DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
A••••••••• A••••••• L••
Latest filing Jun 2, 2026
First filing on the tape Apr 9, 2014 · 29 filings
SEC status approved since Apr 30, 2014
RAUM
$433M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
11
7 advisory (5.B.1)
Offices
3
beyond the principal office
Private funds
0
reported on Schedule D
History
29 filings and snapshots on the tape
RAUM$433M as of Jun 2, 2026
Feb 18, 2015$48.7M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Jun 2, 2026
Feb 18, 20150 then
Employees (5.A)11 as of Jun 2, 2026
Feb 18, 20154 then
Private funds: no history
RAUM -13% over the last fiscal year-26% a year over threeIARs 0 to 0offices 2 to 3
Practice profile
derived from the filing of Jun 2, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $72.2MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived4 offices incl. principal (1.F.5)
- RAUM growth, one year
- -13%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for investment companiesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Investment companies$433M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 6reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=true bd_reps=1.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- G••••• R•••••• D•••• · Ccocontrolsince 02/2015 · owns less than 5%
- K•••••• M•••• J•••• · Membercontrolsince 04/2014 · owns 5% to 10%
- S•••••••• J••••• J••• · Managing Membercontrolsince 04/2014 · owns 25% to 50%
- S•••••••• I•••••• L•••• · Trusteesince 12/2015 · owns F of J•••• J• S••••••• 2••• F••••• T••••
- S•••••••• J•••• A•• · Trusteesince 12/2015 · owns F of J•••• J• S••••••• 2••• F••••• T••••
Entity owners
- A•••• P••••••• L•• · Memberdirect · owns 25% to 50%
- J•••• J• S••••••• 2••• F••••• T•••• · Memberdirect · owns 10% to 25%
Related persons
Schedule D 7.A
- A•• F••• D••••••••• L••broker-dealern
- C••••••• C•••••• A••••••• L••investment adviserbanknRAUM $10B
- C••••••• I••••••••• A••••••• L••investment advisernRAUM $58.0M
- R••••••• A•••••••• I•••investment adviserbanknRAUM $2.6B
Advisers that list A••••••••• A••••••• L•• as a related person
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
What changed
consecutive filings, newest first
- Employees · 10 to 11Aug 13, 2025 to Mar 27, 2026
- Other offices · 2 to 3Aug 13, 2025 to Mar 27, 2026
- Discretionary RAUM · $495M to $433MAug 13, 2025 to Mar 27, 2026
- RAUM · $495M to $433MAug 13, 2025 to Mar 27, 2026
- Financial planning clients · 0 to 0Jun 6, 2025 to Aug 13, 2025
- Accounts · 7 to 6Mar 27, 2024 to Mar 25, 2025
- Advisory employees · 8 to 7Mar 27, 2024 to Mar 25, 2025
- BD registered reps · 3 to 1Mar 27, 2024 to Mar 25, 2025
- Other offices · 1 to 2Mar 27, 2024 to Mar 25, 2025
- Discretionary RAUM · $728M to $495MMar 27, 2024 to Mar 25, 2025
- RAUM · $728M to $495MMar 27, 2024 to Mar 25, 2025
- Accounts · 8 to 7Aug 24, 2023 to Mar 27, 2024
- Advisory employees · 7 to 8Aug 24, 2023 to Mar 27, 2024
- Employees · 9 to 10Aug 24, 2023 to Mar 27, 2024
- Discretionary RAUM · $1.1B to $728MAug 24, 2023 to Mar 27, 2024
- RAUM · $1.1B to $728MAug 24, 2023 to Mar 27, 2024
- Advisory employees · 3 to 7Jul 13, 2022 to Mar 28, 2023
- BD registered reps · 2 to 3Jul 13, 2022 to Mar 28, 2023
- Employees · 8 to 9Jul 13, 2022 to Mar 28, 2023
- Discretionary RAUM · $4.7B to $1.1BJul 13, 2022 to Mar 28, 2023
- RAUM · $4.7B to $1.1BJul 13, 2022 to Mar 28, 2023
- Accounts · 7 to 8Mar 31, 2021 to Mar 29, 2022
- BD registered reps · 4 to 2Mar 31, 2021 to Mar 29, 2022
- Financial planning clients · unset to 0Mar 31, 2021 to Mar 29, 2022
- Discretionary RAUM · $3.5B to $4.7BMar 31, 2021 to Mar 29, 2022
- RAUM · $3.5B to $4.7BMar 31, 2021 to Mar 29, 2022
- Accounts · 8 to 7Mar 30, 2020 to Mar 31, 2021
- Advisory employees · 2 to 3Mar 30, 2020 to Mar 31, 2021
- Employees · 7 to 8Mar 30, 2020 to Mar 31, 2021
- Discretionary RAUM · $4.1B to $3.5BMar 30, 2020 to Mar 31, 2021
- RAUM · $4.1B to $3.5BMar 30, 2020 to Mar 31, 2021
- Accounts · 6 to 8May 31, 2019 to Mar 30, 2020
- Employees · 6 to 7May 31, 2019 to Mar 30, 2020
- HQ city · HUNTINGTON to SAN JUANMay 31, 2019 to Mar 30, 2020
- HQ state · NY to PRMay 31, 2019 to Mar 30, 2020
- Other offices · 0 to 1May 31, 2019 to Mar 30, 2020
- Discretionary RAUM · $2.5B to $4.1BMay 31, 2019 to Mar 30, 2020
- RAUM · $2.5B to $4.1BMay 31, 2019 to Mar 30, 2020
- Accounts · 5 to 6Mar 23, 2018 to Feb 26, 2019
- Advisory employees · 3 to 2Mar 23, 2018 to Feb 26, 2019
Signals
8 dated events
- A••••••••• A••••••• L•• reported RAUM $495.0M, down 32% from $728.2M (2024-03-27 to 2025-03-25)Mar 25, 2025 · RAUM change · derived
- A••••••••• A••••••• L•• reported RAUM $728.2M, down 32% from $1.1B (2023-08-24 to 2024-03-27)Mar 27, 2024 · RAUM change · derived
- A••••••••• A••••••• L•• reported RAUM $1.1B, down 77% from $4.7B (2022-07-13 to 2023-03-28)Mar 28, 2023 · RAUM change · derived
- A••••••••• A••••••• L•• reported RAUM $4.7B, up 32% from $3.5B (2021-03-31 to 2022-03-29)Mar 29, 2022 · RAUM change · derived
- A••••••••• A••••••• L•• reported RAUM $4.1B, up 63% from $2.5B (2019-05-31 to 2020-03-30)Mar 30, 2020 · RAUM change · derived
- A••••••••• A••••••• L•• reported RAUM $2.5B, up 53% from $1.6B (2018-03-23 to 2019-02-26)Feb 26, 2019 · RAUM change · derived
- A••••••••• A••••••• L•• reported RAUM $1.6B, up 385% from $338.9M (2017-03-14 to 2018-03-23)Mar 23, 2018 · RAUM change · derived
- A••••••••• A••••••• L•• filed its initial SEC registration (Form ADV)Apr 9, 2014 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/alphacentricfundsreportedpublic record, Form ADV, Sep 18, 2026
- Website
- A•••••••••FUNDS.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 6467578387reportedpublic record, Form ADV, Jun 2, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026