DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Former SEC-registered adviser
Sl2 Investments LLC
Latest filing Feb 23, 2021
First filing on the tape Dec 6, 2016 · 7 filings
RAUM
$5.8M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
3
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
7 filings and snapshots on the tape
RAUM$3.8M as of Jun 28, 2020
Mar 30, 2018$40.9M then
HNW client RAUM$1.8M as of Jun 28, 2020
Mar 30, 2018$7.7M then
State-registered IARs (5.B.3)1 as of Jun 28, 2020
Mar 30, 20182 then
Employees (5.A)3 as of Jun 28, 2020
Mar 30, 20182 then
Private funds1 as of Jun 28, 2020
Mar 30, 20181 then
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Feb 23, 2021; every figure names its basis
- RAUM per advisor
- $5.8MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $479,167derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 3.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
- Custody
- $1, 1 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Other investment advisers$5.8M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 12reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- $1 for 1 clientsreported
- Compensation
- % of AUMreported
- Class basis
- absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
3 left, 0 joined in 12 months
net -3 in 12 months0 left in 90 days0 joined in 90 days4 left over 36 months
Left, latest
- Gabriel Cory Mcmennamy to Soulence Wealth ManagementMar 2, 2026 · Other
- Jacob N. Pacini to Lilliano Capital Management LLCMar 2, 2026 · Other
- Jacob Marion Martin to Soulence Wealth ManagementMar 2, 2026 · Other
- Tyler Schall to Star Wealth AdvisorsJul 23, 2025 · Other
- David T. Hatfield to Ashton Thomas Private WealthFeb 5, 2019 · RIA to RIA
Joined, latest
- Gabriel Cory Mcmennamy from Corecap AdvisorsMar 7, 2025 · Other
- Tyler Schall from Corecap AdvisorsMar 7, 2025 · Other
- Jacob Marion Martin from Corecap AdvisorsMar 7, 2025 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 2 left for Soulence Wealth ManagementMar 2, 2026 · Pleasant Grove, Ut
- 2 joined from Corecap AdvisorsMar 12, 2025 · Southfield, Mi
Private funds
2 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Phi Single Index Option Fund, LPno longer reported | Hedge Fund | $13.7M | 77 | Dec 6, 2016 |
| Tactical Index Option Fund, LP | Hedge Fund | $3.1M | 45 | Dec 6, 2016 |
Owners and control persons
Schedule A and B, latest filing
- Christopher Robert Giner · Managing Member, Chief Technology Officercontrolsince 09/2019 · owns 50% to 75%
- N. Jacob Pacini · Managing Member, Chief Compliance Officercontrolsince 03/2013 · owns 50% to 75%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Pleasant Grove, Ut | 0 | 0 | 3 | 1 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 15 to 12Jun 28, 2020 to Feb 23, 2021
- Advisory activities · 5 to 2Jun 28, 2020 to Feb 23, 2021
- HNW clients · 10.0 to unsetJun 28, 2020 to Feb 23, 2021
- Individual clients · 1.0 to unsetJun 28, 2020 to Feb 23, 2021
- Pooled vehicle clients · 1.0 to unsetJun 28, 2020 to Feb 23, 2021
- HQ city · TEMPE to PHOENIXJun 28, 2020 to Feb 23, 2021
- Private funds · 1 to unsetJun 28, 2020 to Feb 23, 2021
- Discretionary RAUM · $3.8M to $5.8MJun 28, 2020 to Feb 23, 2021
- HNW RAUM · 1750000.0 to unsetJun 28, 2020 to Feb 23, 2021
