DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Summit Wealth Management Group, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Neil James Westerman | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Summit Wealth Management Group, Inc. independent RIA | Wirehouse to independent RIA | Feb 16, 2023 | May 17, 2024 (456 d) |
| Nicholas John Goodwin | Strategic Advisers LLC national BD | Summit Wealth Management Group, Inc. other | Other | Jul 20, 2016 | Jul 7, 2016 |
| Gerald Joseph Zins | Ameriprise Financial Services, LLC national BD | Summit Wealth Management Group, Inc. other | Other | May 29, 2002 | Mar 11, 2014 (4304 d) |
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3 moves match.