUM · $944M to $866MMar 31, 2023 to Mar 28, 2024
- HNW RAUM · $965M to $1.1BMar 31, 2023 to Mar 28, 2024
- Non-discretionary RAUM · $23.4M to $242MMar 31, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · 2013505.0 to unsetMar 31, 2023 to Mar 28, 2024
- RAUM · $967M to $1.1BMar 31, 2023 to Mar 28, 2024
- Accounts · 24 to 22Apr 29, 2022 to Mar 31, 2023
- Advisory employees · 4 to 2Apr 29, 2022 to Mar 31, 2023
- HNW clients · 20 to 11Apr 29, 2022 to Mar 31, 2023
- Assets in custody · $1.3M to $2.0MApr 29, 2022 to Mar 31, 2023
- Employees · 5 to 2Apr 29, 2022 to Mar 31, 2023
- Discretionary RAUM · $707M to $944MApr 29, 2022 to Mar 31, 2023
- HNW RAUM · $1.5B to $965MApr 29, 2022 to Mar 31, 2023
- Non-discretionary RAUM · $757M to $23.4MApr 29, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $1.4M to $2.0MApr 29, 2022 to Mar 31, 2023
- RAUM · $1.5B to $967MApr 29, 2022 to Mar 31, 2023
- Accounts · 8 to 24Mar 31, 2021 to Mar 31, 2022
- Advisory employees · 3 to 4Mar 31, 2021 to Mar 31, 2022
- HNW clients · unset to 20.0Mar 31, 2021 to Mar 31, 2022
- Pooled vehicle clients · unset to 1.0Mar 31, 2021 to Mar 31, 2022
Signals
6 dated events
- John Benjamin Phillips (Chief Investment Strategist) no longer on Schedule A of Savoie Capital Llc (listed 2024-03-28, absent 2024-09-18)Sep 18, 2024 · Control person left · inference
- Savoie Capital Llc reported RAUM $966.9M, down 34% from $1.5B (2022-04-29 to 2023-03-31)Mar 31, 2023 · RAUM change · derived
- John Benjamin Phillips (Chief Investment Strategist) appeared on Schedule A of Savoie Capital LlcMar 31, 2023 · Control person joined · fact
- Savoie Capital Llc reported RAUM $1.4B, up 28% from $1.1B (2021-03-16 to 2021-03-31)Mar 31, 2021 · RAUM change · derived
- Savoie Capital Llc reported RAUM $1.1B, up 26% from $879.8M (2019-03-31 to 2020-01-23)Jan 23, 2020 · RAUM change · derived
- Savoie Capital Llc filed its initial SEC registration (Form ADV)Apr 24, 2013 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- SAVOIECAPITAL.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 773-573-9043reportedpublic record, Form ADV, Apr 1, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026