DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
V•••• A•••• C••••••
Legal name V•••• A•••• C•••••• L•••••
Latest filing Apr 1, 2026
First filing on the tape Feb 20, 2015 · 9 filings
SEC status approved since Jul 21, 2022
RAUM
$204M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$204M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$204M
derived; firm RAUM over IAPD count
Employees
1
1 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
1
reported on Schedule D
History
9 filings and snapshots on the tape
RAUM$204M as of Apr 1, 2026
Mar 20, 2023$163M then
HNW client RAUM$203M as of Apr 1, 2026
Mar 20, 2023$161M then
State-registered IARs (5.B.3)1 as of Apr 1, 2026
Mar 20, 20232 then
Employees (5.A)1 as of Apr 1, 2026
Mar 20, 20232 then
Private funds1 as of Apr 1, 2026
Mar 20, 20231 then
RAUM +12% over the last fiscal year+7.8% a year over threeIARs 1 to 1
Practice profile
derived from the filing of Apr 1, 2026; every figure names its basis
Archetypes, each a printed rule
- RIA with private funds · a wealth manager (private-client share at least 50 percent) that reports at least one private fund on Schedule D 7.B.(1)
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- UHNW private wealth · private-client share at least 50 percent, HNW at least 90 percent of private-client RAUM, and average HNW client assets at least $10M
- RAUM per advisor
- $204MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 21derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $18.4MderivedHNW RAUM over HNW clients
- Average account
- $3.0MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 0.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +12%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +0.0%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- portfolio management for individuals, otherreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$203M99%
- Individuals$1.5M0.7%
- Individual clients
- 10reported
- HNW clients
- 11reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 68reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0 bank_owner=falsederived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| M•••••• E•••••• W••• | Dorado, Pr | Jul 22, 2022 | 14 y | 1 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- M•••••• E•••••• W••• from S••• H••• C••••••Jul 22, 2022 · Other
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| H••••• F••• I• L•• | Private Equity Fund | $6.4M | 16 | Jun 21, 2022 |
Owners and control persons
Schedule A and B, latest filing
- U•••• P••••• C••••• · Principal And Chief Compliance Officercontrolsince 10/2013 · owns 50% to 75%
- W•••• M••••••• E•••••• · Principalcontrolsince 10/2013 · owns 50% to 75%
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
What changed
consecutive filings, newest first
- Assets in custody · unset to 204062635.0Mar 28, 2025 to Apr 1, 2026
- Discretionary RAUM · $181M to $204MMar 28, 2025 to Apr 1, 2026
- HNW RAUM · $180M to $203MMar 28, 2025 to Apr 1, 2026
- Individual RAUM · $1.3M to $1.5MMar 28, 2025 to Apr 1, 2026
- RAUM · $181M to $204MMar 28, 2025 to Apr 1, 2026
- Accounts · 75 to 68Mar 25, 2024 to Mar 28, 2025
- Advisory employees · 2 to 1Mar 25, 2024 to Mar 28, 2025
- Individual clients · 11 to 10Mar 25, 2024 to Mar 28, 2025
- Employees · 2 to 1Mar 25, 2024 to Mar 28, 2025
- Financial planning clients · 0 to 0Mar 25, 2024 to Mar 28, 2025
- HQ city · unset to Mar 25, 2024 to Mar 28, 2025
- HQ state · unset to Mar 25, 2024 to Mar 28, 2025
- State-registered IARs · 2 to 1Mar 25, 2024 to Mar 28, 2025
- Discretionary RAUM · $175M to $181MMar 25, 2024 to Mar 28, 2025
- HNW RAUM · $173M to $180MMar 25, 2024 to Mar 28, 2025
- Individual RAUM · $1.9M to $1.3MMar 25, 2024 to Mar 28, 2025
- RAUM · $175M to $181MMar 25, 2024 to Mar 28, 2025
- Accounts · 74 to 75Mar 20, 2023 to Mar 25, 2024
- Individual clients · 10 to 11Mar 20, 2023 to Mar 25, 2024
- Discretionary RAUM · $163M to $175MMar 20, 2023 to Mar 25, 2024
- HNW RAUM · $161M to $173MMar 20, 2023 to Mar 25, 2024
- Individual RAUM · $1.6M to $1.9MMar 20, 2023 to Mar 25, 2024
- RAUM · $163M to $175MMar 20, 2023 to Mar 25, 2024
- Accounts · 51 to 74Jun 28, 2022 to Mar 20, 2023
- Individual clients · 7 to 10Jun 28, 2022 to Mar 20, 2023
- Discretionary RAUM · $103M to $163MJun 28, 2022 to Mar 20, 2023
- HNW RAUM · $1.4M to $161MJun 28, 2022 to Mar 20, 2023
- Individual RAUM · $101M to $1.6MJun 28, 2022 to Mar 20, 2023
- RAUM · $103M to $163MJun 28, 2022 to Mar 20, 2023
- Other offices · 0 to 1Jun 28, 2022 to Jun 28, 2022
- Accounts · 50 to 51Feb 20, 2015 to Jun 21, 2022
- HNW clients · unset to 11.0Feb 20, 2015 to Jun 21, 2022
- Individual clients · unset to 7.0Feb 20, 2015 to Jun 21, 2022
- Financial planning clients · 11-25 to 0Feb 20, 2015 to Jun 21, 2022
- Other offices · unset to 0.0Feb 20, 2015 to Jun 21, 2022
- Private funds · unset to 1Feb 20, 2015 to Jun 21, 2022
- Discretionary RAUM · $49.0M to $103MFeb 20, 2015 to Jun 21, 2022
- HNW RAUM · unset to 1364056.0Feb 20, 2015 to Jun 21, 2022
- Individual RAUM · unset to 101302372.0Feb 20, 2015 to Jun 21, 2022
- RAUM · $49.0M to $103MFeb 20, 2015 to Jun 21, 2022
Signals
1 dated events
- V•••• A•••• C•••••• filed its initial SEC registration (Form ADV)Jun 21, 2022 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- V•••• A•••• C•••••• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Business phone
- 855-344-4368reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- V••••A••••.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- (855)344-4368reportedpublic record, Form ADV, Apr 1, 2026
- Contact form
- v•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $204Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026