DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Hd Money, Inc.
Latest filing Mar 31, 2026
First filing on the tape Apr 28, 2022 · 16 filings
SEC status approved since May 31, 2022
RAUM
$386M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$386M individuals and HNW
Advisors
7
registered through the firm on IAPD
RAUM per advisor
$55.2M
derived; firm RAUM over IAPD count
Employees
12
4 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
16 filings and snapshots on the tape
RAUM$386M as of Mar 31, 2026
Feb 1, 2023$160M then
HNW client RAUM$386M as of Mar 31, 2026
Feb 1, 2023$160M then
State-registered IARs (5.B.3)4 as of Mar 31, 2026
Feb 1, 20236 then
Employees (5.A)12 as of Mar 31, 2026
Feb 1, 20238 then
Private funds: no history
RAUM +31% over the last fiscal year+34% a year over threeIARs 4 to 4
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Planning-led practice · financial planning activity (5.G.1), at least 100 financial planning clients (5.H), and hourly, fixed or subscription compensation (5.E)
- RAUM per advisor
- $55.2MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $797,779derivedHNW RAUM over HNW clients
- Average account
- $386,899derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.7derivedItem 5.A over advisors
- Advisors per office
- 3.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +31%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed fees, commissionsreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, educational seminarsreportedItem 5.G
- Financial planning clients
- 1,000reportedItem 5.H
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$386M100%
- Individual clients
- n/areported
- HNW clients
- 484reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 998reported
- Financial planning clients
- 1,000reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, commissionsreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
7 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Stuart Kenneth Dickson | Sarasota, Fl | Jun 30, 2015 | 21 y | 1 |
| Phillip Bruce Dickson | Sarasota, Fl | Jun 30, 2015 | 18 y | 0 |
| Mark Joseph Kennedy | Sarasota, Fl | Aug 29, 2018 | 46 y | 0 |
| Gabriel Isaac Kaufmann | Sarasota, Fl | Feb 8, 2022 | 10 y | 1 |
| David John Berns | Sarasota, Fl | Jul 27, 2024 | 13 y | 2 |
| Brandin Lee Swain | Sarasota, Fl | Nov 25, 2025 | 11 y | 0 |
| Thomas V Pellegrino | Sarasota, Fl | Dec 18, 2025 | 34 y | 1 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months
Left, latest
- Patrick T Quigley to Mdrn CapitalJan 13, 2025 · RIA to RIA
- Christopher Michael Bostick to Raymond James Financial Services Advisors, IncFeb 3, 2022 · RIA to affiliated broker-dealer or bank
- Peter Anthony Emmanuel to Jaffe Tilchin Investment Partners, LLCJan 12, 2017 · Other
Joined, latest
- Thomas V Pellegrino from Equitable Advisors, LLCDec 18, 2025 · Affiliated broker-dealer or bank to independent RIA
- David John Berns from Bison Wealth, LLCJul 27, 2024 · RIA to RIA
- Gabriel Isaac Kaufmann from Monorail Securities LLCFeb 8, 2022 · RIA to RIA
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Bruce Phillip Dickson · Managing Membercontrolsince 01/2016 · owns 50% to 75%
- Kenneth Stuart Dickson · Managing Membercontrolsince 04/2015 · owns 50% to 75%
- Joseph Gery Sadzewicz · Chief Compliance Officersince 09/2021 · owns less than 5%
Related persons
Schedule D 7.A
- Monorail Securities LLCinvestment advisernRAUM $389M
- Vimvest Advisors LLCreal estaten
Advisers that list Hd Money, Inc. as a related person
- 285309 n
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Sarasota, Fl · principal | 7 | 2 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Sarasota, FL1 employees
- St. Petersburg, FL1 employees
