DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
G••••••• C•••••• A•••••••• L••
Latest filing Feb 26, 2026
First filing on the tape Dec 3, 2013 · 31 filings
SEC status approved since Jan 22, 2014
RAUM
$742M
reported, Item 5.F
Discretionary
87%
of RAUM
Private clients
97%
$720M individuals and HNW
Advisors
5
registered through the firm on IAPD
RAUM per advisor
$148M
derived; firm RAUM over IAPD count
Employees
7
5 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
31 filings and snapshots on the tape
RAUM$742M as of Feb 26, 2026
Feb 24, 2015$185M then
HNW client RAUM$655M as of Feb 26, 2026
Mar 8, 2018$193M then
State-registered IARs (5.B.3)5 as of Feb 26, 2026
Feb 24, 20153 then
Employees (5.A)7 as of Feb 26, 2026
Feb 24, 20154 then
Private funds: no history
RAUM +16% over the last fiscal year+18% a year over threeIARs 6 to 5
Practice profile
derived from the filing of Feb 26, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
- RAUM per advisor
- $148MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 92derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.5MderivedHNW RAUM over HNW clients
- Average account
- $479,460derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 87%derivedof RAUM
- Institutional
- 2.6%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.4derivedItem 5.A over advisors
- Advisors per office
- 5.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +16%derivedbetween the last two annual amendments
- Advisor growth, one year
- -17%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +1.1%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consultingreportedItem 5.G
- Wrap fee program
- $712MreportedItem 5.I
- Custody
- $221M, 205 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$655M88%
- Individuals$65.3M8.8%
- Pension and profit-sharing plans$13.5M1.8%
- Charitable organizations$6.1M0.8%
- Corporations and businesses$2.6M0.4%
- Individual clients
- 205reported
- HNW clients
- 257reported
- Pension plan clients
- 8reported
- Charitable clients
- 2reported
- Accounts
- 1,548reported
- Financial planning clients
- 11-25reported
- Wrap fee programs
- $0 sponsored, $712M managedreported
- Custody of client assets
- $221M for 205 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.97 fund_share=0.0 institutional_share=0.03 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
5 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| T•••••• A•••• S•••••Certified Financial Planner, Chartered Financial Analyst | San Diego, Ca | Jan 22, 2014 | 23 y | 1 |
| R••••• A•••• S••••Certified Financial Planner, Chartered Financial Consultant | San Diego, Ca | Jan 23, 2014 | 31 y | 1 |
| E••• E••••• S•••• | San Diego, Ca | Jan 23, 2014 | 31 y | 1 |
| E••• H••• Y•••••Certified Financial Planner | San Diego, Ca | May 28, 2015 | 26 y | 1 |
| T••••• S•••Certified Financial Planner | San Diego, Ca | Apr 21, 2021 | 10 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months
Left, latest
- W•••••• C••• T••••• to C••••••May 9, 2025 · RIA to RIA
- D•••• T••••• to D•••• T••••••••• P•Aug 4, 2021 · RIA to a state-registered adviser
Joined, latest
- E••• H••• Y••••• from A••••••••• F•••••••• S•••••••• L••May 28, 2015 · Other
- E••• E••••• S•••• from A••••••••• F•••••••• S•••••••• L••Jan 23, 2014 · Affiliated broker-dealer or bank to a newly registered adviser
- R••••• A•••• S•••• from A••••••••• F•••••••• S•••••••• L••Jan 23, 2014 · Affiliated broker-dealer or bank to a newly registered adviser
- T•••••• A•••• S••••• from A••••••••• F•••••••• S•••••••• L••Jan 22, 2014 · Affiliated broker-dealer or bank to a newly registered adviser
