DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
M••••• W••••• M••••••••• I•••
Latest filing Mar 31, 2026
First filing on the tape Aug 11, 2021 · 11 filings
SEC status approved since Sep 10, 2021
RAUM
$149M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$149M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$149M
derived; firm RAUM over IAPD count
Employees
3
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
11 filings and snapshots on the tape
RAUM$149M as of Mar 31, 2026
Feb 8, 2022$110M then
HNW client RAUM$59.7M as of Mar 31, 2026
Feb 8, 2022$29.1M then
State-registered IARs (5.B.3)1 as of Mar 31, 2026
Feb 8, 20221 then
Employees (5.A)3 as of Mar 31, 2026
Feb 8, 20223 then
Private funds: no history
RAUM +15% over the last fiscal year+14% a year over threeIARs 1 to 1
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
Archetypes, each a printed rule
- Mass-affluent RIA · private-client share at least 50 percent, non-HNW individuals at least 60 percent of private-client RAUM
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $149MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 364derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.8MderivedHNW RAUM over HNW clients
- Average account
- $181,821derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 3.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +15%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +5.2%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$89.7M60%
- High-net-worth individuals$59.7M40%
- Individual clients
- 331reported
- HNW clients
- 33reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 822reported
- Financial planning clients
- 26-50reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| E•••• D••• F•••••••••Certified Financial Planner | Kennewick, Wa | Mar 18, 2014 | 26 y | 2 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- G•••••• A•••• S•••••••• to L••••• C••••••••• W••••• L••Jul 18, 2019 · RIA to RIA
Joined, latest
- E•••• D••• F••••••••• from F•••Mar 18, 2014 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- F••••••••• E••••• D••• · Owner And Chief Compliance Officercontrolsince 03/2006 · owns 75% or more
- M•••••• S••••••••• L• · Ownersince 04/2014 · owns 10% to 25%
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- HNW share shiftChange between filings · filing Mar 31, 2026HNW share of RAUM moved from 21.0% to 40.0% between the annual amendments of 2025-02-24 and 2026-03-31peers: independent wealth managers, $100M to $500M (5,676)
What changed
consecutive filings, newest first
- Accounts · 839 to 822Feb 24, 2025 to Mar 31, 2026
- HNW clients · 20 to 33Feb 24, 2025 to Mar 31, 2026
- Individual clients · 326 to 331Feb 24, 2025 to Mar 31, 2026
- Discretionary RAUM · $130M to $149MFeb 24, 2025 to Mar 31, 2026
- HNW RAUM · $27.9M to $59.7MFeb 24, 2025 to Mar 31, 2026
- Individual RAUM · $102M to $89.7MFeb 24, 2025 to Mar 31, 2026
- RAUM · $130M to $149MFeb 24, 2025 to Mar 31, 2026
- Accounts · 851 to 839Sep 16, 2024 to Feb 24, 2025
- HNW clients · 19 to 20Sep 16, 2024 to Feb 24, 2025
- Individual clients · 334 to 326Sep 16, 2024 to Feb 24, 2025
- Employees · 2 to 3Sep 16, 2024 to Feb 24, 2025
- Financial planning clients · More than 500 to 26-50Sep 16, 2024 to Feb 24, 2025
- Discretionary RAUM · $115M to $130MSep 16, 2024 to Feb 24, 2025
- HNW RAUM · $26.4M to $27.9MSep 16, 2024 to Feb 24, 2025
- Individual RAUM · $89.0M to $102MSep 16, 2024 to Feb 24, 2025
- RAUM · $115M to $130MSep 16, 2024 to Feb 24, 2025
- Accounts · 896 to 851Feb 8, 2024 to Mar 11, 2024
- Advisory activities · 3 to 2Feb 8, 2024 to Mar 11, 2024
- Individual clients · 494 to 334Feb 8, 2024 to Mar 11, 2024
- Assets in custody · 74235446.0 to unsetFeb 8, 2024 to Mar 11, 2024
- Custody of client assets · true to falseFeb 8, 2024 to Mar 11, 2024
- Employees · 4 to 2Feb 8, 2024 to Mar 11, 2024
- Discretionary RAUM · $99.9M to $115MFeb 8, 2024 to Mar 11, 2024
- HNW RAUM · $18.1M to $26.4MFeb 8, 2024 to Mar 11, 2024
- Individual RAUM · $81.8M to $89.0MFeb 8, 2024 to Mar 11, 2024
- RAUM · $99.9M to $115MFeb 8, 2024 to Mar 11, 2024
- Accounts · 865 to 896Apr 20, 2022 to Mar 1, 2023
- HNW clients · 28 to 19Apr 20, 2022 to Mar 1, 2023
- Individual clients · 516 to 494Apr 20, 2022 to Mar 1, 2023
- Assets in custody · unset to 74235446.0Apr 20, 2022 to Mar 1, 2023
- Custody of client assets · false to trueApr 20, 2022 to Mar 1, 2023
- Employees · 3 to 4Apr 20, 2022 to Mar 1, 2023
- Discretionary RAUM · $110M to $99.9MApr 20, 2022 to Mar 1, 2023
- HNW RAUM · $29.1M to $18.1MApr 20, 2022 to Mar 1, 2023
- Individual RAUM · $80.6M to $81.8MApr 20, 2022 to Mar 1, 2023
- RAUM · $110M to $99.9MApr 20, 2022 to Mar 1, 2023
- HNW clients · 24 to 28Sep 13, 2021 to Feb 8, 2022
- Individual clients · 348 to 516Sep 13, 2021 to Feb 8, 2022
- Employees · 4 to 3Sep 13, 2021 to Feb 8, 2022
- Financial planning clients · 51-100 to More than 500Sep 13, 2021 to Feb 8, 2022
Signals
2 dated events
- S•••••••• L M••••• (Owner) no longer on Schedule A of M••••• W••••• M••••••••• I••• (listed 2022-02-08, absent 2022-04-20)Apr 20, 2022 · Control person left · inference
- M••••• W••••• M••••••••• I••• filed its initial SEC registration (Form ADV)Aug 11, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/monsonwealthmanagementreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 509-628-1358reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $149Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026