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- custody status changedChange between filings · filing Mar 31, 2026custody of client assets (Item 9.A): yes on the filing of 2025-07-09, no on the filing of 2026-03-31peers: independent wealth managers, $100M to $500M (5,676)
- HNW share shiftChange between filings · filing Mar 31, 2026HNW share of RAUM moved from 61.0% to 100.0% between the annual amendments of 2025-03-31 and 2026-03-31peers: independent wealth managers, $100M to $500M (5,676)
What changed
consecutive filings, newest first
- Accounts · 960 to 998Jul 9, 2025 to Mar 31, 2026
- HNW clients · 183 to 484Jul 9, 2025 to Mar 31, 2026
- Individual clients · 288.0 to unsetJul 9, 2025 to Mar 31, 2026
- Assets in custody · 225890000.0 to unsetJul 9, 2025 to Mar 31, 2026
- Custody of client assets · true to falseJul 9, 2025 to Mar 31, 2026
- Employees · 10 to 12Jul 9, 2025 to Mar 31, 2026
- Discretionary RAUM · $294M to $386MJul 9, 2025 to Mar 31, 2026
- HNW RAUM · $179M to $386MJul 9, 2025 to Mar 31, 2026
- Individual RAUM · 114852000.0 to unsetJul 9, 2025 to Mar 31, 2026
- RAUM · $294M to $386MJul 9, 2025 to Mar 31, 2026
- Financial planning clients · More than 500 to More than 500Mar 31, 2025 to Jul 9, 2025
- Accounts · 817 to 960Dec 23, 2024 to Mar 31, 2025
- Advisory employees · 5 to 4Dec 23, 2024 to Mar 31, 2025
- HNW clients · 370 to 183Dec 23, 2024 to Mar 31, 2025
- Individual clients · 0 to 288Dec 23, 2024 to Mar 31, 2025
- Financial planning clients · 251-500 to More than 500Dec 23, 2024 to Mar 31, 2025
- State-registered IARs · 5 to 4Dec 23, 2024 to Mar 31, 2025
- Other offices · 2 to 1Dec 23, 2024 to Mar 31, 2025
- Discretionary RAUM · $226M to $294MDec 23, 2024 to Mar 31, 2025
- HNW RAUM · $226M to $179MDec 23, 2024 to Mar 31, 2025
- Individual RAUM · $0 to $115MDec 23, 2024 to Mar 31, 2025
- RAUM · $226M to $294MDec 23, 2024 to Mar 31, 2025
- Accounts · 824 to 817Sep 13, 2023 to Mar 22, 2024
- Advisory employees · 6 to 5Sep 13, 2023 to Mar 22, 2024
- HNW clients · 620 to 370Sep 13, 2023 to Mar 22, 2024
- Assets in custody · $160M to $226MSep 13, 2023 to Mar 22, 2024
- Employees · 8 to 10Sep 13, 2023 to Mar 22, 2024
- State-registered IARs · 6 to 5Sep 13, 2023 to Mar 22, 2024
- Discretionary RAUM · $160M to $226MSep 13, 2023 to Mar 22, 2024
- HNW RAUM · $160M to $226MSep 13, 2023 to Mar 22, 2024
- RAUM · $160M to $226MSep 13, 2023 to Mar 22, 2024
- Commission compensation · false to trueFeb 1, 2023 to Mar 30, 2023
- Accounts · 687 to 824Nov 4, 2022 to Feb 1, 2023
- Advisory employees · 4 to 6Nov 4, 2022 to Feb 1, 2023
- Advisory activities · 4 to 3Nov 4, 2022 to Feb 1, 2023
- BD registered reps · 1 to 0Nov 4, 2022 to Feb 1, 2023
- HNW clients · 0 to 620Nov 4, 2022 to Feb 1, 2023
- Individual clients · 346 to 0Nov 4, 2022 to Feb 1, 2023
- Assets in custody · $71.0M to $160MNov 4, 2022 to Feb 1, 2023
- Employees · 12 to 8Nov 4, 2022 to Feb 1, 2023
Signals
3 dated events
- Patrick T Quigley left Hd Money, Inc. for Mdrn Capital (registered 2025-05-06)Jan 13, 2025 · Advisor changed firm · fact
- Vimvest Financial filed its initial SEC registration (Form ADV)Apr 28, 2022 · First SEC registration · fact
- Christopher Michael Bostick left Hd Money, Inc. for Raymond James Financial Services Advisors, Inc (registered 2022-04-22)Feb 3, 2022 · Advisor changed firm · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 727-371-1113reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 941-925-2121reportedpublished by the firm, firm site, Sep 15, 2026
- Website
- hdmoneyinc.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 941-925-2121reportedpublic record, Form ADV, Mar 31, 2026
- Contact form
- hdmoneyinc.com/contactreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- hdmoneyinc.com/our-teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $55.2Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026