DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
K•••• W••••• P•••••••••
Legal name T•• A•••••••• L••
Latest filing Jul 24, 2026
First filing on the tape Apr 15, 2020 · 26 filings
SEC status approved since May 15, 2020
RAUM
$308M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
90%
$279M individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$77.0M
derived; firm RAUM over IAPD count
Employees
8
4 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
26 filings and snapshots on the tape
RAUM$308M as of Jul 24, 2026
Mar 18, 2021$136M then
HNW client RAUM$204M as of Jul 24, 2026
Mar 18, 2021$90.5M then
State-registered IARs (5.B.3)4 as of Jul 24, 2026
Mar 18, 20213 then
Employees (5.A)8 as of Jul 24, 2026
Mar 18, 20216 then
Private funds: no history
RAUM +13% over the last fiscal year+18% a year over threeIARs 4 to 4
Practice profile
derived from the filing of Jul 24, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $77.0MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 80derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.8MderivedHNW RAUM over HNW clients
- Average account
- $348,043derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 9.6%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.0derivedItem 5.A over advisors
- Advisors per office
- 2.0derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +13%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +2.2%derived
- Compensation
- percentage of assets, hourly, otherreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consultingreportedItem 5.G
- Custody
- $78.2M, 143 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$204M66%
- Individuals$74.5M24%
- Charitable organizations$26.1M8.5%
- Pension and profit-sharing plans$3.4M1.1%
- Individual clients
- 205reported
- HNW clients
- 116reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 885reported
- Financial planning clients
- 51-100reported
- Wrap fee programs
- noreported
- Custody of client assets
- $78.2M for 143 clientsreported
- Compensation
- % of AUM, hourlyreported
- Class basis
- private_client_share=0.9 fund_share=0.0 institutional_share=0.1 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
4 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| W••••• M•••••• K••••Certified Financial Planner | Valparaiso, In | Nov 1, 2013 | 26 y | 3 |
| R••• A•••• K•••• | Valparaiso, In | Nov 1, 2013 | 17 y | 2 |
| E••• M•••••• B••••• | Valparaiso, In | Jun 4, 2024 | 10 y | 1 |
| D••• S•••••• V•••••• | Valparaiso, In | Mar 7, 2025 | 11 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months
Left, latest
- M••• R••••••• to D•••• F••••••••Dec 19, 2024 · RIA to a state-registered adviser
Joined, latest
- E••• M•••••• B••••• from P•••••••• S••••••••• I•••Jun 4, 2024 · Affiliated broker-dealer or bank to independent RIA
- M••• R••••••• from E••••• J••••Apr 23, 2019 · Affiliated broker-dealer or bank to independent RIA
- W••••• M•••••• K•••• from L•• F•••••••• L••Nov 1, 2013 · Other
- R••• A•••• K•••• from L•• F•••••••• L••Nov 1, 2013 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- K••••• S••••• E•••••••• · Chief Financial Officercontrolsince 11/2014 · owns less than 5%
- K••••• W•••••• M•••••• · Managing Member/Chief Executive Offer//Chief Compliance Officercontrolsince 09/2013 · owns 75% or more
- M••••• M••••• M•• · Chief Operations Officercontrolsince 12/2021 · owns less than 5%
