DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Consulting Services Group, LLC

Former SEC-registered adviserMemphis, TennesseeCRD 107048SEC 801-36806IAPD
Latest filing Apr 1, 2013
First filing on the tape Feb 1, 2012 · 15 filings
RAUM
$21B
reported, Item 5.F
Discretionary
0.2%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
22
17 advisory (5.B.1)
Offices
n/a
beyond the principal office
Private funds
0
reported on Schedule D
History
15 filings and snapshots on the tape
RAUM$21B as of Apr 1, 2013
Mar 29, 2012$23B then
HNW client RAUM: no history
State-registered IARs (5.B.3)6 as of Apr 1, 2013
Mar 29, 20120 then
Employees (5.A): 22
Private funds: no history
RAUM -7.0% over the last fiscal yearIARs 0 to 6
Practice profile
derived from the filing of Apr 1, 2013; every figure names its basis
RAUM per advisor
$3.5BderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$332MderivedRAUM over accounts (5.F.2.f)
Discretionary
0.2%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
3.7derivedItem 5.A over advisors
Advisors per office
6.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
-7.0%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, fixed fees, performance-basedreportedItem 5.E
Advisory activities
portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisers, otherreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
63reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixed, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Joined, latest
Every departureEvery arrival
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • Slocum Miles Fortas · Chief Compliance Officercontrol
    since 07/2010 · owns less than 5%
  • L Brian Jones · Presidentcontrol
    since 06/2003 · owns less than 5%
  • Alan Robert Longfield · Chief Executive Officer / Csg Holdings, LLC/ Member-Elected Managercontrol
    since 04/2012 · owns less than 5%
  • Dominic John Canale III · Ownercontrol
    since 12/2008 · owns 50% to 75% of Canale Brothers, Inc.
  • Dominic John Canale III · Ownercontrol
    since 12/2008 · owns 75% or more of Jdc Investments, LP
  • Webster Christopher Canale · Ownercontrol
    since 12/2008 · owns 50% to 75% of Canale Brothers, Inc.
  • Webster Christopher Canale · Limited Partnercontrol
    since 12/2010 · owns 75% or more of Cwc Family, LP
Entity owners
  • Csg Holdings, LLC · Member
    direct · owns 75% or more
  • Canale Brothers, Inc. · General Partner
    indirect · owns F of Jdc Investments, LP
  • Canale Brothers, Inc. · General Partner
    indirect · owns F of Cwc Family, LP
  • Cwc Family, LP · Owner
    indirect · owns 25% to 50% of D. Canale & Co.
  • D. Canale & Co. · Member
    indirect · owns 25% to 50% of Csg Holdings, LLC
  • Jdc Investments, LP · Owner
    indirect · owns 25% to 50% of D. Canale & Co.
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
  • Accounts · 71 to 63
    Mar 12, 2013 to Apr 1, 2013
  • Advisory employees · 19 to 17
    Mar 12, 2013 to Apr 1, 2013
  • BD registered reps · 3 to 0
    Mar 12, 2013 to Apr 1, 2013
  • Commission compensation · true to false
    Mar 12, 2013 to Apr 1, 2013
  • Employees · 30 to 22
    Mar 12, 2013 to Apr 1, 2013
  • Insurance-licensed employees · 1 to 0
    Mar 12, 2013 to Apr 1, 2013
  • State-registered IARs · 7 to 6
    Mar 12, 2013 to Apr 1, 2013
  • Discretionary RAUM · $0 to $33.6M
    Mar 12, 2013 to Apr 1, 2013
  • Non-discretionary RAUM · $23B to $21B
    Mar 12, 2013 to Apr 1, 2013
  • RAUM · $23B to $21B
    Mar 12, 2013 to Apr 1, 2013
  • Related broker-dealer · true to false
    Nov 30, 2012 to Jan 8, 2013
  • Advisory employees · unset to 19.0
    Oct 2, 2012 to Nov 30, 2012
  • BD registered reps · unset to 3.0
    Oct 2, 2012 to Nov 30, 2012
  • Employees · unset to 30.0
    Oct 2, 2012 to Nov 30, 2012
  • State-registered IARs · 0 to 7
    Oct 2, 2012 to Nov 30, 2012
  • Related adviser · true to false
    Jul 19, 2012 to Jul 19, 2012
  • Related bank · true to false
    Jul 19, 2012 to Jul 19, 2012
  • Accounts · 66 to 71
    Feb 1, 2012 to Mar 29, 2012
  • Advisory activities · 6 to 5
    Feb 1, 2012 to Mar 29, 2012
  • Insurance-licensed employees · 2 to 1
    Feb 1, 2012 to Mar 29, 2012
  • Non-discretionary RAUM · $21B to $23B
    Feb 1, 2012 to Mar 29, 2012
  • RAUM · $21B to $23B
    Feb 1, 2012 to Mar 29, 2012
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
RAUM per advisor
n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026