DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
T••••••••• L••
Latest filing Jan 16, 2026
First filing on the tape Apr 23, 2014 · 16 filings
SEC status approved since May 16, 2014
RAUM
$594,011
reported, Item 5.F
Discretionary
0.0%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
16 filings and snapshots on the tape
RAUM$594,011 as of Jan 16, 2026
Feb 17, 2015$1.2B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Jan 16, 2026
Feb 17, 20150 then
Employees (5.A)2 as of Jan 16, 2026
Feb 17, 20152 then
Private funds: no history
RAUM -28% over the last fiscal year-81% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Jan 16, 2026; every figure names its basis
Archetypes, each a printed rule
- Institutional asset manager · institutional share (pensions, government, insurance, corporations, charities, banks, other advisers) at least 60 percent and private-client share under 20 percent
- OCIO / institutional advisory · selection of other advisers (5.G.7) and institutional share at least 50 percent
- Retirement plan adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $594,011derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 0.0%derivedof RAUM
- Institutional
- 100%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -28%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- hourly, fixed feesreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, pension consulting, selection of other advisersreportedItem 5.G
- Custody
- $594,011, 1 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has custody of client cash or bank accounts (9.A.1.a)
- an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pension and profit-sharing plans$594,011100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 1reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $594,011 for 1 clientsreported
- Compensation
- fixed, hourlyreported
- Class basis
- private_client_share=0.0 fund_share=0.0 institutional_share=1.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- E••••• T••••• B•••• · Cco/Principal/Managing Membercontrolsince 01/2006 · owns 50% to 75%
- M••••• G•••• A••• · Principal And Presidentcontrolsince 01/2006 · owns less than 5%
- M••••• G•••• A••• · Ownercontrolsince 07/2014 · owns 75% or more of G•• T•••••• L••
Entity owners
- G•• T•••••• L•• · Managing Memberdirect · owns 50% to 75%
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Assets in custody · $758,909 to $594,011Feb 20, 2025 to Jan 16, 2026
- Non-discretionary RAUM · $821,466 to $594,011Feb 20, 2025 to Jan 16, 2026
- Pension RAUM · $821,466 to $594,011Feb 20, 2025 to Jan 16, 2026
- RAUM · $821,466 to $594,011Feb 20, 2025 to Jan 16, 2026
- Charity clients · 1.0 to unsetMar 25, 2024 to Feb 20, 2025
- Corporate clients · 4.0 to unsetMar 25, 2024 to Feb 20, 2025
- Pension plan clients · 3.0 to unsetMar 25, 2024 to Feb 20, 2025
- Assets in custody · $1.7M to $758,909Mar 25, 2024 to Feb 20, 2025
- Financial planning clients · 0 to 0Mar 25, 2024 to Feb 20, 2025
- Non-discretionary RAUM · $85.0M to $821,466Mar 25, 2024 to Feb 20, 2025
- Pension RAUM · $85.0M to $821,466Mar 25, 2024 to Feb 20, 2025
- RAUM · $85.0M to $821,466Mar 25, 2024 to Feb 20, 2025
- Corporate clients · 0 to 4Mar 28, 2023 to Mar 25, 2024
- Assets in custody · $1.4M to $1.7MMar 28, 2023 to Mar 25, 2024
- Non-discretionary RAUM · $83.6M to $85.0MMar 28, 2023 to Mar 25, 2024
- Pension RAUM · $83.6M to $85.0MMar 28, 2023 to Mar 25, 2024
- RAUM · $83.6M to $85.0MMar 28, 2023 to Mar 25, 2024
- Corporate clients · 1 to 0Mar 7, 2022 to Mar 28, 2023
- Pension plan clients · 2 to 3Mar 7, 2022 to Mar 28, 2023
- Pooled vehicle clients · 1.0 to unsetMar 7, 2022 to Mar 28, 2023
- Assets in custody · $2.9M to $1.4MMar 7, 2022 to Mar 28, 2023
- Non-discretionary RAUM · $107M to $83.6MMar 7, 2022 to Mar 28, 2023
- Pension RAUM · $107M to $83.6MMar 7, 2022 to Mar 28, 2023
- RAUM · $107M to $83.6MMar 7, 2022 to Mar 28, 2023
- Accounts · 2 to 1Mar 16, 2021 to Mar 7, 2022
- Corporate clients · unset to 1.0Mar 16, 2021 to Mar 7, 2022
- Pension plan clients · 3 to 2Mar 16, 2021 to Mar 7, 2022
- Assets in custody · $1.6M to $2.9MMar 16, 2021 to Mar 7, 2022
- Non-discretionary RAUM · $1.8B to $107MMar 16, 2021 to Mar 7, 2022
- Pension RAUM · $152M to $107MMar 16, 2021 to Mar 7, 2022
- RAUM · $1.8B to $107MMar 16, 2021 to Mar 7, 2022
- Pension plan clients · 2 to 3Mar 18, 2020 to Mar 16, 2021
- Assets in custody · $1.8M to $1.6MMar 18, 2020 to Mar 16, 2021
- Non-discretionary RAUM · $1.9B to $1.8BMar 18, 2020 to Mar 16, 2021
- Pension RAUM · $170M to $152MMar 18, 2020 to Mar 16, 2021
- RAUM · $1.9B to $1.8BMar 18, 2020 to Mar 16, 2021
- Charity clients · unset to 1.0Mar 6, 2019 to Mar 18, 2020
- Pension plan clients · unset to 2.0Mar 6, 2019 to Mar 18, 2020
- Pooled vehicle clients · unset to 1.0Mar 6, 2019 to Mar 18, 2020
- Assets in custody · $1.2M to $1.8MMar 6, 2019 to Mar 18, 2020
Signals
3 dated events
- T••••••••• L•• reported RAUM $107.5M, down 94% from $1.8B (2021-03-16 to 2022-03-07)Mar 7, 2022 · RAUM change · derived
- T••••••••• L•• reported RAUM $1.9B, up 33% from $1.4B (2018-03-06 to 2019-03-06)Mar 6, 2019 · RAUM change · derived
- T••••••••• L•• filed its initial SEC registration (Form ADV)Apr 23, 2014 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- T•••••••••.NETreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 678-638-6184reportedpublic record, Form ADV, Jan 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Institutional managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026