DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Baird Capital Global Fund Management II LLC

Former SEC-registered adviserMilwaukee, WisconsinCRD 309991SEC 801-119422IAPD
Latest filing Mar 31, 2022
First filing on the tape Aug 10, 2020 · 3 filings
RAUM
$357M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
16
1 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
2
$334M gross assets
History
3 filings and snapshots on the tape
RAUM$357M as of Mar 31, 2022
Mar 31, 2021$226M then
HNW client RAUM: no history
State-registered IARs (5.B.3)5 as of Mar 31, 2022
Mar 31, 20215 then
Employees (5.A)16 as of Mar 31, 2022
Mar 31, 202115 then
Private funds2 as of Mar 31, 2022
Mar 31, 20212 then
RAUM +58% over the last fiscal yearIARs 5 to 5
Practice profile
derived from the filing of Mar 31, 2022; every figure names its basis
RAUM per advisor
$71.3MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$119MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
3.2derivedItem 5.A over advisors
Advisors per office
2.5derived2 offices incl. principal (1.F.5)
RAUM growth, one year
+58%derivedbetween the last two annual amendments
Advisor growth, one year
+0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
  • a related person acts as qualified custodian (9.D.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$334M94%
  • Investment companies$22.7M6.4%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
3reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • Marie Angela Palmer · Chief Compliance Officercontrol
        since 07/2020 · owns less than 5%
      • Gregory Steven Booth · Investment Committee Member
        since 07/2020 · owns less than 5%
      • Patrick Terrance Maxwell · Investment Committee Member
        since 07/2020 · owns less than 5%
      • George Gordon Pan · Investment Committee Member
        since 07/2020 · owns less than 5%
      • Lee Paul Schultz · Chief Legal Officer
        since 07/2020 · owns less than 5%
      Entity owners
      • Robert W. Baird & Co. Incorporated · Member
        direct · owns 75% or more
      • Baird Financial Corporation · Shareholder
        indirect · owns 75% or more of Robert W. Baird & Co. Incorporated
      • Baird Financial Group, Inc. · Shareholder
        indirect · owns 75% or more of Baird Financial Corporation
      Related persons
      Schedule D 7.A
      Advisers that list Baird Capital Global Fund Management II LLC as a related person
      Offices
      Schedule D 1.F, the 25 largest
      • Chicago, IL1 employees
      What changed
      consecutive filings, newest first
      • Employees · 15 to 16
        Mar 31, 2021 to Mar 31, 2022
      • Discretionary RAUM · $226M to $357M
        Mar 31, 2021 to Mar 31, 2022
      • Pooled vehicle RAUM · $217M to $334M
        Mar 31, 2021 to Mar 31, 2022
      • RAUM · $226M to $357M
        Mar 31, 2021 to Mar 31, 2022
      • Accounts · 0 to 3
        Aug 10, 2020 to Mar 31, 2021
      • Employees · 17 to 15
        Aug 10, 2020 to Mar 31, 2021
      • Private funds · unset to 2
        Aug 10, 2020 to Mar 31, 2021
      • Discretionary RAUM · $0 to $226M
        Aug 10, 2020 to Mar 31, 2021
      • Pooled vehicle RAUM · $0 to $217M
        Aug 10, 2020 to Mar 31, 2021
      • RAUM · $0 to $226M
        Aug 10, 2020 to Mar 31, 2021
      • Related bank · false to true
        Aug 10, 2020 to Mar 31, 2021
      Signals
      2 dated events
      • Baird Capital Global Fund Management Ii Llc reported RAUM $356.7M, up 58% from $225.5M (2021-03-31 to 2022-03-31)
        Mar 31, 2022 · RAUM change · derived
      • Baird Capital Global Fund Management Ii Llc filed its initial SEC registration (Form ADV)
        Aug 10, 2020 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026