DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Stephen Frederick Cordasco
Feed of 09/15/2026
At current firm
4 y
since Mar 31, 2022
In the industry
35 y
since Sep 21, 1990 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Mercer Global Advisors Inc. independent RIA currentsince Mar 31, 2022 · Denver, Co
- Wisdom Planning, LLC formerMar 10, 2014 to Jan 4, 2021 · Philadelphia, Pa
- West Shore Group, LLC formerJun 20, 2013 to Jul 25, 2016 · Haddonfield, Nj
- Andrew Garrett, Inc. independent RIAMar 20, 2012 to Feb 22, 2013 · Philadelphia, Pa
- Cordasco Financial Network, Inc. formerDec 16, 2011 to Jul 12, 2022 · Naples, Fl
- RBC Capital Markets, LLC national BDJan 17, 2003 to Jan 5, 2012 · Philadelphia, Pa
- Wells Fargo Advisors wirehouseJan 1, 1998 to Jan 22, 2003 · Philadelphia, Pa
Moves
a registration end followed by a registration begin elsewhere
- Cordasco Financial Network, Inc. to Andrew Garrett, Inc.left Jul 12, 2022, registered Mar 20, 2012 (-3766 days) · Other
- Wisdom Planning, LLC to Mercer Global Advisors Inc.left Jan 4, 2021, registered Mar 31, 2022 (451 days) · Other · moved with a team
- West Shore Group, LLC to Wisdom Planning, LLCleft Jul 25, 2016, registered Mar 10, 2014 (-868 days) · Other
- Andrew Garrett, Inc. to West Shore Group, LLCleft Feb 22, 2013, registered Jun 20, 2013 (118 days) · Other
- RBC Capital Markets, LLC to Cordasco Financial Network, Inc.left Jan 5, 2012, registered Dec 16, 2011 (-20 days) · Affiliated broker-dealer or bank to a newly registered adviser
- Wells Fargo Advisors to RBC Capital Markets, LLCleft Jan 22, 2003, registered Jan 17, 2003 (-5 days) · Wirehouse to affiliated broker-dealer or bank
Signals
- Stephen Frederick Cordasco left Cordasco Financial Network, Inc. for Andrew Garrett, Inc. (registered 2012-03-20)Jul 12, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 35derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address