DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Gradient Capital Advisors, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| William Cole Taylor | Gradient Capital Advisors, LLC independent RIA | Corient independent RIA | RIA to RIA | May 9, 2025 | Jun 6, 2025 |
| David Thomas | Gradient Capital Advisors, LLC independent RIA | David Thomas,Cpa,Esq., Pc state registered | RIA to a state-registered adviser | Aug 4, 2021 | Jan 6, 2026 (1616 d) |
Page 1 of 1
2 moves match.