- Individual RAUM · 75000.0 to unsetJun 28, 2020 to Feb 23, 2021
- Pooled vehicle RAUM · 1.0 to unsetJun 28, 2020 to Feb 23, 2021
- RAUM · $3.8M to $5.8MJun 28, 2020 to Feb 23, 2021
- Employees · 1 to 3Sep 28, 2019 to Jun 28, 2020
- HQ city · MESA to TEMPESep 28, 2019 to Jun 28, 2020
- Business name · PACINI HATFIELD INVESTMENTS, LLC to SL2 INVESTMENTS LLCSep 16, 2019 to Sep 28, 2019
- Legal name · PACINI HATFIELD INVESTMENTS, LLC to SL2 INVESTMENTS LLCSep 16, 2019 to Sep 28, 2019
- Accounts · 52 to 15Feb 5, 2019 to Sep 16, 2019
- Advisory activities · 4 to 5Feb 5, 2019 to Sep 16, 2019
- HNW clients · 15 to 10Feb 5, 2019 to Sep 16, 2019
- Individual clients · 7 to 1Feb 5, 2019 to Sep 16, 2019
- Commission compensation · true to falseFeb 5, 2019 to Sep 16, 2019
- Assets in custody · $3.1M to $1Feb 5, 2019 to Sep 16, 2019
- Financial planning clients · 0 to 1-10Feb 5, 2019 to Sep 16, 2019
- Discretionary RAUM · $40.9M to $3.8MFeb 5, 2019 to Sep 16, 2019
- HNW RAUM · $7.7M to $1.8MFeb 5, 2019 to Sep 16, 2019
- Individual RAUM · $761,997 to $75,000Feb 5, 2019 to Sep 16, 2019
- Pooled vehicle RAUM · $3.1M to $1Feb 5, 2019 to Sep 16, 2019
- RAUM · $40.9M to $3.8MFeb 5, 2019 to Sep 16, 2019
- Advisory employees · 2 to 1Mar 30, 2018 to Feb 5, 2019
- Employees · 2 to 1Mar 30, 2018 to Feb 5, 2019
- HQ city · SCOTTSDALE to MESAMar 30, 2018 to Feb 5, 2019
- State-registered IARs · 2 to 1Mar 30, 2018 to Feb 5, 2019
- Accounts · 14 to 52Dec 6, 2016 to Mar 30, 2018
- HNW clients · unset to 15.0Dec 6, 2016 to Mar 30, 2018
- Individual clients · unset to 7.0Dec 6, 2016 to Mar 30, 2018
- Pooled vehicle clients · unset to 1.0Dec 6, 2016 to Mar 30, 2018
- Commission compensation · false to trueDec 6, 2016 to Mar 30, 2018
- Assets in custody · $13.7M to $3.1MDec 6, 2016 to Mar 30, 2018
- Financial planning clients · unset to 0Dec 6, 2016 to Mar 30, 2018
- Other offices · unset to 0.0Dec 6, 2016 to Mar 30, 2018
Signals
9 dated events
- Jacob Marion Martin left Sl2 Investments Llc for Soulence Wealth Management (registered 2026-03-03)Mar 2, 2026 · Advisor changed firm · fact
- Gabriel Cory Mcmennamy left Sl2 Investments Llc for Soulence Wealth Management (registered 2026-03-03)Mar 2, 2026 · Advisor changed firm · fact
- Jacob N. Pacini left Sl2 Investments Llc for Lilliano Capital Management Llc (registered 2026-03-05)Mar 2, 2026 · Advisor changed firm · fact
- 2 advisors left Sl2 Investments LLC (Pleasant Grove, UT) for Soulence Wealth Management on the same dayMar 2, 2026 · Team lift-out · derived
- Tyler Schall left Sl2 Investments Llc for Star Wealth Advisors (registered 2026-01-19)Jul 23, 2025 · Advisor changed firm · fact
- 2 advisors left Corecap Advisors (Southfield, MI) for Sl2 Investments LLC on the same dayMar 12, 2025 · Team lift-out · derived
- Christopher Robert Giner (Managing Member, Chief Technology Officer) appeared on Schedule A of Sl2 Investments LlcSep 28, 2019 · Control person joined · fact
- T. David Hatfield (Managing Member, Chief Compliance Officer) no longer on Schedule A of Sl2 Investments Llc (listed 2018-03-30, absent 2019-02-05)Feb 5, 2019 · Control person left · inference
- Pacini Hatfield Investments, Llc filed its initial SEC registration (Form ADV)Dec 6, 2016 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026