DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Dynamic Wealth Strategies, LLC
Latest filing Mar 23, 2026
First filing on the tape May 17, 2013 · 20 filings
SEC status approved since Aug 9, 2022
RAUM
$191M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
96%
$184M individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$47.7M
derived; firm RAUM over IAPD count
Employees
8
4 advisory (5.B.1)
Offices
3
beyond the principal office
Private funds
1
reported on Schedule D
History
20 filings and snapshots on the tape
RAUM$191M as of Mar 23, 2026
Mar 29, 2023$109M then
HNW client RAUM$148M as of Mar 23, 2026
Mar 29, 2023$68.1M then
State-registered IARs (5.B.3)4 as of Mar 23, 2026
Mar 29, 20234 then
Employees (5.A)8 as of Mar 23, 2026
Mar 29, 20238 then
Private funds1 as of Mar 23, 2026
Mar 29, 20231 then
RAUM +32% over the last fiscal year+21% a year over threeIARs 4 to 4
Practice profile
derived from the filing of Mar 23, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- RIA with private funds · a wealth manager (private-client share at least 50 percent) that reports at least one private fund on Schedule D 7.B.(1)
- RAUM per advisor
- $47.7MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 39derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.6MderivedHNW RAUM over HNW clients
- Average account
- $1.2MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.5%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived4 offices incl. principal (1.F.5)
- RAUM growth, one year
- +32%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +5.4%derived
- Compensation
- percentage of assets, hourly, performance-basedreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for pooled vehicles, selection of other advisersreportedItem 5.G
- Custody
- $73.1M, 79 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$148M77%
- Individuals$36.2M19%
- Pooled investment vehicles$6.0M3.2%
- Charitable organizations$862,1390.5%
- Individual clients
- 98reported
- HNW clients
- 57reported
- Pension plan clients
- n/areported
- Charitable clients
- 3reported
- Accounts
- 159reported
- Financial planning clients
- 51-100reported
- Wrap fee programs
- noreported
- Custody of client assets
- $73.1M for 79 clientsreported
- Compensation
- % of AUM, hourly, performancereported
- Class basis
- private_client_share=0.96 fund_share=0.03 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
4 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| James Brian Boyle | Granite Bay, Ca | Jun 14, 2013 | 18 y | 1 |
| Nathan Christopher AnkneyChartered Financial Analyst | Granite Bay, Ca | Jun 14, 2013 | 24 y | 5 |
| Conrad Michael AarsethCertified Financial Planner | Granite Bay, Ca | Jun 14, 2013 | 19 y | 2 |
| Jerry Clark Palmer | Granite Bay, Ca | Mar 16, 2020 | 26 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- Toby Koehler to Sterling Advisory Services, LLCMar 31, 2022 · Other
Joined, latest
- James Brian Boyle from Independent Financial Group, LLCJun 14, 2013 · Other
- Nathan Christopher Ankney from Independent Financial Group, LLCJun 14, 2013 · Other
- Conrad Michael Aarseth from Independent Financial Group, LLCJun 14, 2013 · Other
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Corefactor Fund, LP | Hedge Fund | $5.0M | 13 | Jul 7, 2022 |
Owners and control persons
Schedule A and B, latest filing
- Christopher Nathan Ankney · Managing Membercontrolsince 06/2013 · owns 25% to 50%
- Brian James Boyle · Managing Membercontrolsince 06/2013 · owns 25% to 50%
- Everett Hambleton · Membercontrolsince 07/2013 · owns 25% to 50%
- Clark Jerry Palmer · Chief Compliance Officer/Chief Operating Officersince 06/2017 · owns less than 5%
Related persons
Schedule D 7.A
- Rosewind, LLCpooled vehicle sponsorn
