DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Baird Venture Partners Management Company IV, LLC
Latest filing Sep 4, 2026
First filing on the tape Sep 18, 2013 · 19 filings
SEC status approved since Oct 8, 2013
RAUM
$252M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
14
2 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
19 filings and snapshots on the tape
RAUM$252M as of Jun 24, 2026
Mar 25, 2014$111M then
HNW client RAUM: no history
State-registered IARs (5.B.3)3 as of Jun 24, 2026
Mar 25, 201410 then
Employees (5.A)14 as of Jun 24, 2026
Mar 25, 201410 then
Private funds2 as of Jun 24, 2026
Mar 25, 20142 then
RAUM -1.3% over the last fiscal year+0.6% a year over threeIARs 4 to 3
Practice profile
derived from the filing of Sep 4, 2026; every figure names its basis
- RAUM per advisor
- $84.0MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $84.0MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 4.7derivedItem 5.A over advisors
- Advisors per office
- 1.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- -1.3%derivedbetween the last two annual amendments
- Advisor growth, one year
- -25%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- a related person acts as qualified custodian (9.D.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$228M91%
- Investment companies$23.6M9.4%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 3reported
- Financial planning clients
- n/areported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=true bd_reps=7.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
2 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Baird Venture Partners IV Limited Partnership | Private Equity Fund | $186M | 105 | Sep 18, 2013 |
| Bvp IV Special Affiliates Fund Limited Partnership | Private Equity Fund | $29.3M | 30 | Sep 18, 2013 |
Owners and control persons
Schedule A and B, latest filing
- Marie Angela Palmer · Chief Compliance Officercontrolsince 03/2014 · owns less than 5%
- George Gordon Pan · Manager, Investment Committee Membercontrolsince 07/2013 · owns less than 5%
- A Jon Langenfeld · Investment Committee Membersince 07/2013 · owns less than 5%
- Edward James Pavlik · Principal, Investment Committee Membersince 07/2013 · owns less than 5%
- Patrick Benedict Rocchio · Principal, Investment Committee Membersince 07/2013 · owns less than 5%
- Lee Paul Schultz · Chief Legal Officersince 07/2013 · owns less than 5%
Entity owners
- Robert W. Baird & Co. Incorporated · Memberdirect · owns 75% or more
- Baird Financial Corporation · Shareholderindirect · owns 75% or more of Robert W. Baird & Co. Incorporated
- Baird Financial Group, Inc. · Shareholderindirect · owns 75% or more of Baird Financial Corporation
Related persons
Schedule D 7.A
- Baird Capital (Singapore) Pte. Ltdinvestment advisern
- Baird Capital Global Fund Management I LPinvestment adviserpooled vehicle sponsornRAUM $322M
- Baird Capital Global Fund Management II LLCinvestment adviserpooled vehicle sponsornRAUM $357M
- Baird Capital Management Company, LLCinvestment adviserpooled vehicle sponsornRAUM $738M
- Baird Capital Partners Management Company V, LLCinvestment adviserpooled vehicle sponsornRAUM $1.5M
- Baird Insurance Services, Inc.real estaten
- Baird Investment Advisors Co. Ltd.broker-dealern
- Baird Principal Group Management Company I, LLCinvestment adviserpooled vehicle sponsornRAUM $22.4M
- Baird Principal Group Management Company II, LLCinvestment adviserpooled vehicle sponsornRAUM $81.7M
- Baird Principal Group Management Company, LLCinvestment adviserpooled vehicle sponsornRAUM $83.7M
- Baird Properties, LLCinvestment companyn
- Baird Trust Companyn
- Baird Venture Partners Gp Vi, LLCpooled vehicle sponsorn
