DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
M•• F••••••••
Legal name M••••••• B•••• R••••••• F••••••••• I•••
Latest filing Mar 20, 2026
First filing on the tape Jul 17, 2013 · 27 filings
SEC status approved since Jul 29, 2013
RAUM
$956M
reported, Item 5.F
Discretionary
81%
of RAUM
Private clients
100%
$956M individuals and HNW
Advisors
6
registered through the firm on IAPD
RAUM per advisor
$159M
derived; firm RAUM over IAPD count
Employees
10
6 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
27 filings and snapshots on the tape
RAUM$956M as of Mar 20, 2026
Mar 28, 2014$444M then
HNW client RAUM$873M as of Mar 20, 2026
Mar 28, 2018$493M then
State-registered IARs (5.B.3)5 as of Mar 20, 2026
Mar 28, 20145 then
Employees (5.A)10 as of Mar 20, 2026
Mar 28, 20149 then
Private funds: no history
RAUM +10% over the last fiscal year+12% a year over threeIARs 5 to 5
Practice profile
derived from the filing of Mar 20, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $159MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 80derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.8MderivedHNW RAUM over HNW clients
- Average account
- $630,864derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 81%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.7derivedItem 5.A over advisors
- Advisors per office
- 6.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +10%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +7.1%derived
- Compensation
- percentage of assets, hourly, fixed fees, performance-basedreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$873M91%
- Individuals$83.5M8.7%
- Individual clients
- 248reported
- HNW clients
- 232reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 1,516reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourly, performancereported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
6 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| S••••• R•••••••Chartered Financial Analyst | Houston, Tx | Jul 29, 2013 | 19 y | 2 |
| A••••• B•••••• B•••• | Houston, Tx | Jul 29, 2013 | 35 y | 2 |
| M••• K•••••• M•••••••Certified Financial Planner | Houston, Tx | Jul 29, 2013 | 34 y | 3 |
| D••••• J•••• B••••• | Houston, Tx | Nov 18, 2013 | 40 y | 2 |
| C••••••••• G••••• D••••Certified Financial Planner | Houston, Tx | Mar 25, 2015 | 14 y | 1 |
| J••• B•••••• B•••• | Houston, Tx | Dec 5, 2025 | 15 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- C•••• M••••• B••••••• to P•••••• W••••• M••••••••• I•••Mar 29, 2016 · Other
Joined, latest
- C••••••••• G••••• D•••• from W••••• J•••••• W•••••Mar 25, 2015 · Other
- D••••• J•••• B••••• from W••••• J•••••• W•••••Nov 18, 2013 · Other
- A••••• B•••••• B•••• from F•• S••••••••• C•••••••••Jul 29, 2013 · Other
- M••• K•••••• M••••••• from F•• S••••••••• C•••••••••Jul 29, 2013 · Other
- S••••• R••••••• from P•• M•••••• A•••••• S••••••••• I•••Jul 29, 2013 · Other
- C•••• M••••• B••••••• from F•• S••••••••• C•••••••••Jul 29, 2013 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- B•••••• D•••••• J•••• · Principalcontrolsince 01/2015 · owns 25% to 50%
- B••••• A•••••• B•••••• · Principalcontrolsince 09/2011 · owns 25% to 50%
- M•••••••• M•••• K•••••• · Principalcontrolsince 09/2011 · owns 25% to 50%
- R•••••••• S••••• · Principal, Chief Compliance Officercontrolsince 09/2011 · owns 25% to 50%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Houston, Tx · principal | 6 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 1,396 to 1,516Mar 21, 2025 to Mar 20, 2026
- HNW clients · 215 to 232Mar 21, 2025 to Mar 20, 2026
- Individual clients · 233 to 248Mar 21, 2025 to Mar 20, 2026
- Discretionary RAUM · $693M to $773MMar 21, 2025 to Mar 20, 2026
- HNW RAUM · $785M to $873MMar 21, 2025 to Mar 20, 2026
- Individual RAUM · $82.7M to $83.5MMar 21, 2025 to Mar 20, 2026
- Non-discretionary RAUM · $175M to $183MMar 21, 2025 to Mar 20, 2026
- RAUM · $868M to $956MMar 21, 2025 to Mar 20, 2026
- Accounts · 1,357 to 1,396Mar 15, 2024 to Mar 21, 2025
- Advisory employees · 5 to 6Mar 15, 2024 to Mar 21, 2025
- HNW clients · 200 to 215Mar 15, 2024 to Mar 21, 2025
- Individual clients · 240 to 233Mar 15, 2024 to Mar 21, 2025
- Financial planning clients · 1-10 to 1-10Mar 15, 2024 to Mar 21, 2025
- Discretionary RAUM · $616M to $693MMar 15, 2024 to Mar 21, 2025
- HNW RAUM · $701M to $785MMar 15, 2024 to Mar 21, 2025
- Individual RAUM · $83.7M to $82.7MMar 15, 2024 to Mar 21, 2025
- Non-discretionary RAUM · $168M to $175MMar 15, 2024 to Mar 21, 2025
- RAUM · $784M to $868MMar 15, 2024 to Mar 21, 2025
- Accounts · 1,248 to 1,357Mar 22, 2023 to Mar 15, 2024
- HNW clients · 184 to 200Mar 22, 2023 to Mar 15, 2024
- Individual clients · 229 to 240Mar 22, 2023 to Mar 15, 2024
- Employees · 9 to 10Mar 22, 2023 to Mar 15, 2024
- Discretionary RAUM · $549M to $616MMar 22, 2023 to Mar 15, 2024
- HNW RAUM · $605M to $701MMar 22, 2023 to Mar 15, 2024
- Individual RAUM · $77.7M to $83.7MMar 22, 2023 to Mar 15, 2024
- Non-discretionary RAUM · $133M to $168MMar 22, 2023 to Mar 15, 2024
- RAUM · $682M to $784MMar 22, 2023 to Mar 15, 2024
- Accounts · 1,207 to 1,248Mar 31, 2022 to Mar 22, 2023
- HNW clients · 205 to 184Mar 31, 2022 to Mar 22, 2023
- Individual clients · 185 to 229Mar 31, 2022 to Mar 22, 2023
- Pension plan clients · 6.0 to unsetMar 31, 2022 to Mar 22, 2023
- Commission compensation · true to falseMar 31, 2022 to Mar 22, 2023
- Assets in custody · 524775191.0 to unsetMar 31, 2022 to Mar 22, 2023
- Custody of client assets · true to falseMar 31, 2022 to Mar 22, 2023
- Discretionary RAUM · $658M to $549MMar 31, 2022 to Mar 22, 2023
- HNW RAUM · $735M to $605MMar 31, 2022 to Mar 22, 2023
- Individual RAUM · $65.4M to $77.7MMar 31, 2022 to Mar 22, 2023
- Non-discretionary RAUM · $153M to $133MMar 31, 2022 to Mar 22, 2023
- Pension RAUM · 10332355.0 to unsetMar 31, 2022 to Mar 22, 2023
- RAUM · $810M to $682MMar 31, 2022 to Mar 22, 2023
Signals
1 dated events
- M••••••• B•••• R••••••• F••••••••• I••• filed its initial SEC registration (Form ADV)Jul 17, 2013 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- debbie@mbrfinancial.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- janet@mbrfinancial.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- nihita@mbrfinancial.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 832-667-8787reportedpublished by the firm, firm site, Sep 15, 2026
- Website
- H•••••••••reportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 832-667-8787reportedpublic record, Form ADV, Mar 20, 2026
- Contact form
- mbrfinancial.com/contact-usreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- mbrfinancial.com/who-we-are/our-teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $159Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026