DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Wisdom Planning, LLC

Former SEC-registered adviserNaples, FloridaCRD 169417SEC 801-79167IAPD
Latest filing Sep 16, 2020
First filing on the tape Jan 29, 2014 · 13 filings
RAUM
n/a
reported, Item 5.F
Discretionary
n/a
of RAUM
Private clients
n/a
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
4
2 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
13 filings and snapshots on the tape
RAUM: no history
HNW client RAUM: no history
State-registered IARs (5.B.3)2 as of Feb 25, 2020
Mar 30, 20153 then
Employees (5.A)4 as of Feb 25, 2020
Mar 30, 20154 then
Private funds: no history
RAUM n/a over the last fiscal yearIARs 2 to 2
Practice profile
derived from the filing of Sep 16, 2020; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
unknownderivedRAUM over accounts (5.F.2.f)
Discretionary
unknownderivedof RAUM
Institutional
unknownderivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
2.0derivedItem 5.A over advisors
Advisors per office
1.0derived2 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
+0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
hourly, fixed feesreportedItem 5.E
Advisory activities
financial planningreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
n/areported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
fixed, hourlyreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Every departureEvery arrival
Teams: two or more advisors moving together within fourteen days, from one state
Teams outTeams in
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • Frederick Stephen Cordasco · Chief Compliance Officercontrol
    since 10/2013 · owns less than 5%
  • Jolene Cordasco Kelly · Managing Membercontrol
    since 01/2014 · owns 75% or more
Related persons
Schedule D 7.A
Advisers that list Wisdom Planning, LLC as a related person
Offices
Schedule D 1.F, the 25 largest
  • Haddonfield, NJ2 employees
What changed
consecutive filings, newest first
  • HQ city · HADDONFIELD to NAPLES
    Aug 17, 2020 to Sep 16, 2020
  • HQ state · NJ to FL
    Aug 17, 2020 to Sep 16, 2020
  • Employees · 3 to 4
    Mar 27, 2019 to Feb 25, 2020
  • Advisory employees · 3 to 2
    Mar 22, 2018 to Mar 27, 2019
  • BD registered reps · 3 to 2
    Mar 22, 2018 to Mar 27, 2019
  • Employees · 5 to 3
    Mar 22, 2018 to Mar 27, 2019
  • Insurance-licensed employees · 3 to 2
    Mar 22, 2018 to Mar 27, 2019
  • Financial planning clients · 1-10 to 0
    Mar 22, 2018 to Mar 27, 2019
  • State-registered IARs · 3 to 2
    Mar 22, 2018 to Mar 27, 2019
  • Other offices · unset to 1.0
    Mar 17, 2017 to Mar 22, 2018
  • Advisory employees · 4 to 3
    Mar 29, 2016 to Mar 17, 2017
  • Financial planning clients · 11-25 to 1-10
    Mar 29, 2016 to Mar 17, 2017
  • Advisory employees · 2 to 4
    Mar 30, 2015 to Mar 29, 2016
  • Employees · 4 to 5
    Mar 30, 2015 to Mar 29, 2016
  • Advisory employees · 3 to 2
    Apr 23, 2014 to Mar 30, 2015
  • BD registered reps · 4 to 3
    Apr 23, 2014 to Mar 30, 2015
  • Insurance-licensed employees · 2 to 3
    Apr 23, 2014 to Mar 30, 2015
  • Financial planning clients · 0 to 11-25
    Apr 23, 2014 to Mar 30, 2015
  • Advisory employees · 1 to 3
    Jan 29, 2014 to Feb 22, 2014
  • BD registered reps · 2 to 4
    Jan 29, 2014 to Feb 22, 2014
  • Employees · 5 to 4
    Jan 29, 2014 to Feb 22, 2014
  • State-registered IARs · 2 to 3
    Jan 29, 2014 to Feb 22, 2014
Signals
2 dated events
  • 2 advisors left Cordasco Financial Network, Inc. (Southampton, PA) for Wisdom Planning, LLC on the same day
    Jul 12, 2022 · Team lift-out · derived
  • Wisdom Planning, Llc filed its initial SEC registration (Form ADV)
    Jan 29, 2014 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
RAUM per advisor
n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026