DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Granite Financial Group
Legal name Granite Financial Group, LLC
Latest filing Feb 3, 2026
First filing on the tape Jul 31, 2013 · 16 filings
SEC status approved since Jun 6, 2019
RAUM
$186M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
97%
$180M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$93.1M
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
16 filings and snapshots on the tape
RAUM$186M as of Feb 3, 2026
Jan 29, 2020$109M then
HNW client RAUM$100M as of Feb 3, 2026
Jan 29, 2020$42.1M then
State-registered IARs (5.B.3)2 as of Feb 3, 2026
Jan 29, 20202 then
Employees (5.A)2 as of Feb 3, 2026
Jan 29, 20202 then
Private funds: no history
RAUM +9.1% over the last fiscal year-5.6% a year over threeIARs 1 to 2
Practice profile
derived from the filing of Feb 3, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $93.1MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 125derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.0MderivedHNW RAUM over HNW clients
- Average account
- $380,777derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 3.3%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +9.1%derivedbetween the last two annual amendments
- Advisor growth, one year
- +100%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +0.0%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consultingreportedItem 5.G
- Wrap fee program
- participatesreportedItem 5.I
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$100M54%
- Individuals$80.0M43%
- Charitable organizations$6.1M3.3%
- Corporations and businesses$100,0000.1%
- Individual clients
- 200reported
- HNW clients
- 50reported
- Pension plan clients
- n/areported
- Charitable clients
- 1reported
- Accounts
- 489reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- $0 sponsored, $186,200 managedreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.97 fund_share=0.0 institutional_share=0.03 related_bd=false related_bank=false bd_reps=2.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Thomas Jerome DornoffCertified Financial Planner | Brookfield, Wi | Jan 29, 2020 | 31 y | 2 |
| Anthony Louis Meier | Brookfield, Wi | Feb 3, 2026 | 10 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- Justin Scott Dumke to Advisors' Pride Inc.May 7, 2019 · RIA to RIA
Joined, latest
- Thomas Jerome Dornoff from Morgan StanleyJan 29, 2020 · Wirehouse to independent RIA
- Justin Scott Dumke from Sii Investments, Inc.Nov 26, 2018 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Jerome Thomas Dornoff · Managing Member/Chief Compliance Officercontrolsince 08/2013 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Brookfield, Wi · principal | 2 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 491 to 489Mar 19, 2025 to Feb 3, 2026
- Advisory employees · 1 to 2Mar 19, 2025 to Feb 3, 2026
- BD registered reps · 1 to 2Mar 19, 2025 to Feb 3, 2026
- Employees · 1 to 2Mar 19, 2025 to Feb 3, 2026
- State-registered IARs · 1 to 2Mar 19, 2025 to Feb 3, 2026
- Discretionary RAUM · $171M to $186MMar 19, 2025 to Feb 3, 2026
- HNW RAUM · $95.0M to $100MMar 19, 2025 to Feb 3, 2026
- Individual RAUM · $70.0M to $80.0MMar 19, 2025 to Feb 3, 2026
- RAUM · $171M to $186MMar 19, 2025 to Feb 3, 2026
- Wrap assets (manager) · $0 to $186,200Mar 19, 2025 to Feb 3, 2026
- Accounts · 247 to 491Feb 12, 2024 to Mar 19, 2025
- HNW clients · 45 to 50Feb 12, 2024 to Mar 19, 2025
- Financial planning clients · 101-250 to 101-250Feb 12, 2024 to Mar 19, 2025
- Discretionary RAUM · $149M to $171MFeb 12, 2024 to Mar 19, 2025
- HNW RAUM · $102M to $95.0MFeb 12, 2024 to Mar 19, 2025
- Individual RAUM · $42.0M to $70.0MFeb 12, 2024 to Mar 19, 2025
- RAUM · $149M to $171MFeb 12, 2024 to Mar 19, 2025
- Accounts · 1,551 to 247Feb 2, 2023 to Feb 12, 2024
- HNW clients · 53 to 45Feb 2, 2023 to Feb 12, 2024
- Individual clients · 846 to 200Feb 2, 2023 to Feb 12, 2024
- Pension plan clients · 5.0 to unsetFeb 2, 2023 to Feb 12, 2024
- Financial planning clients · 51-100 to 101-250Feb 2, 2023 to Feb 12, 2024
- Discretionary RAUM · $221M to $149MFeb 2, 2023 to Feb 12, 2024
- HNW RAUM · $114M to $102MFeb 2, 2023 to Feb 12, 2024
- Individual RAUM · $79.2M to $42.0MFeb 2, 2023 to Feb 12, 2024
- Pension RAUM · 22199000.0 to unsetFeb 2, 2023 to Feb 12, 2024
- RAUM · $221M to $149MFeb 2, 2023 to Feb 12, 2024
- Accounts · 516 to 1,551Aug 24, 2022 to Feb 2, 2023
- HNW clients · 48 to 53Aug 24, 2022 to Feb 2, 2023
- Individual clients · 453 to 846Aug 24, 2022 to Feb 2, 2023
- Discretionary RAUM · $185M to $221MAug 24, 2022 to Feb 2, 2023
- HNW RAUM · $60.8M to $114MAug 24, 2022 to Feb 2, 2023
- Individual RAUM · $91.4M to $79.2MAug 24, 2022 to Feb 2, 2023
- Pension RAUM · $26.9M to $22.2MAug 24, 2022 to Feb 2, 2023
- RAUM · $185M to $221MAug 24, 2022 to Feb 2, 2023
- Accounts · 469 to 516Feb 4, 2021 to Jan 31, 2022
- Advisory employees · 2 to 1Feb 4, 2021 to Jan 31, 2022
- BD registered reps · 2 to 1Feb 4, 2021 to Jan 31, 2022
- HNW clients · 41 to 48Feb 4, 2021 to Jan 31, 2022
- Individual clients · 253 to 453Feb 4, 2021 to Jan 31, 2022
Signals
2 dated events
- Marie Ellen Duhamel (Chief Compliance Officer And Managing Member) no longer on Schedule A of Granite Financial Group (listed 2021-02-04, absent 2022-01-31)Jan 31, 2022 · Control person left · inference
- Granite Financial Group filed its initial SEC registration (Form ADV)Jul 31, 2013 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- kathi@granitefgllc.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business email
- suzanne@granitefgllc.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business email
- tom@granitefgllc.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 262-792-1110reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 262-792-1111reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 314-604-7002reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- GRANITEFGLLC.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 262-792-1111reportedpublic record, Form ADV, Feb 3, 2026
- Contact form
- granitefgllc.com/contactreportedpublished by the firm, firm site, Sep 16, 2026
- Team page
- granitefgllc.com/meet-the-teamreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $93.1Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026