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SEC-registered adviser

I••••••••• W••••• M••••••••• L••

Independent wealth managerMesa, ArizonaCRD 167657SEC 801-132448websiteIAPD
Latest filing Mar 2, 2026
First filing on the tape Apr 22, 2025 · 2 filings
SEC status approved since Apr 17, 2025
RAUM
$141M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
99%
$140M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$70.4M
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
2 filings and snapshots on the tape
RAUM$141M as of Mar 2, 2026
Apr 22, 2025$119M then
HNW client RAUM$94.6M as of Mar 2, 2026
Apr 22, 2025$73.8M then
State-registered IARs (5.B.3)2 as of Mar 2, 2026
Apr 22, 20252 then
Employees (5.A)2 as of Mar 2, 2026
Apr 22, 20252 then
Private funds: no history
RAUM +18% over the last fiscal yearIARs 2 to 2
Practice profile
derived from the filing of Mar 2, 2026; every figure names its basis
Archetypes, each a printed rule
  • HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
  • Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
  • Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
RAUM per advisor
$70.4MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
287derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$1.0MderivedHNW RAUM over HNW clients
Average account
$176,914derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.0derivedItem 5.A over advisors
Advisors per office
2.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
+18%derivedbetween the last two annual amendments
Advisor growth, one year
+0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year
+64%derived
Compensation
percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individualsreportedItem 5.G
Wrap fee program
$6.0MreportedItem 5.I
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • compensates persons for client referrals (8.G.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$94.6M67%
  • Individuals$45.0M32%
  • Corporations and businesses$1.2M0.8%
Individual clients
483reported
HNW clients
91reported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
796reported
Financial planning clients
1-10reported
Wrap fee programs
$0 sponsored, $0 managedreported
Custody of client assets
noreported
Compensation
% of AUM, fixed, hourlyreported
Class basis
private_client_share=0.99 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=2.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
M••• E••••• R••••••Certified Financial PlannerMesa, AzMay 8, 201339 y1
J•••• A••• R••••••Certified Financial PlannerMesa, AzMay 28, 201910 y0
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
    Every departureEvery arrival
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • R••••••• M•••• E••••• · Managing Member/Chief Compliance Officercontrol
      since 04/2013 · owns 75% or more
    Related persons
    Schedule D 7.A
    No related person reported.
    Office movement
    IAPD branch city; joins and departures in 12 months
    OfficeAdvisorsJoinedLeftTeams outForming
    Mesa, Az · principal200
    Offices
    Schedule D 1.F, the 25 largest
    No branch office listed.
    ADV anomalies
    1 against comparable advisers; where to look, not conclusions
    • client count surgeChange between filings · filing Mar 2, 2026
      individual and HNW clients (Item 5.D) moved from 351.0 to 574.0 (+64.0%) between the annual amendments of 2025-04-22 and 2026-03-02; the peer median change was +3.0% (3309 comparable advisers, 98.0th percentile of changes)
      peers: independent wealth managers, $100M to $500M (3,309) · 98% percentile
    How anomalies are measured
    What changed
    consecutive filings, newest first
    • Accounts · 740 to 796
      Apr 22, 2025 to Mar 2, 2026
    • HNW clients · 81 to 91
      Apr 22, 2025 to Mar 2, 2026
    • Individual clients · 270 to 483
      Apr 22, 2025 to Mar 2, 2026
    • Financial planning clients · 11-25 to 1-10
      Apr 22, 2025 to Mar 2, 2026
    • Discretionary RAUM · $119M to $141M
      Apr 22, 2025 to Mar 2, 2026
    • HNW RAUM · $73.8M to $94.6M
      Apr 22, 2025 to Mar 2, 2026
    • Individual RAUM · $44.3M to $45.0M
      Apr 22, 2025 to Mar 2, 2026
    • RAUM · $119M to $141M
      Apr 22, 2025 to Mar 2, 2026
    • Wrap assets (sponsor) · $5.7M to $0
      Apr 22, 2025 to Mar 2, 2026
    Signals
    No event on the tape.
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    How to reach
    public business contact points only, each with its source
    Business email
    c•••••••••@i•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
    Business email
    j••••••@i•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
    Business email
    t••••••••@i•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
    Business phone
    480-776-3511reportedpublished by the firm, firm site, Sep 16, 2026
    Business phone
    480-776-3560reportedpublished by the firm, firm site, Sep 16, 2026
    Business phone
    602-568-6418reportedpublished by the firm, firm site, Sep 16, 2026
    Website
    I•••••••••WEALTH.COMreportedpublic record, Form ADV, Sep 21, 2026
    Principal office phone
    480-776-3511reportedpublic record, Form ADV, Mar 2, 2026
    Team page
    i•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Independent wealth managerderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    $70.4Mderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026