DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Birchview Capital, LP
Latest filing Mar 31, 2026
First filing on the tape Apr 29, 2014 · 29 filings
SEC status approved since May 27, 2014
RAUM
$239M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
53%
$127M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
6
5 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
12
reported on Schedule D
History
29 filings and snapshots on the tape
RAUM$239M as of Mar 31, 2026
Mar 30, 2015$185M then
HNW client RAUM$126M as of Mar 31, 2026
Mar 30, 2018$139M then
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 30, 20150 then
Employees (5.A)6 as of Mar 31, 2026
Mar 30, 20153 then
Private funds12 as of Mar 31, 2026
Mar 30, 20151 then
RAUM +31% over the last fiscal year+4.3% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
Archetypes, each a printed rule
- Dual wealth and asset manager · private-client share 20 to 60 percent and fund or institutional share at least 30 percent
- RIA with heavy alternatives · a wealth manager whose private fund gross assets are at least 25 percent of RAUM, or five or more private funds
- RIA with private funds · a wealth manager (private-client share at least 50 percent) that reports at least one private fund on Schedule D 7.B.(1)
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $14.9MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +31%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $24.1M, 11 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$126M53%
- Pooled investment vehicles$112M47%
- Individuals$720,5380.3%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 16reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $24.1M for 11 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.53 fund_share=0.47 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0 bank_owner=falsederived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
12 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Birchview Fund LLC | Hedge Fund | $67.7M | 36 | Apr 29, 2014 |
| Monteris Bc Holdings 5 LLC | Private Equity Fund | $10.0M | 19 | Mar 30, 2021 |
| Monteris Bc Holdings 7 LLC | Private Equity Fund | $5.3M | 14 | Mar 22, 2023 |
| Birchview Capital Vf III, LLC | Private Equity Fund | $4.6M | 9 | Sep 29, 2021 |
| Monteris Bc Holdings 6 LLC | Private Equity Fund | $4.2M | 11 | Mar 22, 2023 |
| Monteris Bc Holdings 4 LLC | Private Equity Fund | $27,580 | 13 | Jun 12, 2020 |
| Monteris Bc Holdings, LLC | Private Equity Fund | $23,169 | 20 | Mar 28, 2016 |
| Ed Bc Holdings 3, LLC | Private Equity Fund | $18,973 | 8 | Mar 30, 2020 |
| Ed Bc Holdings LLC | Private Equity Fund | $15,955 | 7 | Mar 31, 2017 |
| Monteris Bc Holdings 3, LLC | Private Equity Fund | $12,464 | 18 | Mar 20, 2019 |
| Monteris Bc Holdings 2, LLC | Private Equity Fund | $7,203 | 18 | Aug 24, 2017 |
| Monteris Bc Note LLC | Private Equity Fund | $5,280 | 18 | Mar 31, 2017 |
Owners and control persons
Schedule A and B, latest filing
- Grant Benjamin Small · Chief Operating Officercontrolsince 02/2014 · owns less than 5%
- William Matthew Strobeck · Chief Investment Officer And Managing Partnercontrolsince 02/2014 · owns 75% or more
- Boardman John Trottier · Chief Financial Officercontrolsince 11/2022 · owns less than 5%
- William Matthew Strobeck · Managing Membercontrolsince 02/2014 · owns 75% or more of Birchview Capital Gp, LLC
Entity owners
