DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Blue Sky Asset Management, LLC
Latest filing Mar 30, 2026
First filing on the tape Apr 26, 2013 · 31 filings
SEC status approved since May 29, 2013
RAUM
$98.6M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$98.6M
derived; firm RAUM over IAPD count
Employees
1
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
31 filings and snapshots on the tape
RAUM$98.6M as of Mar 30, 2026
Mar 27, 2014$150M then
HNW client RAUM$0 as of Mar 27, 2019
Mar 29, 2018$0 then
State-registered IARs (5.B.3)0 as of Mar 30, 2026
Mar 27, 20140 then
Employees (5.A)1 as of Mar 30, 2026
Mar 27, 20141 then
Private funds: no history
RAUM n/a over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
Archetypes, each a printed rule
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $98.6MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $32.9MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- otherreportedItem 5.E
- Advisory activities
- otherreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Other investment advisers$98.6M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 3reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- n/areported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- Keys Ericson Tinney from Aveo Capital Partners, LLCAug 14, 2019 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Ericson Keys Tinney · Membercontrolsince 02/2011 · owns 75% or more of Aveo Capital Holdings, LLC
- John Andy Armstrong · Chief Compliance Officersince 05/2018 · owns less than 5%
Entity owners
- Aveo Capital Holdings, LLC · Ownerdirect · owns 75% or more
Related persons
Schedule D 7.A
- Aveo Capital Partners, LLCinvestment advisernRAUM $1.6B
Advisers that list Blue Sky Asset Management, LLC as a related person
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Discretionary RAUM · $102M to $98.6MOct 16, 2025 to Mar 30, 2026
- RAUM · $102M to $98.6MOct 16, 2025 to Mar 30, 2026
- Related adviser · true to falseOct 16, 2025 to Mar 30, 2026
- Accounts · 0 to 3Mar 10, 2025 to Oct 16, 2025
- Financial planning clients · 0 to 0Mar 10, 2025 to Oct 16, 2025
- Discretionary RAUM · $0 to $102MMar 10, 2025 to Oct 16, 2025
- RAUM · $0 to $102MMar 10, 2025 to Oct 16, 2025
- Accounts · unset to 0.0Mar 13, 2024 to Jan 9, 2025
- Discretionary RAUM · unset to 0.0Mar 13, 2024 to Jan 9, 2025
- Non-discretionary RAUM · unset to 0.0Mar 13, 2024 to Jan 9, 2025
- RAUM · unset to 0.0Mar 13, 2024 to Jan 9, 2025
- Advisory employees · 0 to 1Mar 23, 2021 to Mar 11, 2022
- BD registered reps · 1 to 0Mar 23, 2021 to Mar 11, 2022
- HQ city · GREENWOOD VILLAGE to ENGLEWOODMar 23, 2021 to Mar 11, 2022
- Accounts · 3022.0 to unsetJun 26, 2020 to Mar 23, 2021
- Employees · 3 to 1Jun 26, 2020 to Mar 23, 2021
- Discretionary RAUM · 398139731.0 to unsetJun 26, 2020 to Mar 23, 2021
- Non-discretionary RAUM · 0.0 to unsetJun 26, 2020 to Mar 23, 2021
- RAUM · 398139731.0 to unsetJun 26, 2020 to Mar 23, 2021
- Accounts · unset to 3022.0Oct 23, 2019 to Mar 10, 2020
- Employees · 2 to 3Oct 23, 2019 to Mar 10, 2020
- Other offices · 1 to 0Oct 23, 2019 to Mar 10, 2020
- Discretionary RAUM · unset to 398139731.0Oct 23, 2019 to Mar 10, 2020
- Non-discretionary RAUM · unset to 0.0Oct 23, 2019 to Mar 10, 2020
- RAUM · unset to 398139731.0Oct 23, 2019 to Mar 10, 2020
- Accounts · 1444.0 to unsetAug 12, 2019 to Oct 23, 2019
- Advisory activities · 3 to 1Aug 12, 2019 to Oct 23, 2019
- Charity clients · 0.0 to unsetAug 12, 2019 to Oct 23, 2019
- Corporate clients · 0.0 to unsetAug 12, 2019 to Oct 23, 2019
- HNW clients · 0.0 to unsetAug 12, 2019 to Oct 23, 2019
- Individual clients · 0.0 to unsetAug 12, 2019 to Oct 23, 2019
- Pension plan clients · 0.0 to unsetAug 12, 2019 to Oct 23, 2019
- Pooled vehicle clients · 0.0 to unsetAug 12, 2019 to Oct 23, 2019
- Employees · 3 to 2Aug 12, 2019 to Oct 23, 2019
- Discretionary RAUM · 54113193.0 to unsetAug 12, 2019 to Oct 23, 2019
- HNW RAUM · 0.0 to unsetAug 12, 2019 to Oct 23, 2019
- Individual RAUM · 0.0 to unsetAug 12, 2019 to Oct 23, 2019
- Non-discretionary RAUM · 216310707.0 to unsetAug 12, 2019 to Oct 23, 2019
- Pension RAUM · 0.0 to unsetAug 12, 2019 to Oct 23, 2019
- Pooled vehicle RAUM · 0.0 to unsetAug 12, 2019 to Oct 23, 2019
Signals
4 dated events
- Blue Sky Asset Management, Llc reported RAUM $270.4M, down 43% from $470.4M (2018-11-30 to 2019-03-27)Mar 27, 2019 · RAUM change · derived
- Mark David Varadi (Director Of Research) no longer on Schedule A of Blue Sky Asset Management, Llc (listed 2018-11-30, absent 2019-03-27)Mar 27, 2019 · Control person left · inference
- Blue Sky Asset Management, Llc reported RAUM $470.4M, up 154% from $185.1M (2017-03-23 to 2018-03-29)Mar 29, 2018 · RAUM change · derived
- Blue Sky Asset Management, Llc filed its initial SEC registration (Form ADV)Apr 26, 2013 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- BSAM.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 303-552-0945reportedpublic record, Form ADV, Mar 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- $98.6Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026