- K••••• W•••••• M•••••• · Sole Trusteecontrolsince 04/2023 · owns 75% or more of W••••• M• K•••• R•••••••• T•••• D•••• A•••• 5• 2•••
Entity owners
- W••••• M• K•••• R•••••••• T•••• D•••• A•••• 5• 2••• · Ownerdirect · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Valparaiso, In · principal | 4 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
What changed
consecutive filings, newest first
- Accounts · 862 to 885Mar 17, 2025 to Mar 7, 2026
- HNW clients · 119 to 116Mar 17, 2025 to Mar 7, 2026
- Individual clients · 195 to 205Mar 17, 2025 to Mar 7, 2026
- Assets in custody · $38.5M to $78.2MMar 17, 2025 to Mar 7, 2026
- Discretionary RAUM · $272M to $308MMar 17, 2025 to Mar 7, 2026
- HNW RAUM · $185M to $204MMar 17, 2025 to Mar 7, 2026
- Individual RAUM · $58.6M to $74.5MMar 17, 2025 to Mar 7, 2026
- Pension RAUM · $2.9M to $3.4MMar 17, 2025 to Mar 7, 2026
- RAUM · $272M to $308MMar 17, 2025 to Mar 7, 2026
- Accounts · 727 to 862Oct 7, 2024 to Mar 17, 2025
- HNW clients · 117 to 119Oct 7, 2024 to Mar 17, 2025
- Individual clients · 152 to 195Oct 7, 2024 to Mar 17, 2025
- Assets in custody · $35.5M to $38.5MOct 7, 2024 to Mar 17, 2025
- Financial planning clients · 26-50 to 51-100Oct 7, 2024 to Mar 17, 2025
- Discretionary RAUM · $223M to $272MOct 7, 2024 to Mar 17, 2025
- HNW RAUM · $162M to $185MOct 7, 2024 to Mar 17, 2025
- Individual RAUM · $41.5M to $58.6MOct 7, 2024 to Mar 17, 2025
- Pension RAUM · $2.7M to $2.9MOct 7, 2024 to Mar 17, 2025
- RAUM · $223M to $272MOct 7, 2024 to Mar 17, 2025
- Advisory employees · 3 to 4Mar 8, 2024 to May 30, 2024
- Employees · 6 to 8Mar 8, 2024 to May 30, 2024
- State-registered IARs · 3 to 4Mar 8, 2024 to May 30, 2024
- Other offices · 0 to 1Mar 8, 2024 to May 30, 2024
- Accounts · 695 to 727Nov 13, 2023 to Mar 6, 2024
- HNW clients · 116 to 117Nov 13, 2023 to Mar 6, 2024
- Assets in custody · $43.6M to $35.5MNov 13, 2023 to Mar 6, 2024
- Employees · 5 to 6Nov 13, 2023 to Mar 6, 2024
- Financial planning clients · 101-250 to 26-50Nov 13, 2023 to Mar 6, 2024
- Discretionary RAUM · $189M to $223MNov 13, 2023 to Mar 6, 2024
- HNW RAUM · $136M to $162MNov 13, 2023 to Mar 6, 2024
- Individual RAUM · $36.6M to $41.5MNov 13, 2023 to Mar 6, 2024
- Pension RAUM · $2.3M to $2.7MNov 13, 2023 to Mar 6, 2024
- RAUM · $189M to $223MNov 13, 2023 to Mar 6, 2024
- Accounts · 651 to 695Dec 12, 2022 to Mar 21, 2023
- HNW clients · 104 to 116Dec 12, 2022 to Mar 21, 2023
- Individual clients · 164 to 152Dec 12, 2022 to Mar 21, 2023
- Assets in custody · $25.4M to $43.6MDec 12, 2022 to Mar 21, 2023
- Employees · 6 to 5Dec 12, 2022 to Mar 21, 2023
- Financial planning clients · 11-25 to 101-250Dec 12, 2022 to Mar 21, 2023
- Discretionary RAUM · $181M to $189MDec 12, 2022 to Mar 21, 2023
Signals
3 dated events
- M••• R••••••• left K•••• W••••• P••••••••• for D•••• F•••••••• (registered 2025-02-11)Dec 19, 2024 · Advisor changed firm · fact
- May Megan Myers (Chief Operations Officer) appeared on Schedule A of K•••• W••••• P•••••••••Nov 4, 2022 · Control person joined · fact
- K•••• W••••• P••••••••• filed its initial SEC registration (Form ADV)Apr 15, 2020 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/kotyswealthprofessionalsreportedpublic record, Form ADV, Sep 18, 2026
- Website
- K••••WEALTHPRO.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 219-465-6924reportedpublic record, Form ADV, Jul 24, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $77.0Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026