DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
O•••••••
Legal name O••••••• C••••••• I•••
Latest filing Mar 3, 2026
First filing on the tape Apr 30, 2021 · 13 filings
SEC status approved since Jun 1, 2021
RAUM
$297M
reported, Item 5.F
Discretionary
98%
of RAUM
Private clients
79%
$234M individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$74.3M
derived; firm RAUM over IAPD count
Employees
7
5 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
13 filings and snapshots on the tape
RAUM$297M as of Mar 3, 2026
Feb 25, 2022$159M then
HNW client RAUM$207M as of Mar 3, 2026
Feb 25, 2022$119M then
State-registered IARs (5.B.3)5 as of Mar 3, 2026
Feb 25, 20225 then
Employees (5.A)7 as of Mar 3, 2026
Feb 25, 20226 then
Private funds: no history
RAUM +16% over the last fiscal year+20% a year over threeIARs 3 to 5
Practice profile
derived from the filing of Mar 3, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- RAUM per advisor
- $74.3MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 52derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.6MderivedHNW RAUM over HNW clients
- Average account
- $223,355derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 98%derivedof RAUM
- Institutional
- 18%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.8derivedItem 5.A over advisors
- Advisors per office
- 4.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +16%derivedbetween the last two annual amendments
- Advisor growth, one year
- +67%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +52%derived
- Compensation
- percentage of assets, hourly, fixed fees, otherreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, selection of other advisers, otherreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$207M70%
- Pension and profit-sharing plans$52.8M18%
- Individuals$27.7M9.3%
- Corporations and businesses$9.9M3.3%
- Individual clients
- 127reported
- HNW clients
- 80reported
- Pension plan clients
- 38reported
- Charitable clients
- n/areported
- Accounts
- 1,330reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.79 fund_share=0.0 institutional_share=0.18 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
4 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| K••••••• D••• B•••••••••Certified Financial Planner | Tampa, Fl | Nov 26, 2013 | 14 y | 1 |
| G•••••• M•••••• D••••••••Certified Financial Planner | Tampa, Fl | Jan 28, 2014 | 19 y | 1 |
| J•••• C••••••• D•• | Tampa, Fl | Mar 27, 2015 | 23 y | 2 |
| M••••• R••• D••••Certified Financial Planner | Tampa, Fl | Feb 21, 2025 | 11 y | 0 |
Advisor movement
1 left, 0 joined in 12 months
net -1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 25% of current headcount1 left over 36 months
Left, latest
- B•••••••• D••• M•••••• to F••••• I•••••••••Mar 23, 2026 · RIA to RIA
- R•••• B••••• S•••• to N••••• F•••••••• • T•• P•••••••Jun 12, 2023 · RIA to a state-registered adviser
Joined, latest
- J•••• C••••••• D•• from W•••• F•••• A•••••••Mar 27, 2015 · Wirehouse to independent RIA
- G•••••• M•••••• D•••••••• from L•• F•••••••• L••Jan 28, 2014 · Other
- K••••••• D••• B••••••••• from L•• F•••••••• L••Nov 26, 2013 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- B••••••••• K•••••••• D••• · Chief Operations Officer/Chief Retirement Plans Officercontrolsince 12/2018 · owns 10% to 25%
- D••••••••• G••••••• M•••••• · Chief Of Strategy/Principal/Ccocontrolsince 05/2009 · owns 75% or more
- D••• J••••• C••••••• · Chief Investment Officer/Managing Directorcontrolsince 03/2015 · owns 10% to 25%
Related persons
Schedule D 7.A
- O••••••• F•••••••• G••••• I•••real estaten
- O••••••• T•• • A•••••••••insurancen
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Tampa, Fl · principal | 4 | 0 | 1 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- account count surgeChange between filings · filing Mar 3, 2026accounts (Item 5.F.2.f) moved from 610.0 to 1,330.0 (+118.0%) between the annual amendments of 2025-03-15 and 2026-03-03; the peer median change was +5.0% (3686 comparable advisers, 98.0th percentile of changes)peers: independent wealth managers, $100M to $500M (3,686) · 98% percentile