- Birchview Capital Gp, LLC · General Partnerdirect · owns less than 5%
Related persons
Schedule D 7.A
- Birchview Partners, LLCinvestment adviserbankpooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Advisory employees · 4 to 5Aug 21, 2025 to Mar 31, 2026
- Employees · 5 to 6Aug 21, 2025 to Mar 31, 2026
- Discretionary RAUM · $183M to $239MAug 21, 2025 to Mar 31, 2026
- HNW RAUM · $99.0M to $126MAug 21, 2025 to Mar 31, 2026
- Individual RAUM · $779,399 to $720,538Aug 21, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $83.3M to $112MAug 21, 2025 to Mar 31, 2026
- RAUM · $183M to $239MAug 21, 2025 to Mar 31, 2026
- Advisory employees · 2 to 4Oct 21, 2024 to Mar 28, 2025
- Employees · 3 to 5Oct 21, 2024 to Mar 28, 2025
- Financial planning clients · unset to Oct 21, 2024 to Mar 28, 2025
- Other offices · 0 to 1Oct 21, 2024 to Mar 28, 2025
- Discretionary RAUM · $188M to $183MOct 21, 2024 to Mar 28, 2025
- HNW RAUM · $95.5M to $99.0MOct 21, 2024 to Mar 28, 2025
- Individual RAUM · $771,653 to $779,399Oct 21, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $91.8M to $83.3MOct 21, 2024 to Mar 28, 2025
- RAUM · $188M to $183MOct 21, 2024 to Mar 28, 2025
- Assets in custody · $31.8M to $24.1MAug 21, 2023 to Apr 5, 2024
- Employees · 5 to 3Aug 21, 2023 to Apr 5, 2024
- Discretionary RAUM · $211M to $188MAug 21, 2023 to Apr 5, 2024
- HNW RAUM · $116M to $95.5MAug 21, 2023 to Apr 5, 2024
- Individual RAUM · $812,041 to $771,653Aug 21, 2023 to Apr 5, 2024
- Pooled vehicle RAUM · $93.8M to $91.8MAug 21, 2023 to Apr 5, 2024
- RAUM · $211M to $188MAug 21, 2023 to Apr 5, 2024
- Advisory employees · 3 to 2Jun 14, 2023 to Aug 21, 2023
- Employees · 7 to 5Jun 14, 2023 to Aug 21, 2023
- Accounts · 14 to 16Mar 17, 2022 to Mar 22, 2023
- Advisory employees · 2 to 3Mar 17, 2022 to Mar 22, 2023
- Pooled vehicle clients · 10 to 12Mar 17, 2022 to Mar 22, 2023
- Assets in custody · $47.8M to $31.8MMar 17, 2022 to Mar 22, 2023
- Employees · 4 to 7Mar 17, 2022 to Mar 22, 2023
- Private funds · 10 to 12Mar 17, 2022 to Mar 22, 2023
- Discretionary RAUM · $231M to $211MMar 17, 2022 to Mar 22, 2023
- HNW RAUM · $115M to $116MMar 17, 2022 to Mar 22, 2023
- Individual RAUM · $335,559 to $812,041Mar 17, 2022 to Mar 22, 2023
- Pooled vehicle RAUM · $116M to $93.8MMar 17, 2022 to Mar 22, 2023
- RAUM · $231M to $211MMar 17, 2022 to Mar 22, 2023
- Assets in custody · $40.4M to $47.8MSep 29, 2021 to Mar 17, 2022
- Discretionary RAUM · $246M to $231MSep 29, 2021 to Mar 17, 2022
- HNW RAUM · $128M to $115MSep 29, 2021 to Mar 17, 2022
- Individual RAUM · $312,462 to $335,559Sep 29, 2021 to Mar 17, 2022
Signals
3 dated events
- Richard Mccormick (Chief Compliance Officer) no longer on Schedule A of Birchview Capital, Lp (listed 2023-06-14, absent 2023-08-21)Aug 21, 2023 · Control person left · inference
- Boardman John Trottier (Chief Financial Officer) appeared on Schedule A of Birchview Capital, LpMar 22, 2023 · Control person joined · fact
- Birchview Capital, Llc. filed its initial SEC registration (Form ADV)Apr 29, 2014 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- Birchview Capital, LP · Independent Sponsorsshared crd · capital_provider
- Birchview Capital, LP · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- birchviewcapital.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 802-923-3826reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026