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- S•••••• T••••••• A•••• · Senior Partner And Chief Compliance Officercontrolsince 01/2014 · owns 10% to 25%
- S••••• E•••• E••••• · Senior Partnercontrolsince 01/2014 · owns 25% to 50%
- S••••• R•••••• A•••• · Senior Partnercontrolsince 01/2014 · owns 50% to 75%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| San Diego, Ca · principal | 5 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 1,506 to 1,548Jul 31, 2025 to Feb 26, 2026
- Advisory employees · 6 to 5Jul 31, 2025 to Feb 26, 2026
- HNW clients · 246 to 257Jul 31, 2025 to Feb 26, 2026
- Individual clients · 211 to 205Jul 31, 2025 to Feb 26, 2026
- Pension plan clients · 11 to 8Jul 31, 2025 to Feb 26, 2026
- Assets in custody · $187M to $221MJul 31, 2025 to Feb 26, 2026
- State-registered IARs · 6 to 5Jul 31, 2025 to Feb 26, 2026
- Discretionary RAUM · $546M to $648MJul 31, 2025 to Feb 26, 2026
- HNW RAUM · $544M to $655MJul 31, 2025 to Feb 26, 2026
- Individual RAUM · $63.8M to $65.3MJul 31, 2025 to Feb 26, 2026
- Non-discretionary RAUM · $91.0M to $94.0MJul 31, 2025 to Feb 26, 2026
- Pension RAUM · $20.3M to $13.5MJul 31, 2025 to Feb 26, 2026
- RAUM · $638M to $742MJul 31, 2025 to Feb 26, 2026
- Wrap assets (manager) · $0 to $712MJul 31, 2025 to Feb 26, 2026
- Financial planning clients · 11-25 to 11-25Mar 3, 2025 to Jul 31, 2025
- Accounts · 1,420 to 1,506Feb 16, 2024 to Mar 3, 2025
- Advisory employees · 5 to 6Feb 16, 2024 to Mar 3, 2025
- Charity clients · unset to 2.0Feb 16, 2024 to Mar 3, 2025
- Corporate clients · unset to 6.0Feb 16, 2024 to Mar 3, 2025
- HNW clients · 275 to 246Feb 16, 2024 to Mar 3, 2025
- Individual clients · 154 to 211Feb 16, 2024 to Mar 3, 2025
- Pension plan clients · 12 to 11Feb 16, 2024 to Mar 3, 2025
- Assets in custody · $159M to $187MFeb 16, 2024 to Mar 3, 2025
- State-registered IARs · 5 to 6Feb 16, 2024 to Mar 3, 2025
- Discretionary RAUM · $466M to $546MFeb 16, 2024 to Mar 3, 2025
- HNW RAUM · $490M to $544MFeb 16, 2024 to Mar 3, 2025
- Individual RAUM · $36.5M to $63.8MFeb 16, 2024 to Mar 3, 2025
- Non-discretionary RAUM · $80.5M to $91.0MFeb 16, 2024 to Mar 3, 2025
- Pension RAUM · $17.0M to $20.3MFeb 16, 2024 to Mar 3, 2025
- RAUM · $546M to $638MFeb 16, 2024 to Mar 3, 2025
- Accounts · 1,343 to 1,420Oct 13, 2023 to Feb 16, 2024
- Charity clients · 1.0 to unsetOct 13, 2023 to Feb 16, 2024
- Corporate clients · 4.0 to unsetOct 13, 2023 to Feb 16, 2024
- HNW clients · 269 to 275Oct 13, 2023 to Feb 16, 2024
- Individual clients · 144 to 154Oct 13, 2023 to Feb 16, 2024
- Pension plan clients · 13 to 12Oct 13, 2023 to Feb 16, 2024
- Assets in custody · $136M to $159MOct 13, 2023 to Feb 16, 2024
- Discretionary RAUM · $393M to $466MOct 13, 2023 to Feb 16, 2024
- HNW RAUM · $409M to $490MOct 13, 2023 to Feb 16, 2024
- Individual RAUM · $31.9M to $36.5MOct 13, 2023 to Feb 16, 2024
Signals
2 dated events
- W•••••• C••• T••••• left G••••••• C•••••• A•••••••• L•• for Corient (registered 2025-06-06)May 9, 2025 · Advisor changed firm · fact
- G••••••• C•••••• A•••••••• L•• filed its initial SEC registration (Form ADV)Dec 3, 2013 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- c•••••••••@g•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 619-255-0700reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 619-255-0777reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- LINKEDIN.COM/COMPANY/G•••••••-CAPITAL-ADVISORS-LLCreportedpublic record, Form ADV, Sep 19, 2026
- Website
- G•••••••CAPITAL.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 619-255-0700reportedpublic record, Form ADV, Feb 26, 2026
- Contact form
- g•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $148Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026