DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
SEC-registered adviser
G•••••••• C•••••• A•••••••• L••
Latest filing Mar 3, 2026
First filing on the tape Mar 27, 2014 · 11 filings
SEC status approved since Apr 4, 2022
RAUM
$263M
reported, Item 5.F
Discretionary
50%
of RAUM
Private clients
85%
$223M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$263M
derived; firm RAUM over IAPD count
Employees
1
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
11 filings and snapshots on the tape
RAUM$263M as of Mar 3, 2026
Feb 1, 2023$124M then
HNW client RAUM$159M as of Mar 3, 2026
Feb 1, 2023$81.0M then
State-registered IARs (5.B.3)1 as of Mar 3, 2026
Feb 1, 20231 then
Employees (5.A)1 as of Mar 3, 2026
Feb 1, 20231 then
Private funds: no history
RAUM +30% over the last fiscal year+29% a year over threeIARs 1 to 1
Practice profile
derived from the filing of Mar 3, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $263MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 302derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $4.0MderivedHNW RAUM over HNW clients
- Average account
- $475,822derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 50%derivedof RAUM
- Institutional
- 9.6%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +30%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +31%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individuals, pension consultingreportedItem 5.G
- Custody
- $65.2M, 109 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$159M60%
- Individuals$64.1M24%
- Pension and profit-sharing plans$22.3M8.5%
- Corporations and businesses$14.8M5.6%
- Charitable organizations$2.9M1.1%
- Individual clients
- 262reported
- HNW clients
- 40reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 553reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $65.2M for 109 clientsreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.85 fund_share=0.0 institutional_share=0.1 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| J••• R••••• G•••••••• | Argyle, Tx | Jul 21, 2014 | 28 y | 1 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- J••• R••••• G•••••••• from P•••••••• S••••••••• I•••Jul 21, 2014 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- G••••••••• J•••• R••••• · Managing Member And Chief Compliance Officercontrolsince 04/2014 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 532 to 553Feb 5, 2025 to Mar 3, 2026
- HNW clients · 38 to 40Feb 5, 2025 to Mar 3, 2026
- Individual clients · 193 to 262Feb 5, 2025 to Mar 3, 2026
- Assets in custody · $19.0M to $65.2MFeb 5, 2025 to Mar 3, 2026
- Discretionary RAUM · $107M to $133MFeb 5, 2025 to Mar 3, 2026
- HNW RAUM · $118M to $159MFeb 5, 2025 to Mar 3, 2026
- Individual RAUM · $51.8M to $64.1MFeb 5, 2025 to Mar 3, 2026
- Non-discretionary RAUM · $95.3M to $130MFeb 5, 2025 to Mar 3, 2026
- Pension RAUM · $17.9M to $22.3MFeb 5, 2025 to Mar 3, 2026
- RAUM · $203M to $263MFeb 5, 2025 to Mar 3, 2026
- Accounts · 522 to 532Feb 20, 2024 to Feb 5, 2025
- HNW clients · 30 to 38Feb 20, 2024 to Feb 5, 2025
- Individual clients · 200 to 193Feb 20, 2024 to Feb 5, 2025
- Assets in custody · $13.3M to $19.0MFeb 20, 2024 to Feb 5, 2025
- Financial planning clients · 0 to 0Feb 20, 2024 to Feb 5, 2025
- HQ city · unset to Feb 20, 2024 to Feb 5, 2025
- HQ state · unset to Feb 20, 2024 to Feb 5, 2025
- Discretionary RAUM · $77.3M to $107MFeb 20, 2024 to Feb 5, 2025
- HNW RAUM · $91.9M to $118MFeb 20, 2024 to Feb 5, 2025
- Individual RAUM · $48.4M to $51.8MFeb 20, 2024 to Feb 5, 2025
- Non-discretionary RAUM · $78.1M to $95.3MFeb 20, 2024 to Feb 5, 2025
- Pension RAUM · $15.1M to $17.9MFeb 20, 2024 to Feb 5, 2025
- RAUM · $155M to $203MFeb 20, 2024 to Feb 5, 2025
- Accounts · 490 to 522Feb 1, 2023 to Feb 20, 2024
- HNW clients · 33 to 30Feb 1, 2023 to Feb 20, 2024
- Individual clients · 190 to 200Feb 1, 2023 to Feb 20, 2024
- Assets in custody · $19.5M to $13.3MFeb 1, 2023 to Feb 20, 2024
- Discretionary RAUM · $53.2M to $77.3MFeb 1, 2023 to Feb 20, 2024
- HNW RAUM · $81.0M to $91.9MFeb 1, 2023 to Feb 20, 2024
- Individual RAUM · $28.6M to $48.4MFeb 1, 2023 to Feb 20, 2024
- Non-discretionary RAUM · $70.4M to $78.1MFeb 1, 2023 to Feb 20, 2024
- Pension RAUM · $14.1M to $15.1MFeb 1, 2023 to Feb 20, 2024
- RAUM · $124M to $155MFeb 1, 2023 to Feb 20, 2024
- Accounts · 461 to 490Mar 3, 2022 to Feb 1, 2023
- HNW clients · 26 to 33Mar 3, 2022 to Feb 1, 2023
- Individual clients · 173 to 190Mar 3, 2022 to Feb 1, 2023
- Pension plan clients · 1.0 to unsetMar 3, 2022 to Feb 1, 2023
- Assets in custody · $10.5M to $19.5MMar 3, 2022 to Feb 1, 2023
- Discretionary RAUM · $68.9M to $53.2MMar 3, 2022 to Feb 1, 2023
- HNW RAUM · $56.8M to $81.0MMar 3, 2022 to Feb 1, 2023
Signals
1 dated events
- G•••••••• W••••• M••••••••• filed its initial SEC registration (Form ADV)Mar 27, 2014 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Principal office phone
- (940) 464-0404reportedpublic record, Form ADV, Mar 3, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $263Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026