DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Catalyst International Advisors LLC
Latest filing Mar 27, 2026
First filing on the tape Nov 22, 2019 · 15 filings
SEC status approved since Jan 2, 2020
RAUM
$58.0M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
15
8 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
1
reported on Schedule D
History
15 filings and snapshots on the tape
RAUM$58.0M as of Mar 27, 2026
Mar 30, 2020$0 then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 27, 2026
Mar 30, 20200 then
Employees (5.A)15 as of Mar 27, 2026
Mar 30, 20206 then
Private funds1 as of Mar 27, 2026
Mar 28, 20231 then
RAUM +30% over the last fiscal year+113% a year over threeIARs 0 to 0offices 1 to 2
Practice profile
derived from the filing of Mar 27, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $58.0MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- +30%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$58.0M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 1reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=true bd_reps=1.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Catalyst International Ucits Icav | Other Private Fund | $6.0M | 4 | Apr 22, 2022 |
Owners and control persons
Schedule A and B, latest filing
- David Robert Glass · Chief Compliance Officercontrolsince 11/2019 · owns less than 5%
- Scott David Miller · Chief Investment Officercontrolsince 11/2019 · owns 10% to 25%
- Thomas Michael Schoonover · Chief Operating Officercontrolsince 11/2019 · owns 10% to 25%
- John Jerry Szilagyi · Chief Executive Officercontrolsince 11/2019 · owns 25% to 50%
- Linda Isobel Szilagyi · Trusteesince 12/2015 · owns F of Jerry J. Szilagyi 2015 Family Trust
- John Jerry Szilagyi · Trusteesince 12/2018 · owns F of Isobel Szilagyi 2018 Family Trust
- Ann June Szilagyi · Trusteesince 12/2015 · owns F of Jerry J. Szilagyi 2015 Family Trust
- Ann June Szilagyi · Trusteesince 12/2018 · owns F of Isobel Szilagyi 2018 Family Trust
Entity owners
- Dorado Investment Partners LLC · Memberdirect · owns 10% to 25%
- Jerry J. Szilagyi 2015 Family Trust · Memberdirect · owns 10% to 25%
- Isobel Szilagyi 2018 Family Trust · Trustindirect · owns 75% or more of Dorado Investment Partners LLC
Related persons
Schedule D 7.A
- Alphacentric Advisors LLCinvestment adviserbanknRAUM $433M
- Alt Fund Distributors LLCbroker-dealern
- Catalyst Capital Advisors LLCinvestment adviserbanknRAUM $10B
- Rational Advisors, Inc.investment adviserbanknRAUM $2.6B
Advisers that list Catalyst International Advisors LLC as a related person
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Advisory employees · 7 to 8Aug 13, 2025 to Mar 27, 2026
- Employees · 9 to 15Aug 13, 2025 to Mar 27, 2026
- Other offices · 1 to 2Aug 13, 2025 to Mar 27, 2026
- Discretionary RAUM · $44.7M to $58.0MAug 13, 2025 to Mar 27, 2026
- Pooled vehicle RAUM · $44.7M to $58.0MAug 13, 2025 to Mar 27, 2026
- RAUM · $44.7M to $58.0MAug 13, 2025 to Mar 27, 2026
- Financial planning clients · 0 to 0Jun 9, 2025 to Aug 13, 2025
- BD registered reps · 2 to 1Mar 27, 2024 to Mar 25, 2025
- Employees · 8 to 9Mar 27, 2024 to Mar 25, 2025
- Other offices · 0 to 1Mar 27, 2024 to Mar 25, 2025
- Discretionary RAUM · $9.3M to $44.7MMar 27, 2024 to Mar 25, 2025
- Pooled vehicle RAUM · $9.3M to $44.7MMar 27, 2024 to Mar 25, 2025
- RAUM · $9.3M to $44.7MMar 27, 2024 to Mar 25, 2025
- Advisory employees · 6 to 7Aug 24, 2023 to Mar 27, 2024
- Employees · 7 to 8Aug 24, 2023 to Mar 27, 2024
- Discretionary RAUM · $6.0M to $9.3MAug 24, 2023 to Mar 27, 2024
- Pooled vehicle RAUM · $6.0M to $9.3MAug 24, 2023 to Mar 27, 2024
- RAUM · $6.0M to $9.3MAug 24, 2023 to Mar 27, 2024
- Advisory employees · 5 to 6Jul 13, 2022 to Mar 28, 2023
- BD registered reps · 1 to 2Jul 13, 2022 to Mar 28, 2023
- Employees · 6 to 7Jul 13, 2022 to Mar 28, 2023
- Discretionary RAUM · $5.9M to $6.0MJul 13, 2022 to Mar 28, 2023
- Pooled vehicle RAUM · $5.9M to $6.0MJul 13, 2022 to Mar 28, 2023
- RAUM · $5.9M to $6.0MJul 13, 2022 to Mar 28, 2023
- Accounts · 0 to 1Mar 30, 2022 to Apr 22, 2022
- Pooled vehicle clients · unset to 1.0Mar 30, 2022 to Apr 22, 2022
- Private funds · unset to 1Mar 30, 2022 to Apr 22, 2022
- Discretionary RAUM · $0 to $5.9MMar 30, 2022 to Apr 22, 2022
- Pooled vehicle RAUM · unset to 5900000.0Mar 30, 2022 to Apr 22, 2022
- RAUM · $0 to $5.9MMar 30, 2022 to Apr 22, 2022
- Advisory employees · 3 to 5Mar 31, 2021 to Mar 30, 2022
- BD registered reps · 2 to 1Mar 31, 2021 to Mar 30, 2022
- BD registered reps · 3 to 2Mar 30, 2020 to Mar 31, 2021
- Advisory activities · 2 to 1Nov 22, 2019 to Mar 30, 2020
- BD registered reps · 1 to 3Nov 22, 2019 to Mar 30, 2020
- Employees · 5 to 6Nov 22, 2019 to Mar 30, 2020
- Other offices · 1 to 0Nov 22, 2019 to Mar 30, 2020
Signals
1 dated events
- Catalyst International Advisors Llc filed its initial SEC registration (Form ADV)Nov 22, 2019 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- Catalyst International Advisors LLC · Independent Sponsorsshared crd · capital_provider
How to reach
public business contact points only, each with its source
- Website
- catalystucits.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 6467578387reportedpublic record, Form ADV, Mar 27, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026