DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Registered advisor

M••• H•••••• R•••

C••••••independent RIAJupiter, FlIA-onlyIAPD 2606707

Chartered Financial Analyst

Feed of 09/14/2026

Also filed as M••• H•••••• R•••

At current firm

2 y

since Jul 22, 2024

In the industry

25 y

since Mar 16, 2001 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C•••••• independent RIA current
since Jul 22, 2024 · Jupiter, Fl
S••••• F••••• O•••••• L•• former
Jan 20, 2015 to Aug 8, 2024 · Fort Lauderdale, Fl
B•••••• B•••••• F••••• O••••• former
Nov 5, 2013 to Jan 8, 2015 · Jupiter, Fl
L•• F•••••••• L•• BD affiliated
Nov 30, 2012 to Apr 10, 2014 · Jupiter, Fl
C•••••••• G••••• M•••••• I••• BD affiliated
Jul 30, 2010 to Aug 29, 2012 · Boca Raton, Fl
G•• A••••••• S•••••••• L•• asset manager
Nov 29, 2004 to Jul 2, 2010 · Palm Beach Gardens, Fl

Moves

a registration end followed by a registration begin elsewhere

S••••• F••••• O•••••• L•• to C••••••
left Aug 8, 2024, registered Jul 22, 2024 (-17 days) · RIA to RIA · moved with a team
B•••••• B•••••• F••••• O••••• to S••••• F••••• O•••••• L••
left Jan 8, 2015, registered Jan 20, 2015 (12 days) · Other
L•• F•••••••• L•• to B•••••• B•••••• F••••• O•••••
left Apr 10, 2014, registered Nov 5, 2013 (-156 days) · Other
C•••••••• G••••• M•••••• I••• to L•• F•••••••• L••
left Aug 29, 2012, registered Nov 30, 2012 (93 days) · Other
G•• A••••••• S•••••••• L•• to C•••••••• G••••• M•••••• I•••
left Jul 2, 2010, registered Jul 30, 2010 (28 days) · Other

Signals

M••• H•••••• R••• left S••••• F••••• O•••••• L•• for Corient (registered 2024-07-22)
Aug 8, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 25derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address