DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
S••••••••• A•••••••• L••
Latest filing Aug 7, 2026
First filing on the tape Jun 25, 2013 · 12 filings
SEC status approved since Apr 2, 2026
RAUM
$124M
reported, Item 5.F
Discretionary
95%
of RAUM
Private clients
98%
$122M individuals and HNW
Advisors
5
registered through the firm on IAPD
RAUM per advisor
$24.9M
derived; firm RAUM over IAPD count
Employees
5
5 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
12 filings and snapshots on the tape
RAUM$124M as of Aug 7, 2026
Mar 31, 2015$7.8M then
HNW client RAUM$97.4M as of Aug 7, 2026
Apr 10, 2026$97.4M then
State-registered IARs (5.B.3)5 as of Aug 7, 2026
Mar 31, 20140 then
Employees (5.A)5 as of Aug 7, 2026
Mar 31, 20141 then
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Aug 7, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $24.9MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 53derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.8MderivedHNW RAUM over HNW clients
- Average account
- $259,697derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 95%derivedof RAUM
- Institutional
- 0.1%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 5.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$97.4M78%
- Individuals$24.9M20%
- Corporations and businesses$1.9M1.6%
- Charitable organizations$129,0990.1%
- Individual clients
- 209reported
- HNW clients
- 54reported
- Pension plan clients
- 0reported
- Charitable clients
- 2reported
- Accounts
- 479reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.98 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
5 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| K•••• A••• W••••••Chartered Financial Analyst | Grand Rapids, Mi | Sep 10, 2014 | 12 y | 0 |
| T••••• A••••• B•••• | Grand Rapids, Mi | Jun 29, 2022 | 16 y | 1 |
| M•••••• E• O•••••••• | Grand Rapids, Mi | Apr 30, 2024 | 11 y | 1 |
| S••••• W•••••• V•••• | Grand Rapids, Mi | Nov 7, 2024 | 15 y | 0 |
| I•• R•••••••• | Grand Rapids, Mi | Aug 6, 2026 | 10 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- C•••••• T••••• S••••• to P•••••• A•••••• G••••• L••Jun 28, 2016 · Other
Joined, latest
- M•••••• E• O•••••••• from M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Apr 30, 2024 · Other
- T••••• A••••• B•••• from F•••• T•••• S••••••••• I•••Jun 29, 2022 · Other
- C•••••• T••••• S••••• from P•• W••••• M•••••••••Oct 16, 2014 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- B••••• T•••••• A• · Managing Member & Chief Compliance Officercontrolsince 08/2014 · owns less than 5%
- B••••• T•••••• A• · Ownercontrolsince 08/2014 · owns 75% or more of S••••••••• H•••••••• I•••
Entity owners
- S••••••••• H•••••••• I••• · Ownerdirect · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Grand Rapids, Mi · principal | 5 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Advisory employees · 4 to 5Apr 10, 2026 to Aug 7, 2026
- State-registered IARs · 4 to 5Apr 10, 2026 to Aug 7, 2026
- Pooled vehicle clients · unset to 0.0Jun 20, 2016 to Apr 10, 2026
- Accounts · 35 to 479Jun 20, 2016 to Apr 10, 2026
- Advisory employees · 2 to 4Jun 20, 2016 to Apr 10, 2026
- BD registered reps · 1 to 0Jun 20, 2016 to Apr 10, 2026
- Charity clients · unset to 2.0Jun 20, 2016 to Apr 10, 2026
- Corporate clients · unset to 3.0Jun 20, 2016 to Apr 10, 2026
- HNW clients · unset to 54.0Jun 20, 2016 to Apr 10, 2026
- Individual clients · unset to 209.0Jun 20, 2016 to Apr 10, 2026
- Pension plan clients · unset to 0.0Jun 20, 2016 to Apr 10, 2026
- Assets in custody · unset to 0.0Jun 20, 2016 to Apr 10, 2026
- Employees · 3 to 5Jun 20, 2016 to Apr 10, 2026
- Financial planning clients · 1-10 to 0Jun 20, 2016 to Apr 10, 2026
- State-registered IARs · 0 to 4Jun 20, 2016 to Apr 10, 2026
- Other offices · unset to 0.0Jun 20, 2016 to Apr 10, 2026
- Discretionary RAUM · $18.0M to $118MJun 20, 2016 to Apr 10, 2026
- HNW RAUM · unset to 97449034.0Jun 20, 2016 to Apr 10, 2026
- Individual RAUM · unset to 24876878.0Jun 20, 2016 to Apr 10, 2026
- Non-discretionary RAUM · $0 to $6.6MJun 20, 2016 to Apr 10, 2026
- Pension RAUM · unset to 0.0Jun 20, 2016 to Apr 10, 2026
- Pooled vehicle RAUM · unset to 0.0Jun 20, 2016 to Apr 10, 2026
- RAUM · $18.0M to $124MJun 20, 2016 to Apr 10, 2026
- Related insurance company · true to falseJan 15, 2016 to Jun 20, 2016
- Accounts · 22 to 35Mar 31, 2015 to Jan 15, 2016
- Employees · 4 to 3Mar 31, 2015 to Jan 15, 2016
- Financial planning clients · 11-25 to 1-10Mar 31, 2015 to Jan 15, 2016
- State-registered IARs · 3 to 0Mar 31, 2015 to Jan 15, 2016
- Discretionary RAUM · $7.8M to $18.0MMar 31, 2015 to Jan 15, 2016
- RAUM · $7.8M to $18.0MMar 31, 2015 to Jan 15, 2016
- Accounts · 0 to 22Mar 18, 2015 to Mar 31, 2015
- Advisory employees · 3 to 2Mar 18, 2015 to Mar 31, 2015
- BD registered reps · 3 to 1Mar 18, 2015 to Mar 31, 2015
- Financial planning clients · 0 to 11-25Mar 18, 2015 to Mar 31, 2015
- Discretionary RAUM · $0 to $7.8MMar 18, 2015 to Mar 31, 2015
- RAUM · $0 to $7.8MMar 18, 2015 to Mar 31, 2015
- Business name · T••••••• A•••••• 7• L•• to S••••••••• A•••••••• L••Aug 29, 2014 to Oct 14, 2014
- Legal name · T••••••• A•••••• 7• L•• to S••••••••• A•••••••• L••Aug 29, 2014 to Oct 14, 2014
- Accounts · unset to 0.0Mar 31, 2014 to Aug 29, 2014
- Advisory employees · 0 to 3Mar 31, 2014 to Aug 29, 2014
Signals
1 dated events
- T••••••• A•••••• 7• L•• filed its initial SEC registration (Form ADV)Jun 25, 2013 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- a•••••@s•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business email
- m••••••@s•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business email
- s••@s•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 616-433-6006reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/company/streamsong-advisorsreportedpublic record, Form ADV, Sep 19, 2026
- Website
- S•••••••••A••••••S.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- (616) 433-6006reportedpublic record, Form ADV, Aug 7, 2026
- Contact form
- s•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
- Team page
- s•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $24.9Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026