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Granite Bay, Ca · principal | 4 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- San Jose, CA3 employees
- , 1 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- account count collapseChange between filings · filing Mar 23, 2026accounts (Item 5.F.2.f) moved from 429.0 to 159.0 (-63.0%) between the annual amendments of 2025-03-18 and 2026-03-23; the peer median change was +5.0% (3688 comparable advisers, 2.0th percentile of changes)peers: independent wealth managers, $100M to $500M (3,688) · 1.8% percentile
What changed
consecutive filings, newest first
- Accounts · 429 to 159Mar 18, 2025 to Mar 23, 2026
- Corporate clients · 1.0 to unsetMar 18, 2025 to Mar 23, 2026
- HNW clients · 45 to 57Mar 18, 2025 to Mar 23, 2026
- Individual clients · 102 to 98Mar 18, 2025 to Mar 23, 2026
- Assets in custody · $40.7M to $73.1MMar 18, 2025 to Mar 23, 2026
- Discretionary RAUM · $145M to $191MMar 18, 2025 to Mar 23, 2026
- HNW RAUM · $102M to $148MMar 18, 2025 to Mar 23, 2026
- Individual RAUM · $36.6M to $36.2MMar 18, 2025 to Mar 23, 2026
- Pooled vehicle RAUM · $5.6M to $6.0MMar 18, 2025 to Mar 23, 2026
- RAUM · $145M to $191MMar 18, 2025 to Mar 23, 2026
- Accounts · 424 to 429Feb 28, 2024 to Mar 18, 2025
- Corporate clients · unset to 1.0Feb 28, 2024 to Mar 18, 2025
- HNW clients · 35 to 45Feb 28, 2024 to Mar 18, 2025
- Individual clients · 117 to 102Feb 28, 2024 to Mar 18, 2025
- Assets in custody · $5.3M to $40.7MFeb 28, 2024 to Mar 18, 2025
- Financial planning clients · 51-100 to 51-100Feb 28, 2024 to Mar 18, 2025
- Discretionary RAUM · $133M to $145MFeb 28, 2024 to Mar 18, 2025
- HNW RAUM · $82.5M to $102MFeb 28, 2024 to Mar 18, 2025
- Individual RAUM · $44.7M to $36.6MFeb 28, 2024 to Mar 18, 2025
- Pooled vehicle RAUM · $5.0M to $5.6MFeb 28, 2024 to Mar 18, 2025
- RAUM · $133M to $145MFeb 28, 2024 to Mar 18, 2025
- Accounts · 403 to 424Apr 5, 2023 to Feb 28, 2024
- Charity clients · unset to 3.0Apr 5, 2023 to Feb 28, 2024
- HNW clients · 34 to 35Apr 5, 2023 to Feb 28, 2024
- Individual clients · 119 to 117Apr 5, 2023 to Feb 28, 2024
- Assets in custody · $26.1M to $5.3MApr 5, 2023 to Feb 28, 2024
- Discretionary RAUM · $109M to $133MApr 5, 2023 to Feb 28, 2024
- HNW RAUM · $68.1M to $82.5MApr 5, 2023 to Feb 28, 2024
- Individual RAUM · $36.9M to $44.7MApr 5, 2023 to Feb 28, 2024
- Pooled vehicle RAUM · $3.0M to $5.0MApr 5, 2023 to Feb 28, 2024
- RAUM · $109M to $133MApr 5, 2023 to Feb 28, 2024
- Related insurance company · false to trueApr 5, 2023 to Feb 28, 2024
- Accounts · 419 to 403Aug 26, 2022 to Mar 29, 2023
- HNW clients · 35 to 34Aug 26, 2022 to Mar 29, 2023
- Individual clients · 124 to 119Aug 26, 2022 to Mar 29, 2023
- Assets in custody · $29.3M to $26.1MAug 26, 2022 to Mar 29, 2023
- Discretionary RAUM · $112M to $109MAug 26, 2022 to Mar 29, 2023
- HNW RAUM · $69.1M to $68.1MAug 26, 2022 to Mar 29, 2023
- Individual RAUM · $37.3M to $36.9MAug 26, 2022 to Mar 29, 2023
- Pooled vehicle RAUM · $4.4M to $3.0MAug 26, 2022 to Mar 29, 2023
Signals
2 dated events
- Toby Koehler left Dynamic Wealth Strategies, Llc for Sterling Advisory Services, Llc (registered 2025-01-01)Mar 31, 2022 · Advisor changed firm · fact
- Dynamic Wealth Strategies, Llc filed its initial SEC registration (Form ADV)May 17, 2013 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 408-912-1999reportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 916-673-3470reportedpublished by the firm, firm site, Sep 17, 2026
- Website
- DYNWEALTH.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- (916) 673-3470reportedpublic record, Form ADV, Mar 23, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $47.7Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026