- client count surgeChange between filings · filing Mar 3, 2026individual and HNW clients (Item 5.D) moved from 136.0 to 207.0 (+52.0%) between the annual amendments of 2025-03-15 and 2026-03-03; the peer median change was +3.0% (3309 comparable advisers, 97.0th percentile of changes)peers: independent wealth managers, $100M to $500M (3,309) · 97% percentile
What changed
consecutive filings, newest first
- Accounts · 610 to 1,330Sep 2, 2025 to Mar 3, 2026
- Advisory employees · 3 to 5Sep 2, 2025 to Mar 3, 2026
- Corporate clients · 11 to 12Sep 2, 2025 to Mar 3, 2026
- HNW clients · 73 to 80Sep 2, 2025 to Mar 3, 2026
- Individual clients · 63 to 127Sep 2, 2025 to Mar 3, 2026
- Pension plan clients · 26 to 38Sep 2, 2025 to Mar 3, 2026
- Financial planning clients · 11-25 to 1-10Sep 2, 2025 to Mar 3, 2026
- State-registered IARs · 3 to 5Sep 2, 2025 to Mar 3, 2026
- Discretionary RAUM · $251M to $292MSep 2, 2025 to Mar 3, 2026
- HNW RAUM · $185M to $207MSep 2, 2025 to Mar 3, 2026
- Individual RAUM · $25.3M to $27.7MSep 2, 2025 to Mar 3, 2026
- Non-discretionary RAUM · $5.3M to $5.5MSep 2, 2025 to Mar 3, 2026
- Pension RAUM · $38.3M to $52.8MSep 2, 2025 to Mar 3, 2026
- RAUM · $256M to $297MSep 2, 2025 to Mar 3, 2026
- Accounts · 604 to 610Jun 11, 2024 to Mar 15, 2025
- Corporate clients · 14 to 11Jun 11, 2024 to Mar 15, 2025
- HNW clients · 70 to 73Jun 11, 2024 to Mar 15, 2025
- Individual clients · 74 to 63Jun 11, 2024 to Mar 15, 2025
- Pension plan clients · 41 to 26Jun 11, 2024 to Mar 15, 2025
- Employees · 6 to 7Jun 11, 2024 to Mar 15, 2025
- Financial planning clients · 11-25 to 11-25Jun 11, 2024 to Mar 15, 2025
- Discretionary RAUM · $214M to $251MJun 11, 2024 to Mar 15, 2025
- HNW RAUM · $147M to $185MJun 11, 2024 to Mar 15, 2025
- Individual RAUM · $19.0M to $25.3MJun 11, 2024 to Mar 15, 2025
- Non-discretionary RAUM · $2.3M to $5.3MJun 11, 2024 to Mar 15, 2025
- Pension RAUM · $36.6M to $38.3MJun 11, 2024 to Mar 15, 2025
- RAUM · $217M to $256MJun 11, 2024 to Mar 15, 2025
- Accounts · 587 to 604Oct 30, 2023 to Mar 28, 2024
- Advisory employees · 4 to 3Oct 30, 2023 to Mar 28, 2024
- Corporate clients · 2 to 14Oct 30, 2023 to Mar 28, 2024
- HNW clients · 62 to 70Oct 30, 2023 to Mar 28, 2024
- Individual clients · 82 to 74Oct 30, 2023 to Mar 28, 2024
- Pension plan clients · 35 to 41Oct 30, 2023 to Mar 28, 2024
- Financial planning clients · 101-250 to 11-25Oct 30, 2023 to Mar 28, 2024
- State-registered IARs · 4 to 3Oct 30, 2023 to Mar 28, 2024
- Discretionary RAUM · $168M to $214MOct 30, 2023 to Mar 28, 2024
- HNW RAUM · $120M to $147MOct 30, 2023 to Mar 28, 2024
- Individual RAUM · $24.4M to $19.0MOct 30, 2023 to Mar 28, 2024
- Non-discretionary RAUM · $1.5M to $2.3MOct 30, 2023 to Mar 28, 2024
- Pension RAUM · $23.5M to $36.6MOct 30, 2023 to Mar 28, 2024
Signals
3 dated events
- B•••••••• D••• M•••••• left Opinicus for F••••• I••••••••• (registered 2026-04-21)Mar 23, 2026 · Advisor changed firm · fact
- R•••• B••••• S•••• left Opinicus for N••••• F•••••••• • T•• P••••••• (registered 2023-05-25)Jun 12, 2023 · Advisor changed firm · fact
- Opinicus filed its initial SEC registration (Form ADV)Apr 30, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 813-443-4767reportedpublished by the firm, firm site, Sep 15, 2026
- Website
- O•••••••INC.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- (813) 443-4767reportedpublic record, Form ADV, Mar 3, 2026
- Contact form
- opinicusinc.com/contactreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- opinicusinc.com/about/teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $74.3Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026