DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
M• W••••• M••••••••• I••
Legal name M• W••••• M••••••••• I•••
Latest filing Jul 2, 2026
First filing on the tape Aug 16, 2013 · 31 filings
SEC status approved since Sep 6, 2013
RAUM
$156M
reported, Item 5.F
Discretionary
91%
of RAUM
Private clients
93%
$145M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$78.1M
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
31 filings and snapshots on the tape
RAUM$156M as of Jul 2, 2026
Oct 29, 2014$107M then
HNW client RAUM$134M as of Jul 2, 2026
Nov 3, 2017$95.2M then
State-registered IARs (5.B.3)2 as of Jul 2, 2026
Oct 29, 20141 then
Employees (5.A)2 as of Jul 2, 2026
Oct 29, 20141 then
Private funds: no history
RAUM +4.9% over the last fiscal year+0.3% a year over threeIARs 1 to 2
Practice profile
derived from the filing of Jul 2, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
- RAUM per advisor
- $78.1MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 57derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.1MderivedHNW RAUM over HNW clients
- Average account
- $524,101derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 91%derivedof RAUM
- Institutional
- 7.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +1.9%derivedbetween the last two annual amendments
- Advisor growth, one year
- +100%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -1.7%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consultingreportedItem 5.G
- Wrap fee program
- $125MreportedItem 5.I
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$134M86%
- Individuals$11.3M7.2%
- Pension and profit-sharing plans$10.9M7.0%
- Individual clients
- 50reported
- HNW clients
- 64reported
- Pension plan clients
- 1reported
- Charitable clients
- n/areported
- Accounts
- 298reported
- Financial planning clients
- 0reported
- Wrap fee programs
- $0 sponsored, $0 managedreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.93 fund_share=0.0 institutional_share=0.07 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| J•••••• W•••• Y•••••Certified Financial Planner, Chartered Financial Consultant | Germantown, Md | Sep 6, 2013 | 29 y | 2 |
| B••••••• W•••• Y•••••Chartered Financial Consultant | Germantown, Md | Feb 8, 2024 | 13 y | 1 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- B••••••• W•••• Y••••• from T• R••• P•••• A••••••• S•••••••• I•••Feb 8, 2024 · RIA to RIA
- J•••••• W•••• Y••••• from M••••••••• Y•••••• I•••Sep 6, 2013 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Y•••••• J••••••• W•••• · President & Investment Advisorcontrolsince 09/2013 · owns 75% or more
- P••••• M••••••• L••• · Chief Compliance Officersince 09/2024 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Germantown, Md · principal | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 296 to 298Aug 20, 2025 to Oct 29, 2025
- HNW clients · 67 to 64Aug 20, 2025 to Oct 29, 2025
- Pension plan clients · unset to 1.0Aug 20, 2025 to Oct 29, 2025
- Financial planning clients · 0 to 0Aug 20, 2025 to Oct 29, 2025
- Discretionary RAUM · $134M to $142MAug 20, 2025 to Oct 29, 2025
- HNW RAUM · $127M to $134MAug 20, 2025 to Oct 29, 2025
- Individual RAUM · $11.0M to $11.3MAug 20, 2025 to Oct 29, 2025
- Non-discretionary RAUM · $17.5M to $14.6MAug 20, 2025 to Oct 29, 2025
- Pension RAUM · $14.1M to $10.9MAug 20, 2025 to Oct 29, 2025
- RAUM · $152M to $156MAug 20, 2025 to Oct 29, 2025
- Accounts · 304 to 296May 3, 2024 to Oct 31, 2024
- Advisory employees · 1 to 2May 3, 2024 to Oct 31, 2024
- HNW clients · 66 to 67May 3, 2024 to Oct 31, 2024
- Individual clients · 53 to 50May 3, 2024 to Oct 31, 2024
- Pension plan clients · 3.0 to unsetMay 3, 2024 to Oct 31, 2024
- Employees · 1 to 2May 3, 2024 to Oct 31, 2024
- State-registered IARs · 1 to 2May 3, 2024 to Oct 31, 2024
- Discretionary RAUM · $145M to $134MMay 3, 2024 to Oct 31, 2024
- HNW RAUM · $118M to $127MMay 3, 2024 to Oct 31, 2024
- Individual RAUM · $13.4M to $11.0MMay 3, 2024 to Oct 31, 2024
- Non-discretionary RAUM · $3.8M to $17.5MMay 3, 2024 to Oct 31, 2024
- Pension RAUM · $17.1M to $14.1MMay 3, 2024 to Oct 31, 2024
- RAUM · $149M to $152MMay 3, 2024 to Oct 31, 2024
- Wrap assets (manager) · $123M to $0May 3, 2024 to Oct 31, 2024
- Wrap assets (sponsor) · $123M to $0May 3, 2024 to Oct 31, 2024
- Accounts · 300 to 304Oct 17, 2022 to Oct 31, 2023
- HNW clients · 58 to 66Oct 17, 2022 to Oct 31, 2023
- Individual clients · 63 to 53Oct 17, 2022 to Oct 31, 2023
- Discretionary RAUM · $116M to $145MOct 17, 2022 to Oct 31, 2023
- HNW RAUM · $104M to $118MOct 17, 2022 to Oct 31, 2023
- Individual RAUM · $15.6M to $13.4MOct 17, 2022 to Oct 31, 2023
- Non-discretionary RAUM · $19.6M to $3.8MOct 17, 2022 to Oct 31, 2023
- Pension RAUM · $16.0M to $17.1MOct 17, 2022 to Oct 31, 2023
- RAUM · $135M to $149MOct 17, 2022 to Oct 31, 2023
- Wrap assets (manager) · $112M to $123MOct 17, 2022 to Oct 31, 2023
- Wrap assets (sponsor) · $112M to $123MOct 17, 2022 to Oct 31, 2023
- Accounts · 286 to 300Oct 29, 2021 to Oct 17, 2022
- HNW clients · 55 to 58Oct 29, 2021 to Oct 17, 2022
- Individual clients · 68 to 63Oct 29, 2021 to Oct 17, 2022
- Financial planning clients · 1-10 to 0Oct 29, 2021 to Oct 17, 2022
Signals
1 dated events
- M• W••••• M••••••••• I•• filed its initial SEC registration (Form ADV)Aug 16, 2013 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@my-wealthmgmt.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 301-330-7900reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 301-330-7901reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/company/my-wealth-mgmt-increportedpublic record, Form ADV, Sep 19, 2026
- Website
- MY-WEALTHMGMT.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 301-330-7900reportedpublic record, Form ADV, Jul 2, 2026
- Contact form
- my-wealthmanagement.com/contact-usreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $78.1Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026