- Baird Venture Partners Management Company III, LLCinvestment adviserpooled vehicle sponsornRAUM $1.3M
- Baird Venture Partners Management Company V, LLCinvestment adviserpooled vehicle sponsornRAUM $195M
- Robert W. Baird & Co. Incorporatedbroker-dealerinvestment adviserbankpooled vehicle sponsorLP sponsorcustodianyRAUM $394B
Advisers that list Baird Venture Partners Management Company IV, LLC as a related person
Offices
Schedule D 1.F, the 25 largest
- Chicago, IL3 employees
What changed
consecutive filings, newest first
- Financial planning clients · to unsetJun 24, 2026 to Sep 4, 2026
- Private funds · 2 to unsetJun 24, 2026 to Sep 4, 2026
- Succession · false to unsetJun 24, 2026 to Sep 4, 2026
- Advisory employees · 3 to 2Mar 31, 2025 to Mar 31, 2026
- BD registered reps · 8 to 7Mar 31, 2025 to Mar 31, 2026
- Employees · 16 to 14Mar 31, 2025 to Mar 31, 2026
- State-registered IARs · 4 to 3Mar 31, 2025 to Mar 31, 2026
- Discretionary RAUM · $255M to $252MMar 31, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $232M to $228MMar 31, 2025 to Mar 31, 2026
- RAUM · $255M to $252MMar 31, 2025 to Mar 31, 2026
- BD registered reps · 6 to 8Mar 27, 2024 to Mar 31, 2025
- Employees · 10 to 16Mar 27, 2024 to Mar 31, 2025
- Financial planning clients · unset to Mar 27, 2024 to Mar 31, 2025
- Discretionary RAUM · $237M to $255MMar 27, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $215M to $232MMar 27, 2024 to Mar 31, 2025
- RAUM · $237M to $255MMar 27, 2024 to Mar 31, 2025
- State-registered IARs · 5 to 4Oct 19, 2023 to Mar 27, 2024
- Discretionary RAUM · $248M to $237MOct 19, 2023 to Mar 27, 2024
- Pooled vehicle RAUM · $225M to $215MOct 19, 2023 to Mar 27, 2024
- RAUM · $248M to $237MOct 19, 2023 to Mar 27, 2024
- Advisory employees · 5 to 3Mar 29, 2022 to Mar 31, 2023
- BD registered reps · 7 to 6Mar 29, 2022 to Mar 31, 2023
- Employees · 9 to 10Mar 29, 2022 to Mar 31, 2023
- State-registered IARs · 6 to 5Mar 29, 2022 to Mar 31, 2023
- Discretionary RAUM · $276M to $248MMar 29, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $250M to $225MMar 29, 2022 to Mar 31, 2023
- RAUM · $276M to $248MMar 29, 2022 to Mar 31, 2023
- Employees · 8 to 9Mar 31, 2021 to Mar 29, 2022
- Discretionary RAUM · $168M to $276MMar 31, 2021 to Mar 29, 2022
- Pooled vehicle RAUM · $152M to $250MMar 31, 2021 to Mar 29, 2022
- RAUM · $168M to $276MMar 31, 2021 to Mar 29, 2022
- Advisory employees · 6 to 5Mar 23, 2020 to Mar 31, 2021
- BD registered reps · 8 to 7Mar 23, 2020 to Mar 31, 2021
- Employees · 11 to 8Mar 23, 2020 to Mar 31, 2021
- State-registered IARs · 7 to 6Mar 23, 2020 to Mar 31, 2021
- Discretionary RAUM · $198M to $168MMar 23, 2020 to Mar 31, 2021
- Pooled vehicle RAUM · $180M to $152MMar 23, 2020 to Mar 31, 2021
- RAUM · $198M to $168MMar 23, 2020 to Mar 31, 2021
- Related bank · false to trueMar 23, 2020 to Mar 31, 2021
- Advisory employees · 5 to 6Mar 25, 2019 to Mar 23, 2020
Signals
2 dated events
- Baird Venture Partners Management Company Iv, Llc reported RAUM $275.8M, up 64% from $167.9M (2021-03-31 to 2022-03-29)Mar 29, 2022 · RAUM change · derived
- Baird Venture Partners Management Company Iv, Llc filed its initial SEC registration (Form ADV)Sep 18, 2013 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- Baird Venture Partners Management Company IV, LLC · Independent Sponsorsshared crd · capital_provider
- Baird Venture Partners Management Company IV, LLC · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/baird-capitalreportedpublic record, Form ADV, Sep 17, 2026
- Website
- rwbaird.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 414-765-3500reportedpublic record, Form ADV, Sep 4, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026